Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 16, 2018 Filed Oct 16, 2018 21:46 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 8,424 | $48.01 | $404,394.12 |
DisclosureSEC source: 0001225208-18-014656 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,606 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.00 to $48.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 16, 2018 Filed Oct 16, 2018 21:46 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 8,424 | $27.45 | $231,238.80 |
DisclosureSEC source: 0001225208-18-014656 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 21:46 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,629 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-18-014655 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,873 Underlying: Common Stock · 2,629 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 21:46 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 2,629 | $48.84 | $128,390.37 |
DisclosureSEC source: 0001225208-18-014655 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F2 · shares: This transaction was executed in multiple trades at prices ranging from $48.21 to $49.40. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 15, 2018 Filed Oct 16, 2018 21:46 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 2,629 | $17.38 | $45,692.02 |
DisclosureSEC source: 0001225208-18-014655 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:47 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 682 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-014137 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,406.64 Underlying: Common Stock · 682 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:48 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,511 | $0.00 Strike: $49.55 | $0.00 |
DisclosureSEC source: 0001225208-18-014139 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511 Underlying: Common Stock · 2,511 shares Expires 2028-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:49 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,511 | $0.00 Strike: $49.55 | $0.00 |
DisclosureSEC source: 0001225208-18-014140 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511 Underlying: Common Stock · 2,511 shares Expires 2028-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 17:46 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 5,075 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012910 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,730,616 Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,446 | $0.00 Strike: $29.68 | $0.00 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · derivative · entry 13 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,446 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The date first exercisable is 12/11/2015. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,933 | $0.00 Strike: $28.96 | $0.00 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · derivative · entry 12 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933 Underlying: Common Stock · 3,933 shares Expires 2026-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The date first exercisable is 5/19/2017. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 1,791 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · derivative · entry 11 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,374 Underlying: Common Stock · 1,791 shares Expires 2027-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 5/18/2018. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,548 | $0.00 Strike: $31.21 | $0.00 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · derivative · entry 10 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,548 shares Expires 2025-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/15/2016. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
SaleCommon Stock | 8,548 | $51.14 | $437,147.28 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 8 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 459,568 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
SaleCommon Stock | 3,933 | $51.14 | $201,134.80 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 7 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 468,116 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
SaleCommon Stock | 1,791 | $51.14 | $91,592.28 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 6 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 472,049 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
SaleCommon Stock | 1,446 | $51.14 | $73,948.87 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 5 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 473,840 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.08 to $51.205. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionCommon Stock | 1,446 | $29.68 | $42,917.28 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 4 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 475,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionCommon Stock | 1,791 | $38.33 | $68,649.03 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 3 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 473,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionCommon Stock | 3,933 | $28.96 | $113,899.68 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 2 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 472,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2018 Filed Aug 18, 2018 00:00 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionCommon Stock | 8,548 | $31.21 | $266,783.08 |
DisclosureSEC source: 0001225208-18-012737 · doc4.xml · nonDerivative · entry 1 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 468,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2018 Filed Aug 7, 2018 17:31 UTC |
DODDS CHRISTOPHER VDirector
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012374 · doc4.xml · nonDerivative · entry 1 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 459,568 Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 17:31 UTC |
Crawford Peter B.EVP and CFO
|
Tax withholdingCommon Stock | 499 | $50.32 | $25,109.68 |
DisclosureSEC source: 0001225208-18-012373 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,537 Read SEC document |
| July 24, 2018 Filed Jul 24, 2018 23:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 190,500 | $52.75 | $10,049,275.05 |
DisclosureSEC source: 0001225208-18-011927 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,735,691 F1 · price: This transaction was executed in multiple trades at prices ranging from $52.65 to $52.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 16:21 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 10,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011921 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,926,191 Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:37 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,247 | $0.00 Strike: $51.30 | $0.00 |
DisclosureSEC source: 0001225208-18-011477 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247 Underlying: Common Stock · 2,247 shares Expires 2028-07-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 21:37 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,247 | $0.00 Strike: $51.30 | $0.00 |
DisclosureSEC source: 0001225208-18-011478 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,247 Underlying: Common Stock · 2,247 shares Expires 2028-07-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 22:17 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 658 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011480 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,724.64 Underlying: Common Stock · 658 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 21:00 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,629 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-18-010715 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,502 Underlying: Common Stock · 2,629 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 21:00 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 2,629 | $56.03 | $147,297.35 |
DisclosureSEC source: 0001225208-18-010715 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $55.44 to $56.34. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 15, 2018 Filed Jun 15, 2018 21:00 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 2,629 | $17.38 | $45,692.02 |
DisclosureSEC source: 0001225208-18-010715 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2018 Filed Jun 11, 2018 22:41 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 208,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-010503 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 83,936,941 Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 22:37 UTC |
Goldfarb Mark ADirector
|
SaleCommon Stock | 2,174 | $56.67 | $123,209.28 |
DisclosureSEC source: 0001225208-18-010050 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,145 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $56.455 to $56.94. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 23:56 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Tax withholdingCommon Stock | 937 | $56.68 | $53,109.16 |
DisclosureSEC source: 0001225208-18-010134 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,393 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 00:01 UTC |
Crawford Peter B.EVP and CFO
|
Tax withholdingCommon Stock | 276 | $56.68 | $15,643.68 |
DisclosureSEC source: 0001225208-18-010135 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,796 Read SEC document |
| May 30, 2018 Filed May 31, 2018 00:34 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 10,000 | $56.00 | $560,026.00 |
DisclosureSEC source: 0001225208-18-009978 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,606 F1 · price: This transaction was executed in multiple trades at prices ranging from $56.00 to $56.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 29,678 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-18-009770 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,678 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 29,678 | $59.82 | $1,775,195.51 |
DisclosureSEC source: 0001225208-18-009770 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,849.8091 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.80 to $59.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 29,678 | $25.86 | $767,473.08 |
DisclosureSEC source: 0001225208-18-009770 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,527.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 101,310 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · derivative · entry 12 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,770 Underlying: Common Stock · 101,310 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 109,501 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · derivative · entry 11 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,501 Underlying: Common Stock · 109,501 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 40,489 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · derivative · entry 10 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,489 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 109,501 | $59.71 | $6,538,753.66 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · nonDerivative · entry 6 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,002.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.70 to $59.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 101,310 | $59.71 | $6,049,635.47 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · nonDerivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,503.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.70 to $59.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
SaleCommon Stock | 40,489 | $59.71 | $2,417,764.19 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · nonDerivative · entry 4 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,813.8859 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.70 to $59.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 40,489 | $25.86 | $1,047,045.54 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · nonDerivative · entry 3 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,302.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 101,310 | $28.44 | $2,881,256.40 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,813.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:08 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 109,501 | $27.45 | $3,005,802.45 |
DisclosureSEC source: 0001225208-18-009771 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,503.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:27 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 275,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009778 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,145,076 Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:27 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 174,750 | $59.85 | $10,458,385.58 |
DisclosureSEC source: 0001225208-18-009778 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 84,420,536 F1 · price: This transaction was executed in multiple trades at prices ranging from $59.75 to $60.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.