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SCHW

SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010172 · doc4.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,951

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:15 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010173 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:15 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010173 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,767

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:15 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010175 · doc4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:15 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010175 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,685

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:15 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010174 · doc4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:15 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010174 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010176 · doc4.xml · derivative · entry 2

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010176 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,978

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010177 · doc4.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:16 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010177 · doc4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:17 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010178 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:17 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010178 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:17 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010180 · doc4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:17 UTC
Sarin ArunDirector
GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010180 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:17 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010179 · doc4.xml · derivative · entry 3

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:17 UTC GrantCommon Stock 1,831 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010179 · doc4.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,767

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 16, 2017 Filed May 16, 2017 23:53 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 123,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009956 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 13,094,050.33

Read SEC document
May 08, 2017 Filed May 8, 2017 22:49 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-009334 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 94,464,313

Read SEC document
May 05, 2017 Filed May 8, 2017 21:53 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,823 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001225208-17-009330 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,823 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2017 Filed May 8, 2017 21:53 UTC Exercise / conversionCommon Stock 7,823 $20.14 $157,519.23
Disclosure

SEC source: 0001225208-17-009330 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 881,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2017 Filed Apr 28, 2017 22:50 UTC PurchaseDepositary Shares 1,850 $26.97 $49,887.84
Disclosure

SEC source: 0001225208-17-008609 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

F1 · security: Depositary shares each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Perpetual Series D Preferred Stock, par value $0.01 per share.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 16:58 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,823 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001225208-17-008369 · doc4.xml · derivative · entry 4

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,823 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 16:58 UTC SaleCommon Stock 7,823 $39.85 $311,709.78
Disclosure

SEC source: 0001225208-17-008369 · doc4.xml · nonDerivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 209,983

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.79 to $39.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 16:58 UTC Exercise / conversionCommon Stock 7,823 $20.14 $157,519.23
Disclosure

SEC source: 0001225208-17-008369 · doc4.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 217,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2017 Filed Apr 26, 2017 21:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 300,000 $40.25 $12,075,150.00
Disclosure

SEC source: 0001225208-17-008438 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 94,514,313

F1 · price: This transaction was executed in multiple trades at prices ranging from $40.25 to $40.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 25, 2017 Filed Apr 25, 2017 22:11 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,823 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001225208-17-008354 · doc4.xml · derivative · entry 4

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,823 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2017 Filed Apr 25, 2017 22:11 UTC SaleCommon Stock 7,823 $39.69 $310,518.34
Disclosure

SEC source: 0001225208-17-008354 · doc4.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 152,193

F1 · price: This transaction was executed in multiple trades at prices ranging from $39.66 to $39.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 25, 2017 Filed Apr 25, 2017 22:11 UTC Exercise / conversionCommon Stock 7,823 $20.14 $157,519.23
Disclosure

SEC source: 0001225208-17-008354 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 160,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 19:49 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 9,134 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001225208-17-008192 · doc4.xml · derivative · entry 3

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,134 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 19:49 UTC Tax withholdingCommon Stock 4,788 $38.41 $183,883.14
Disclosure

SEC source: 0001225208-17-008192 · doc4.xml · nonDerivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,120

Read SEC document
April 19, 2017 Filed Apr 20, 2017 19:49 UTC Exercise / conversionCommon Stock 9,134 $20.14 $183,916.74
Disclosure

SEC source: 0001225208-17-008192 · doc4.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,908

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 19:49 UTC
Bettinger Walter WDirector · President and CEO
GiftCommon Stock 15,056 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008193 · doc4.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,407.8859

Read SEC document
April 19, 2017 Filed Apr 20, 2017 19:49 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 15,056 $38.57 $580,636.15
Disclosure

SEC source: 0001225208-17-008193 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,463.8859

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.43 to $38.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 21:42 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 22,482 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-17-008221 · doc4.xml · derivative · entry 6

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,447

Underlying: Common Stock · 22,482 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 21:42 UTC
Kallsen Terri REVP - Investor Services
SaleCommon Stock 22,482 $38.35 $862,216.17
Disclosure

SEC source: 0001225208-17-008221 · doc4.xml · nonDerivative · entry 4

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.405 to $38.43. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 21:42 UTC
Kallsen Terri REVP - Investor Services
SaleCommon Stock 2,184 $38.42 $83,899.23
Disclosure

SEC source: 0001225208-17-008221 · doc4.xml · nonDerivative · entry 3

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 22,482

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.025 to $38.445. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 21:42 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionCommon Stock 22,482 $26.39 $593,299.98
Disclosure

SEC source: 0001225208-17-008221 · doc4.xml · nonDerivative · entry 2

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 24,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 21:42 UTC
Kallsen Terri REVP - Investor Services
SaleCommon Stock 2,456 $38.42 $94,351.91
Disclosure

SEC source: 0001225208-17-008221 · doc4.xml · nonDerivative · entry 1

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by ESPP

Disclosed balance after: 155

F1 · price: This transaction was executed in multiple trades at prices ranging from $38.389 to $38.425. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 19:53 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,823 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001225208-17-007789 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,823 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2017 Filed Apr 7, 2017 19:53 UTC Exercise / conversionCommon Stock 7,823 $20.14 $157,519.23
Disclosure

SEC source: 0001225208-17-007789 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 228,845.6531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:01 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,823 $0.00 Strike: $20.14 $0.00
Disclosure

SEC source: 0001225208-17-007673 · doc4.xml · derivative · entry 5

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,823 shares

Expires 2017-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:01 UTC Tax withholdingCommon Stock 3,905 $40.33 $157,488.65
Disclosure

SEC source: 0001225208-17-007673 · doc4.xml · nonDerivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,411

Read SEC document
April 04, 2017 Filed Apr 5, 2017 21:01 UTC Exercise / conversionCommon Stock 7,823 $20.14 $157,519.23
Disclosure

SEC source: 0001225208-17-007673 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,316

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 19:13 UTC GrantRestricted Stock Units · Derivative 386 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007637 · doc4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929.61

Underlying: Common Stock · 386 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

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April 03, 2017 Filed Apr 5, 2017 19:13 UTC GrantRestricted Stock Units · Derivative 832 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-007638 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,195.64

Underlying: Common Stock · 832 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

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April 03, 2017 Filed Apr 5, 2017 19:14 UTC GrantNonqualified Stock Option (right to buy) · Derivative 2,826 $0.00 Strike: $40.57 $0.00
Disclosure

SEC source: 0001225208-17-007639 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

Underlying: Common Stock · 2,826 shares

Expires 2027-04-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

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April 03, 2017 Filed Apr 5, 2017 19:14 UTC GrantNonqualified Stock Option (right to buy) · Derivative 2,826 $0.00 Strike: $40.57 $0.00
Disclosure

SEC source: 0001225208-17-007640 · doc4.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,826

Underlying: Common Stock · 2,826 shares

Expires 2027-04-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

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March 16, 2017 Filed Mar 16, 2017 23:54 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 6,317 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-17-006434 · doc4.xml · derivative · entry 3

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,165

Underlying: Common Stock · 6,317 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2017 Filed Mar 16, 2017 23:54 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 6,317 $43.50 $274,809.08
Disclosure

SEC source: 0001225208-17-006434 · doc4.xml · nonDerivative · entry 2

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,002

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $43.50 to $43.515. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.