Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 08, 2017 Filed Nov 9, 2017 20:46 UTC |
Crawford Peter B.EVP and CFO
|
SaleCommon Stock | 491 | $44.03 | $21,617.80 |
DisclosureSEC source: 0001225208-17-017140 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,780 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.95 to $44.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 21:35 UTC |
Bettinger Walter WDirector · President and CEO
|
PurchaseDepositary Shares | 31,180 | $27.19 | $847,765.49 |
DisclosureSEC source: 0001225208-17-017076 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,510 F2 · price: Depositary shares each representing a 1/40th ownership interest in a share of 6.00% Non-Cumulative Perpetual Series C Preferred Stock, par value $0.01 per share. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 21:35 UTC |
Bettinger Walter WDirector · President and CEO
|
PurchaseDepositary Shares | 41,330 | $27.23 | $1,125,411.77 |
DisclosureSEC source: 0001225208-17-017076 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,330 F1 · price: Depositary shares each representing a 1/40th ownership interest in a share of 5.95% Non-Cumulative Perpetual Series D Preferred Stock, par value $0.01 per share. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 23:15 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 861 | $44.64 | $38,439.00 |
DisclosureSEC source: 0001225208-17-017048 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $44.58 to $44.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 23:15 UTC |
Crawford Peter B.EVP and CFO
|
SaleCommon Stock | 1,063 | $44.64 | $47,454.13 |
DisclosureSEC source: 0001225208-17-017049 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,780 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $44.56 to $44.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 35,069 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · derivative · entry 9 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Underlying: Common Stock · 35,069 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 25,572 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · derivative · entry 8 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,572 Underlying: Common Stock · 25,572 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,988 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · derivative · entry 7 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,965 Underlying: Common Stock · 14,988 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
SaleCommon Stock | 35,069 | $44.58 | $1,563,540.84 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 6 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,624 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
SaleCommon Stock | 25,572 | $44.58 | $1,140,119.95 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 5 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,693 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
SaleCommon Stock | 14,988 | $44.58 | $668,235.48 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 4 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,265 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.49 to $44.72. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionCommon Stock | 14,988 | $26.39 | $395,533.32 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 3 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionCommon Stock | 25,572 | $30.17 | $771,507.24 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 19:13 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionCommon Stock | 35,069 | $28.44 | $997,362.36 |
DisclosureSEC source: 0001225208-17-016903 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 20:25 UTC |
Crawford Peter B.EVP and CFO
|
Tax withholdingCommon Stock | 592 | $44.69 | $26,453.52 |
DisclosureSEC source: 0001225208-17-017040 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,302 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 20:25 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 890 | $44.69 | $39,769.65 |
DisclosureSEC source: 0001225208-17-017041 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,382 Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 20:25 UTC |
Garfield David REVP and General Counsel
|
Tax withholdingCommon Stock | 1,712 | $44.69 | $76,500.72 |
DisclosureSEC source: 0001225208-17-017042 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,541 Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
GiftCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016794 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,441.4499 Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,981 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-17-016795 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,982 Underlying: Common Stock · 1,981 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 1,981 | $44.18 | $87,515.63 |
DisclosureSEC source: 0001225208-17-016795 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $43.97 to $44.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 18:50 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 1,981 | $23.12 | $45,800.72 |
DisclosureSEC source: 0001225208-17-016795 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:14 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 940 | $44.76 | $42,072.05 |
DisclosureSEC source: 0001225208-17-016904 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,272 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 19:14 UTC |
Crawford Peter B.EVP and CFO
|
Tax withholdingCommon Stock | 739 | $44.76 | $33,075.79 |
DisclosureSEC source: 0001225208-17-016905 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,894 Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 21:18 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 8,000 | $45.15 | $361,193.60 |
DisclosureSEC source: 0001225208-17-016695 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,622.4499 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.12 to $45.18. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:22 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016761 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,092,413 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:38 UTC Amendment |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-17-016763 · doc4a.xml · derivative · entry 6 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,110 Underlying: Common Stock · 3,000 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:38 UTC Amendment |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.93 | $0.00 |
DisclosureSEC source: 0001225208-17-016763 · doc4a.xml · derivative · entry 5 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,938 Underlying: Common Stock · 5,000 shares Expires 2022-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:38 UTC Amendment |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 5,000 | $45.15 | $225,746.00 |
DisclosureSEC source: 0001225208-17-016763 · doc4a.xml · nonDerivative · entry 4 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,622.4499 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:38 UTC Amendment |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 3,000 | $45.15 | $135,447.60 |
DisclosureSEC source: 0001225208-17-016763 · doc4a.xml · nonDerivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,622.4499 Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:38 UTC Amendment |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 3,000 | $12.45 | $37,350.00 |
DisclosureSEC source: 0001225208-17-016763 · doc4a.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,622.4499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:38 UTC Amendment |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 5,000 | $12.93 | $64,650.00 |
DisclosureSEC source: 0001225208-17-016763 · doc4a.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,622.4499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 21:28 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 121,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016633 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,114,413 Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 22:28 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 7,000 | $45.59 | $319,150.30 |
DisclosureSEC source: 0001225208-17-016579 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.545 to $45.625. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 22:31 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 66,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016580 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,235,913 Read SEC document |
| October 26, 2017 Filed Oct 26, 2017 22:31 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 5,065 | $44.78 | $226,804.62 |
DisclosureSEC source: 0001225208-17-016580 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,301,913 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.75 to $44.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 25, 2017 Filed Oct 25, 2017 21:52 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 394,935 | $44.78 | $17,685,307.78 |
DisclosureSEC source: 0001225208-17-016550 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 92,306,978 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.75 to $44.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 24, 2017 Filed Oct 24, 2017 22:38 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 225,000 | $44.89 | $10,101,240.00 |
DisclosureSEC source: 0001225208-17-016539 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 33,274,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $44.795 to $45.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,486 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · derivative · entry 9 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,486 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,356 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · derivative · entry 8 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,356 shares Expires 2019-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · derivative · entry 7 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option was first exercisable on May 17, 2011. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 4,427 | $43.50 | $192,568.30 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · nonDerivative · entry 6 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,138 Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 3,853 | $43.50 | $167,600.11 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · nonDerivative · entry 5 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,565 Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 3,457 | $43.50 | $150,374.66 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · nonDerivative · entry 4 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,418 Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 7,486 | $22.39 | $167,611.54 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · nonDerivative · entry 3 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 8,356 | $18.00 | $150,408.00 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · nonDerivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 22:27 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-17-016439 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,033 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,793 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-17-016072 · doc4.xml · derivative · entry 6 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,587 Underlying: Common Stock · 7,793 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,281 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-17-016072 · doc4.xml · derivative · entry 5 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,972 Underlying: Common Stock · 11,281 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 11,281 | $45.94 | $518,193.86 |
DisclosureSEC source: 0001225208-17-016072 · doc4.xml · nonDerivative · entry 4 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,000 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.72 to $46.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 06, 2017 Filed Oct 6, 2017 17:51 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 7,793 | $45.94 | $357,972.23 |
DisclosureSEC source: 0001225208-17-016072 · doc4.xml · nonDerivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 18,281 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2016. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.72 to $46.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.