Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2017 Filed Mar 16, 2017 23:54 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 6,317 | $27.45 | $173,401.65 |
DisclosureSEC source: 0001225208-17-006434 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 20,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 22:44 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,903 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-17-006175 · doc4.xml · derivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,904 Underlying: Common Stock · 8,903 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 22:44 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 8,903 | $43.01 | $382,940.29 |
DisclosureSEC source: 0001225208-17-006175 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,002 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 22:44 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 8,903 | $25.86 | $230,231.58 |
DisclosureSEC source: 0001225208-17-006175 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 19:41 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 3,186 | $42.27 | $134,672.22 |
DisclosureSEC source: 0001225208-17-005873 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,849.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 23:22 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,113 | $0.00 Strike: $17.69 | $0.00 |
DisclosureSEC source: 0001225208-17-006015 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,113 shares Expires 2017-04-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 23:22 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 5,113 | $17.69 | $90,424.43 |
DisclosureSEC source: 0001225208-17-006015 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 834,084.076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 19:41 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 1,852 | $42.07 | $77,913.64 |
DisclosureSEC source: 0001225208-17-005873 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,035.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 00:40 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 5,098 | $42.08 | $214,523.84 |
DisclosureSEC source: 0001225208-17-005680 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,887.8091 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:39 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 6,906 | $42.42 | $292,952.52 |
DisclosureSEC source: 0001225208-17-005675 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,814,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:40 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 1,956 | $42.42 | $82,973.52 |
DisclosureSEC source: 0001225208-17-005676 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,554.7702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:40 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 3,453 | $42.42 | $146,476.26 |
DisclosureSEC source: 0001225208-17-005677 · doc4.xml · nonDerivative · entry 2 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:40 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 3,453 | $42.42 | $146,476.26 |
DisclosureSEC source: 0001225208-17-005678 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:40 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 14,963 | $42.42 | $634,730.46 |
DisclosureSEC source: 0001225208-17-005679 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,519.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 00:40 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 3,186 | $42.42 | $135,150.12 |
DisclosureSEC source: 0001225208-17-005680 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,985.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:21 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 2,184 | $42.51 | $92,841.84 |
DisclosureSEC source: 0001225208-17-005667 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,184 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:21 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionCommon Stock | 1,485 | $42.51 | $63,127.35 |
DisclosureSEC source: 0001225208-17-005668 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:39 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 4,015 | $42.51 | $170,677.65 |
DisclosureSEC source: 0001225208-17-005675 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,807,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:40 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 1,338 | $42.51 | $56,878.38 |
DisclosureSEC source: 0001225208-17-005676 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,598.7702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:40 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 2,342 | $42.51 | $99,558.42 |
DisclosureSEC source: 0001225208-17-005677 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:40 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 2,007 | $42.51 | $85,317.57 |
DisclosureSEC source: 0001225208-17-005678 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:40 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 10,039 | $42.51 | $426,757.89 |
DisclosureSEC source: 0001225208-17-005679 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,556.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2017 Filed Mar 7, 2017 00:40 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 1,852 | $42.51 | $78,728.52 |
DisclosureSEC source: 0001225208-17-005680 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 59,799.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 35,930 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-17-005121 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,930 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 35,930 | $43.08 | $1,547,832.06 |
DisclosureSEC source: 0001225208-17-005121 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,849.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.00 to $43.15. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 35,930 | $18.66 | $670,453.80 |
DisclosureSEC source: 0001225208-17-005121 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,779.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,567 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-17-005122 · doc4.xml · derivative · entry 6 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,567 Underlying: Common Stock · 7,567 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,567 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-17-005122 · doc4.xml · derivative · entry 5 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,567 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 7,567 | $41.63 | $315,037.67 |
DisclosureSEC source: 0001225208-17-005122 · doc4.xml · nonDerivative · entry 4 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,018 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $41.40 to $41.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 7,567 | $41.64 | $315,058.86 |
DisclosureSEC source: 0001225208-17-005122 · doc4.xml · nonDerivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,585 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $41.40 to $41.73. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 7,567 | $16.40 | $124,098.80 |
DisclosureSEC source: 0001225208-17-005122 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 1, 2017 23:23 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 7,567 | $16.40 | $124,098.80 |
DisclosureSEC source: 0001225208-17-005122 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:19 UTC |
Garfield David REVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 38,227 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005456 · doc4.xml · derivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,227 Underlying: Common Stock · 38,227 shares Expires 2027-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
Kallsen Terri REVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 57,340 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005457 · doc4.xml · derivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,340 Underlying: Common Stock · 57,340 shares Expires 2027-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 126,147 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005458 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 126,147 Underlying: Common Stock · 126,147 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 11,049 | $42.38 | $468,256.62 |
DisclosureSEC source: 0001225208-17-005458 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 94,803,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GrantNonqualified Stock Option (right to buy) · Derivative | 45,872 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005459 · doc4.xml · derivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,872 Underlying: Common Stock · 45,872 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 2,762 | $42.38 | $117,053.56 |
DisclosureSEC source: 0001225208-17-005459 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,260.7702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 76,453 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005460 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,453 Underlying: Common Stock · 76,453 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:20 UTC |
MARTINETTO JOSEPH RSenior EVP and CFO
|
Exercise / conversionCommon Stock | 5,524 | $42.38 | $234,107.12 |
DisclosureSEC source: 0001225208-17-005460 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:21 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 324,924 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005461 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,924 Underlying: Common Stock · 324,924 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:21 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 23,939 | $42.38 | $1,014,534.82 |
DisclosureSEC source: 0001225208-17-005461 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,517.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:21 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 57,340 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005462 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,340 Underlying: Common Stock · 57,340 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:21 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 5,098 | $42.38 | $216,053.24 |
DisclosureSEC source: 0001225208-17-005462 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,877.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:21 UTC |
Chandoha Marie APresident - CSIM
|
GrantNonqualified Stock Option (right to buy) · Derivative | 57,340 | $0.00 Strike: $42.99 | $0.00 |
DisclosureSEC source: 0001225208-17-005463 · doc4.xml · derivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,340 Underlying: Common Stock · 57,340 shares Expires 2027-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 02:21 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 5,524 | $42.38 | $234,107.12 |
DisclosureSEC source: 0001225208-17-005463 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 23,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:17 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,823 | $0.00 Strike: $20.14 | $0.00 |
DisclosureSEC source: 0001225208-17-004673 · doc4.xml · derivative · entry 7 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,823 shares Expires 2017-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:17 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,486 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-17-004673 · doc4.xml · derivative · entry 6 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,486 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:17 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 4,065 | $41.23 | $167,579.63 |
DisclosureSEC source: 0001225208-17-004673 · doc4.xml · nonDerivative · entry 4 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,516.545 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 18:17 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 3,820 | $41.23 | $157,479.50 |
DisclosureSEC source: 0001225208-17-004673 · doc4.xml · nonDerivative · entry 3 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,581.545 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.