Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · derivative · entry 11 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 35,124 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · derivative · entry 10 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,124 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,463 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · derivative · entry 9 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,463 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 35,124 | $36.65 | $1,287,326.21 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 8 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,018 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 35,000 | $36.65 | $1,282,781.50 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 7 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,142 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 17,279 | $36.65 | $633,290.90 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 6 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,142 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 14,463 | $36.65 | $530,081.97 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 5 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,421 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.6 to $36.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 14,463 | $13.91 | $201,180.33 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 4 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 104,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 17,279 | $11.75 | $203,028.25 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 90,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 35,000 | $13.64 | $477,400.00 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 73,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 23:15 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 35,124 | $12.45 | $437,293.80 |
DisclosureSEC source: 0001225208-16-042003 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 00:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 41,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041750 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 101,332,768 Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,105 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · derivative · entry 11 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,105 Underlying: Common Stock · 8,105 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,026 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · derivative · entry 10 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,963 Underlying: Common Stock · 4,026 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 18,802 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · derivative · entry 9 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,409 Underlying: Common Stock · 18,802 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 18,802 | $36.94 | $694,568.44 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · nonDerivative · entry 6 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 8,105 | $36.94 | $299,408.43 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · nonDerivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,802 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 4,026 | $36.94 | $148,725.27 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · nonDerivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,907 F1 · price: This transaction was executed in multiple trades at prices ranging from $36.31 to $37.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 4,026 | $23.12 | $93,081.12 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 8,105 | $28.44 | $230,506.20 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 26,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 18:45 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 18,802 | $30.17 | $567,256.34 |
DisclosureSEC source: 0001225208-16-041833 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:22 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 11,026 | $35.00 | $385,910.00 |
DisclosureSEC source: 0001225208-16-041746 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,018 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:22 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 100,800 | $35.46 | $3,574,347.84 |
DisclosureSEC source: 0001225208-16-041747 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,658.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.23 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.93 | $0.00 |
DisclosureSEC source: 0001225208-16-041748 · doc4.xml · derivative · entry 4 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,938 Underlying: Common Stock · 10,000 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option was first exercisable on July 2, 2013. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GiftCommon Stock | 274.438 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041748 · doc4.xml · nonDerivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,862.7043 Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 10,000 | $34.38 | $343,770.00 |
DisclosureSEC source: 0001225208-16-041748 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,137.1423 F1 · price: This transaction was executed in multiple trades at prices ranging from $34.32 to $34.45. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 10,000 | $12.93 | $129,300.00 |
DisclosureSEC source: 0001225208-16-041748 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,137.1423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 65,056 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041749 · doc4.xml · derivative · entry 8 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,056 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 28,090 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-16-041749 · doc4.xml · derivative · entry 7 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,090 shares Expires 2020-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 65,056 | $35.32 | $2,297,465.65 |
DisclosureSEC source: 0001225208-16-041749 · doc4.xml · nonDerivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,732.0696 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 28,090 | $35.32 | $992,003.97 |
DisclosureSEC source: 0001225208-16-041749 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,788.0696 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2015. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 28,090 | $18.25 | $512,642.50 |
DisclosureSEC source: 0001225208-16-041749 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 145,878.0696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 65,056 | $15.00 | $975,840.00 |
DisclosureSEC source: 0001225208-16-041749 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,788.0696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 00:25 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 300,000 | $35.43 | $10,628,310.00 |
DisclosureSEC source: 0001225208-16-041750 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 34,337,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $35.23 to $35.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 16, 2016 00:10 UTC Amendment |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 65,056 | $35.32 | $2,297,465.65 |
DisclosureSEC source: 0001225208-16-041810 · doc4a.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,732.0696 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 16, 2016 00:10 UTC Amendment |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 28,090 | $35.32 | $992,003.97 |
DisclosureSEC source: 0001225208-16-041810 · doc4a.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,788.0696 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 25, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $34.50 to $35.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 10, 2016 Filed Nov 18, 2016 17:37 UTC Amendment |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 11,026 | $35.00 | $385,910.00 |
DisclosureSEC source: 0001225208-16-041975 · doc4a.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,018 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. F2 · balance_after: The amount following the transaction on November 10, 2016 was 17,018, as opposed to 3,018, as was reported on November 10, 2016. Read SEC document |
| November 10, 2016 Filed Nov 18, 2016 21:51 UTC Amendment |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 11,026 | $35.00 | $385,910.00 |
DisclosureSEC source: 0001225208-16-041997 · doc4a.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,018 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 23, 2015. F2 · balance_after: The amount following the transaction on November 10, 2016 was 3,018, as correctly reported on November 14, 2016. Please diresgard amendment filed on November 18, 2016, referencing the amount as 17,018. Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 23:39 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 121,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041427 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,421,943 Read SEC document |
| November 09, 2016 Filed Nov 9, 2016 23:39 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 567,790 | $33.33 | $18,922,566.99 |
DisclosureSEC source: 0001225208-16-041427 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,542,943 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.50 to $33.75. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 23:39 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 32,210 | $32.50 | $1,046,850.77 |
DisclosureSEC source: 0001225208-16-041427 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 103,110,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $32.50 to $32.51. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2016 Filed Nov 8, 2016 00:32 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 815 | $32.10 | $26,165.49 |
DisclosureSEC source: 0001225208-16-041277 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,212 F2 · price: This transaction was executed in multiple trades at prices ranging from $32.095 to $32.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 19:52 UTC |
Garfield David REVP and General Counsel
|
Tax withholdingCommon Stock | 1,233 | $31.22 | $38,498.21 |
DisclosureSEC source: 0001225208-16-041260 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,139 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 19:52 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 891 | $31.22 | $27,819.87 |
DisclosureSEC source: 0001225208-16-041261 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,521 Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:32 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,200 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-16-041277 · doc4.xml · derivative · entry 6 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,200 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:32 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 5,200 | $31.33 | $162,924.32 |
DisclosureSEC source: 0001225208-16-041277 · doc4.xml · nonDerivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F3 · price: This transaction was executed in multiple trades at prices ranging from $31.31 to $31.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:32 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 5,200 | $13.64 | $70,928.00 |
DisclosureSEC source: 0001225208-16-041277 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2016 Filed Nov 8, 2016 00:32 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 2,494 | $31.32 | $78,123.30 |
DisclosureSEC source: 0001225208-16-041277 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027 F1 · price: This transaction was executed in multiple trades at prices ranging from $31.30 to $31.36. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 22:40 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 1,516 | $31.72 | $48,087.52 |
DisclosureSEC source: 0001225208-16-041167 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,412 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:30 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 122,920 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-16-040801 · doc4.xml · derivative · entry 10 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 122,920 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.