Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 18, 2016 Filed Apr 19, 2016 17:06 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 7,866 | $15.17 | $119,313.85 |
DisclosureSEC source: 0001225208-16-031542 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 14:38 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,798 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001225208-16-030955 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,798 Underlying: Common Stock · 3,798 shares Expires 2026-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 14:38 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,899 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001225208-16-030956 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,899 Underlying: Common Stock · 1,899 shares Expires 2026-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 14:38 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,798 | $0.00 Strike: $28.38 | $0.00 |
DisclosureSEC source: 0001225208-16-030957 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,798 Underlying: Common Stock · 3,798 shares Expires 2026-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 01, 2016 Filed Apr 5, 2016 14:38 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-030958 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,848.3 Underlying: Common Stock · 1,190 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| March 30, 2016 Filed Mar 31, 2016 17:13 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,244 | $0.00 Strike: $15.17 | $0.00 |
DisclosureSEC source: 0001225208-16-030496 · doc4.xml · derivative · entry 4 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,244 shares Expires 2016-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2016 Filed Mar 31, 2016 17:13 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 2,821 | $28.19 | $79,531.04 |
DisclosureSEC source: 0001225208-16-030496 · doc4.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 64,010.545 Read SEC document |
| March 30, 2016 Filed Mar 31, 2016 17:13 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 5,244 | $15.17 | $79,542.57 |
DisclosureSEC source: 0001225208-16-030496 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 66,831.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2016 Filed Mar 3, 2016 21:57 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 10,073 | $26.64 | $268,330.62 |
DisclosureSEC source: 0001225208-16-029090 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,170.2384 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. F3 · price: This transaction was executed in multiple trades at prices ranging from $26.32 to $27.04. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 3,331 | $26.73 | $89,037.63 |
DisclosureSEC source: 0001225208-16-029185 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,574.2384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 2,555 | $26.73 | $68,295.15 |
DisclosureSEC source: 0001225208-16-029189 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,441.07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 14,964 | $26.73 | $399,987.72 |
DisclosureSEC source: 0001225208-16-029186 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,671.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 3,454 | $26.73 | $92,325.42 |
DisclosureSEC source: 0001225208-16-029187 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 34,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 3,454 | $26.73 | $92,325.42 |
DisclosureSEC source: 0001225208-16-029188 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 19:44 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 6,907 | $26.73 | $184,624.11 |
DisclosureSEC source: 0001225208-16-029190 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,497,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 2,448 | $26.54 | $64,976.04 |
DisclosureSEC source: 0001225208-16-029090 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,243.2384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 13,105 | $26.54 | $347,839.46 |
DisclosureSEC source: 0001225208-16-029091 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,707.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 2,622 | $26.54 | $69,594.44 |
DisclosureSEC source: 0001225208-16-029092 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionCommon Stock | 1,485 | $26.54 | $39,415.61 |
DisclosureSEC source: 0001225208-16-029093 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 2,185 | $26.54 | $57,995.36 |
DisclosureSEC source: 0001225208-16-029094 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 1,748 | $26.54 | $46,396.29 |
DisclosureSEC source: 0001225208-16-029096 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,886.07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 2,343 | $26.54 | $62,189.08 |
DisclosureSEC source: 0001225208-16-029095 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2016 Filed Mar 3, 2016 21:57 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 4,016 | $26.54 | $106,594.68 |
DisclosureSEC source: 0001225208-16-029097 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,490,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 89,929 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029090 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,929 Underlying: Common Stock · 89,929 shares Expires 2026-03-01 F4 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 10,073 | $25.90 | $260,890.70 |
DisclosureSEC source: 0001225208-16-029090 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,795.2384 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 464,629 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029091 · doc4.xml · derivative · entry 6 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,629 Underlying: Common Stock · 464,629 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 49,844 | $25.90 | $1,290,959.60 |
DisclosureSEC source: 0001225208-16-029091 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,602.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Chandoha Marie APresident - CSIM
|
GrantNonqualified Stock Option (right to buy) · Derivative | 89,929 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029092 · doc4.xml · derivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,929 Underlying: Common Stock · 89,929 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 11,026 | $25.90 | $285,573.40 |
DisclosureSEC source: 0001225208-16-029092 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 28,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Garfield David REVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 59,953 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029093 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,953 Underlying: Common Stock · 59,953 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Kallsen Terri REVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 89,929 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029094 · doc4.xml · derivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,929 Underlying: Common Stock · 89,929 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GrantNonqualified Stock Option (right to buy) · Derivative | 65,948 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029096 · doc4.xml · derivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,948 Underlying: Common Stock · 65,948 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 3,606 | $25.90 | $93,395.40 |
DisclosureSEC source: 0001225208-16-029096 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,138.07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 119,905 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029095 · doc4.xml · derivative · entry 4 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,905 Underlying: Common Stock · 119,905 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 10,337 | $25.90 | $267,728.30 |
DisclosureSEC source: 0001225208-16-029095 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 179,857 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-16-029097 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 179,857 Underlying: Common Stock · 179,857 shares Expires 2026-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2016 Filed Mar 3, 2016 21:57 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 21,359 | $25.90 | $553,198.10 |
DisclosureSEC source: 0001225208-16-029097 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,486,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 26, 2016 Filed Feb 26, 2016 22:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,450 | $0.00 Strike: $16.60 | $0.00 |
DisclosureSEC source: 0001225208-16-028465 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,450 shares Expires 2016-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2016 Filed Feb 26, 2016 22:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,450 | $16.60 | $90,460.74 |
DisclosureSEC source: 0001225208-16-028465 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 805,372.72 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2016 Filed Jan 29, 2016 17:54 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025132 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,465,461 Read SEC document |
| January 20, 2016 Filed Jan 21, 2016 20:22 UTC |
Haraf William SDirector
|
PurchaseCommon Stock | 4,000 | $25.44 | $101,752.40 |
DisclosureSEC source: 0001225208-16-024598 · doc4.xml · nonDerivative · entry 1 Haraf William S · CIK 0001632346 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,209 F1 · price: This transaction was executed in multiple trades at prices ranging from $25.24 to $25.60. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 20:27 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,844 | $0.00 Strike: $31.98 | $0.00 |
DisclosureSEC source: 0001225208-16-023715 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844 Underlying: Common Stock · 3,844 shares Expires 2026-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 20:27 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,922 | $0.00 Strike: $31.98 | $0.00 |
DisclosureSEC source: 0001225208-16-023716 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 Underlying: Common Stock · 1,922 shares Expires 2026-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 20:27 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,844 | $0.00 Strike: $31.98 | $0.00 |
DisclosureSEC source: 0001225208-16-023717 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,844 Underlying: Common Stock · 3,844 shares Expires 2026-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 20:27 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-023718 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,399.86 Underlying: Common Stock · 1,056 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 20:27 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Tax withholdingCommon Stock | 577 | $31.78 | $18,334.18 |
DisclosureSEC source: 0001225208-16-023719 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,111 Read SEC document |
| December 31, 2015 Filed Dec 31, 2015 18:35 UTC |
BUTCHER C PRESTONDirector
|
GiftCommon Stock | 106,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-022996 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 799,922.72 Read SEC document |
| December 23, 2015 Filed Dec 24, 2015 14:43 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,214,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-022899 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,485,461 Read SEC document |
| December 04, 2015 Filed Dec 7, 2015 18:32 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 25,987 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-15-021808 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,987 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2015 Filed Dec 7, 2015 18:32 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 25,987 | $34.50 | $896,616.47 |
DisclosureSEC source: 0001225208-15-021808 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,291.9507 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.50 to $34.515. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.