Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2015 Filed May 19, 2015 17:18 UTC |
WALTHER ROGER ODirector
|
GrantCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-012392 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,280 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| May 14, 2015 Filed May 15, 2015 16:23 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 201,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-012148 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,108,640 Read SEC document |
| May 14, 2015 Filed May 18, 2015 20:56 UTC Amendment |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 123,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-012317 · doc4a.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,187,087 Read SEC document |
| May 12, 2015 Filed May 13, 2015 16:16 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 126,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-011997 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,310,587 Read SEC document |
| May 05, 2015 Filed May 6, 2015 22:22 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-011508 · doc4.xml · derivative · entry 4 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2015 Filed May 6, 2015 22:22 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 1,836 | $31.52 | $57,870.72 |
DisclosureSEC source: 0001225208-15-011508 · doc4.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,461 Read SEC document |
| May 05, 2015 Filed May 6, 2015 22:22 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-011508 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2015 Filed May 1, 2015 18:09 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 100,000 | $30.75 | $3,074,890.00 |
DisclosureSEC source: 0001225208-15-010802 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,118.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.72 to $30.80. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2015 Filed May 1, 2015 18:09 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-010803 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2015 Filed May 1, 2015 18:09 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-010803 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 880,804.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2015 Filed Apr 28, 2015 16:22 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 417,300 | $30.33 | $12,654,789.42 |
DisclosureSEC source: 0001225208-15-010465 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,436,587 F2 · price: This transaction was executed in multiple trades at prices ranging from $30.07 to $30.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 15:09 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-010526 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 15:09 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 1,909 | $30.33 | $57,890.43 |
DisclosureSEC source: 0001225208-15-010526 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,760 Read SEC document |
| April 27, 2015 Filed Apr 29, 2015 15:09 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-010526 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2015 Filed Apr 28, 2015 16:22 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 630,000 | $30.17 | $19,004,643.00 |
DisclosureSEC source: 0001225208-15-010465 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,853,887 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.045 to $30.35. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 24, 2015 Filed Apr 28, 2015 16:22 UTC |
Haraf William SDirector
|
PurchaseCommon Stock | 3,000 | $30.29 | $90,879.00 |
DisclosureSEC source: 0001225208-15-010466 · doc4.xml · nonDerivative · entry 1 Haraf William S · CIK 0001632346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.2899 to $30.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2015 Filed Apr 24, 2015 21:09 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 630,000 | $30.51 | $19,222,497.00 |
DisclosureSEC source: 0001225208-15-010387 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,483,887 F2 · price: This transaction was executed in multiple trades at prices ranging from $30.30 to $30.705. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2015 Filed Apr 24, 2015 21:09 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 630,000 | $30.45 | $19,181,736.00 |
DisclosureSEC source: 0001225208-15-010387 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,113,887 F1 · price: This transaction was executed in multiple trades at prices ranging from $29.99 to $30.65. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2015 Filed Apr 22, 2015 15:42 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 100,000 | $30.28 | $3,027,850.00 |
DisclosureSEC source: 0001225208-15-010258 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 611,118.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $30.25 to $30.295. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2015 Filed Apr 22, 2015 15:42 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-010259 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2015 Filed Apr 22, 2015 15:42 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-010259 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 239,981.9407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 17, 2015 Filed Apr 17, 2015 21:46 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 66,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-010180 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 116,743,887 Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 15:45 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,010 | $0.00 Strike: $29.93 | $0.00 |
DisclosureSEC source: 0001225208-15-009444 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires 2025-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 15:45 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,005 | $0.00 Strike: $29.93 | $0.00 |
DisclosureSEC source: 0001225208-15-009445 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005 Underlying: Common Stock · 2,005 shares Expires 2025-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 15:46 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,010 | $0.00 Strike: $29.93 | $0.00 |
DisclosureSEC source: 0001225208-15-009446 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Stock · 4,010 shares Expires 2025-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2015 Filed Apr 3, 2015 15:46 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-009447 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,565.28 Underlying: Common Stock · 1,003 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| March 30, 2015 Filed Apr 1, 2015 16:29 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-008916 · doc4.xml · derivative · entry 3 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2015 Filed Apr 1, 2015 16:29 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-008916 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 212,646 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2015 Filed Mar 27, 2015 21:25 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-008657 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2015 Filed Mar 27, 2015 21:25 UTC |
MCLIN STEPHEN TDirector
|
Tax withholdingCommon Stock | 1,959 | $29.55 | $57,888.45 |
DisclosureSEC source: 0001225208-15-008657 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 139,820 Read SEC document |
| March 26, 2015 Filed Mar 27, 2015 21:25 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 5,244 | $11.04 | $57,894.28 |
DisclosureSEC source: 0001225208-15-008657 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 141,779 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2015 Filed Mar 23, 2015 17:56 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,866 | $0.00 Strike: $11.04 | $0.00 |
DisclosureSEC source: 0001225208-15-008350 · doc4.xml · derivative · entry 3 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,866 shares Expires 2015-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2015 Filed Mar 23, 2015 17:56 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 2,953 | $29.40 | $86,818.20 |
DisclosureSEC source: 0001225208-15-008350 · doc4.xml · nonDerivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,443 Read SEC document |
| March 19, 2015 Filed Mar 23, 2015 17:56 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 7,866 | $11.04 | $86,841.43 |
DisclosureSEC source: 0001225208-15-008350 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2015 Filed Mar 10, 2015 20:45 UTC |
Allen Jay LEVP and Chief Admin Officer
|
SaleCommon Stock | 3,005 | $31.00 | $93,155.00 |
DisclosureSEC source: 0001225208-15-007436 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Allen Jay LEVP and Chief Admin Officer
|
SaleCommon Stock | 8,397 | $30.75 | $258,207.75 |
DisclosureSEC source: 0001225208-15-007436 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,658.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2014. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,097 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · derivative · entry 9 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,194 Underlying: Common Stock · 11,097 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 17,562 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · derivative · entry 8 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,562 Underlying: Common Stock · 17,562 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 17,562 | $31.09 | $545,977.99 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · nonDerivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,092.2555 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 15,218 | $30.75 | $467,953.50 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · nonDerivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 108,654.2555 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2015. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 11,097 | $31.06 | $344,653.96 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 123,872.2555 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 11,097 | $12.45 | $138,157.65 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 134,969.2555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 17,562 | $13.91 | $244,287.42 |
DisclosureSEC source: 0001225208-15-007437 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 123,872.2555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
McCool James DEVP - Client Solutions
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 74,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-15-007438 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,591 Underlying: Common Stock · 74,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
McCool James DEVP - Client Solutions
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SaleCommon Stock | 74,000 | $31.39 | $2,322,904.40 |
DisclosureSEC source: 0001225208-15-007438 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,837.9918 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.61. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC |
McCool James DEVP - Client Solutions
|
Exercise / conversionCommon Stock | 74,000 | $17.38 | $1,286,120.00 |
DisclosureSEC source: 0001225208-15-007438 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,837.9918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC |
Allen Jay LEVP and Chief Admin Officer
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Exercise / conversionCommon Stock | 3,005 | $29.95 | $89,999.75 |
DisclosureSEC source: 0001225208-15-006771 · doc4.xml · nonDerivative · entry 8 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,055.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC |
Schwab Charles R.Director · Chairman · 10% owner
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Exercise / conversionCommon Stock | 6,907 | $29.95 | $206,864.65 |
DisclosureSEC source: 0001225208-15-006772 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC |
Bettinger Walter WDirector · President and CEO
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Exercise / conversionCommon Stock | 14,964 | $29.95 | $448,171.80 |
DisclosureSEC source: 0001225208-15-006773 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 711,118.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC |
MARTINETTO JOSEPH REVP and CFO
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Exercise / conversionCommon Stock | 4,508 | $29.95 | $135,014.60 |
DisclosureSEC source: 0001225208-15-006774 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.