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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2017 Filed Jul 21, 2017 22:11 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 54,952 $0.00 Strike: $18.66 $0.00
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · derivative · entry 9

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 54,952 shares

Expires 2021-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 44,944 $0.00 Strike: $18.25 $0.00
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · derivative · entry 8

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,944 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC SaleCommon Stock 54,952 $42.10 $2,313,479.20
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 6

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,916

F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC SaleCommon Stock 44,944 $42.10 $1,892,142.40
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 5

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,868

F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC SaleCommon Stock 15,746 $42.10 $662,906.60
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 4

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,812

F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.10 to $42.105. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC Exercise / conversionCommon Stock 15,746 $15.43 $242,960.78
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 3

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,558

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC Exercise / conversionCommon Stock 44,944 $18.25 $820,228.00
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2017 Filed Jul 21, 2017 22:11 UTC Exercise / conversionCommon Stock 54,952 $18.66 $1,025,404.32
Disclosure

SEC source: 0001225208-17-012816 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,868

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2017 Filed Jul 19, 2017 23:34 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 37,285 $0.00 Strike: $15.43 $0.00
Disclosure

SEC source: 0001225208-17-012750 · doc4.xml · derivative · entry 7

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,746

Underlying: Common Stock · 37,285 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2017 Filed Jul 19, 2017 23:34 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 52,045 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001225208-17-012750 · doc4.xml · derivative · entry 6

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,045 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2017 Filed Jul 19, 2017 23:34 UTC SaleCommon Stock 52,045 $42.51 $2,212,261.20
Disclosure

SEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 4

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,916

F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 19, 2017 Filed Jul 19, 2017 23:34 UTC SaleCommon Stock 37,285 $42.51 $1,584,862.31
Disclosure

SEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 3

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,961

F1 · kind: This transaction was executed in multiple trades at prices ranging from $42.50 to $42.59. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 19, 2017 Filed Jul 19, 2017 23:34 UTC Exercise / conversionCommon Stock 37,285 $15.43 $575,307.55
Disclosure

SEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 2

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2017 Filed Jul 19, 2017 23:34 UTC Exercise / conversionCommon Stock 52,045 $15.00 $780,675.00
Disclosure

SEC source: 0001225208-17-012750 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2017 Filed Jul 5, 2017 23:44 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 200 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-17-012304 · doc4.xml · derivative · entry 3

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,865

Underlying: Common Stock · 200 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 05, 2017 Filed Jul 5, 2017 23:44 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 200 $44.03 $8,805.00
Disclosure

SEC source: 0001225208-17-012304 · doc4.xml · nonDerivative · entry 2

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,002

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016.

F2 · price: This transaction was executed in multiple trades at prices ranging from $44.00 to $44.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 05, 2017 Filed Jul 5, 2017 23:44 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionCommon Stock 200 $27.45 $5,490.00
Disclosure

SEC source: 0001225208-17-012304 · doc4.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,202

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 21:45 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,536 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-17-011963 · doc4.xml · derivative · entry 5

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,873

Underlying: Common Stock · 10,536 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 21:45 UTC
Kallsen Terri REVP - Investor Services
SaleCommon Stock 10,536 $43.15 $454,658.95
Disclosure

SEC source: 0001225208-17-011963 · doc4.xml · nonDerivative · entry 2

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $43.1484 to $43.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 21:45 UTC
Kallsen Terri REVP - Investor Services
Exercise / conversionCommon Stock 10,536 $30.17 $317,871.12
Disclosure

SEC source: 0001225208-17-011963 · doc4.xml · nonDerivative · entry 1

Kallsen Terri R · CIK 0001627137 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:44 UTC GrantNonqualified Stock Option (right to buy) · Derivative 2,870 $0.00 Strike: $43.48 $0.00
Disclosure

SEC source: 0001225208-17-012305 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Underlying: Common Stock · 2,870 shares

Expires 2027-07-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:45 UTC GrantRestricted Stock Units · Derivative 360 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012306 · doc4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289.61

Underlying: Common Stock · 360 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:46 UTC GrantRestricted Stock Units · Derivative 777 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-012307 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,972.64

Underlying: Common Stock · 777 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:47 UTC GrantNonqualified Stock Option (right to buy) · Derivative 2,870 $0.00 Strike: $43.48 $0.00
Disclosure

SEC source: 0001225208-17-012309 · doc4.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,870

Underlying: Common Stock · 2,870 shares

Expires 2027-07-03

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:59 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 100 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-17-011776 · doc4.xml · derivative · entry 3

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,065

Underlying: Common Stock · 100 shares

Expires 2024-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:59 UTC
Chandoha Marie APresident - CSIM
SaleCommon Stock 100 $44.00 $4,400.00
Disclosure

SEC source: 0001225208-17-011776 · doc4.xml · nonDerivative · entry 2

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,002

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:59 UTC
Chandoha Marie APresident - CSIM
Exercise / conversionCommon Stock 100 $27.45 $2,745.00
Disclosure

SEC source: 0001225208-17-011776 · doc4.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · President - CSIM

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:59 UTC
Clark Bernard J.EVP - Advisor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 400 $0.00 Strike: $15.43 $0.00
Disclosure

SEC source: 0001225208-17-011777 · doc4.xml · derivative · entry 5

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,744

Underlying: Common Stock · 400 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:59 UTC
Clark Bernard J.EVP - Advisor Services
SaleCommon Stock 400 $44.00 $17,600.00
Disclosure

SEC source: 0001225208-17-011777 · doc4.xml · nonDerivative · entry 2

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,849.8091

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2017.

Read SEC document
June 29, 2017 Filed Jun 30, 2017 20:59 UTC
Clark Bernard J.EVP - Advisor Services
Exercise / conversionCommon Stock 400 $15.43 $6,172.00
Disclosure

SEC source: 0001225208-17-011777 · doc4.xml · nonDerivative · entry 1

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 53,249.8091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2017 Filed Jun 27, 2017 21:22 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 35,250 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-011617 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 94,429,063

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:51 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 8,356 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001225208-17-011328 · doc4.xml · derivative · entry 4

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,356 shares

Expires 2019-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:51 UTC Tax withholdingCommon Stock 3,571 $42.12 $150,393.02
Disclosure

SEC source: 0001225208-17-011328 · doc4.xml · nonDerivative · entry 2

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 81,871.545

Read SEC document
June 13, 2017 Filed Jun 14, 2017 20:51 UTC Exercise / conversionCommon Stock 8,356 $18.00 $150,408.00
Disclosure

SEC source: 0001225208-17-011328 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,442.545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 16:13 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 4,447 $0.00 Strike: $22.41 $0.00
Disclosure

SEC source: 0001225208-17-011201 · doc4.xml · derivative · entry 6

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,447 shares

Expires 2017-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 16:13 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $20.97 $0.00
Disclosure

SEC source: 0001225208-17-011201 · doc4.xml · derivative · entry 5

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,000 shares

Expires 2017-07-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 16:13 UTC Exercise / conversionCommon Stock 3,000 $20.97 $62,923.20
Disclosure

SEC source: 0001225208-17-011201 · doc4.xml · nonDerivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 891,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2017 Filed Jun 13, 2017 16:13 UTC Exercise / conversionCommon Stock 4,447 $22.41 $99,657.27
Disclosure

SEC source: 0001225208-17-011201 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 888,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 18:39 UTC Tax withholdingCommon Stock 1,036 $39.18 $40,590.48
Disclosure

SEC source: 0001225208-17-010875 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,916

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:08 UTC GrantNonqualified Stock Option (right to buy) · Derivative 11,191 $0.00 Strike: $39.70 $0.00
Disclosure

SEC source: 0001225208-17-010878 · doc4.xml · derivative · entry 3

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,191

Underlying: Common Stock · 11,191 shares

Expires 2027-06-01

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:08 UTC Exercise / conversionCommon Stock 3,191 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010878 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:13 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010168 · doc4.xml · derivative · entry 3

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:13 UTC GrantCommon Stock 3,531 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010168 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,150

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 18, 2017 Filed May 22, 2017 18:14 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010169 · doc4.xml · derivative · entry 2

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantCommon Stock 3,531 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010169 · doc4.xml · nonDerivative · entry 1

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,392

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010170 · doc4.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantCommon Stock 3,531 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010170 · doc4.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,936

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010171 · doc4.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantCommon Stock 3,531 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010171 · doc4.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,792

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 18, 2017 Filed May 22, 2017 18:14 UTC GrantNonqualified Stock Option (right to buy) · Derivative 7,165 $0.00 Strike: $38.33 $0.00
Disclosure

SEC source: 0001225208-17-010172 · doc4.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,165

Underlying: Common Stock · 7,165 shares

Expires 2027-05-18

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.