Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 16,346 | $46.77 | $764,502.42 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 38,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 22,482 | $26.39 | $593,299.98 |
DisclosureSEC source: 0001225208-19-004580 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 405,187 | $0.00 Strike: $46.81 | $0.00 |
DisclosureSEC source: 0001225208-19-004581 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,187 Underlying: Common Stock · 405,187 shares Expires 2029-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 20:49 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 88,711 | $46.77 | $4,149,013.47 |
DisclosureSEC source: 0001225208-19-004581 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,382.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 00:26 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,356 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003900 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,356 shares Expires 2019-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 00:26 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 3,237 | $46.47 | $150,407.21 |
DisclosureSEC source: 0001225208-19-003900 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,453 Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 00:26 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 8,356 | $18.00 | $150,408.00 |
DisclosureSEC source: 0001225208-19-003900 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2019 Filed Feb 21, 2019 22:10 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 95,550 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-003276 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,729,844 Read SEC document |
| February 15, 2019 Filed Feb 15, 2019 19:40 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 108,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002712 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 77,825,394 Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 22:50 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $47.04 | $11,760,200.00 |
DisclosureSEC source: 0001225208-19-001684 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,249,369 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.775 to $47.23. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 00:03 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 84,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001492 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,499,369 Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 02:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,739 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-19-000916 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,720 Underlying: Common Stock · 3,739 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 02:33 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,739 | $43.58 | $162,945.62 |
DisclosureSEC source: 0001225208-19-000916 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 02:33 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,739 | $15.43 | $57,692.77 |
DisclosureSEC source: 0001225208-19-000916 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,739 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 02:08 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,185 | Not disclosed Strike: $41.58 | Not disclosed |
DisclosureSEC source: 0001225208-19-000646 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,185 Underlying: Common Stock · 1,185 shares Expires 2029-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 02:08 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,726 | Not disclosed Strike: $41.58 | Not disclosed |
DisclosureSEC source: 0001225208-19-000647 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,726 Underlying: Common Stock · 2,726 shares Expires 2029-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 02:09 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-19-000648 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,218.64 Underlying: Common Stock · 812 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2019 Filed Jan 5, 2019 02:09 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,482 | Not disclosed Strike: $41.58 | Not disclosed |
DisclosureSEC source: 0001225208-19-000649 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,482 Underlying: Common Stock · 1,482 shares Expires 2029-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:52 UTC |
Bettinger Walter WDirector · President and CEO
|
PurchaseCommon Stock | 31,579 | $37.97 | $1,198,906.21 |
DisclosureSEC source: 0001225208-18-017049 · doc4.xml · nonDerivative · entry 2 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,671.8859 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $37.885 to $38.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 24, 2018 Filed Dec 27, 2018 21:52 UTC |
Bettinger Walter WDirector · President and CEO
|
PurchaseCommon Stock | 93,090 | $39.09 | $3,639,167.37 |
DisclosureSEC source: 0001225208-18-017049 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,092.8859 F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $38.87 to $39.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,491 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · derivative · entry 9 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,491 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 5/21/2013. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · derivative · entry 8 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/20/2014. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,344 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · derivative · entry 7 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,344 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/19/2012. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 6,600 | $41.75 | $275,533.50 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · nonDerivative · entry 6 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,282 Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 5,000 | $41.75 | $208,737.50 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · nonDerivative · entry 5 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,882 Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Tax withholdingCommon Stock | 4,787 | $41.75 | $199,845.28 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · nonDerivative · entry 4 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,882 Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 11,344 | $17.62 | $199,881.28 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · nonDerivative · entry 3 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · nonDerivative · entry 2 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2018 Filed Dec 15, 2018 00:13 UTC |
WILSON ROBERT NDirector
|
Exercise / conversionCommon Stock | 16,491 | $12.66 | $208,776.06 |
DisclosureSEC source: 0001225208-18-016661 · doc4.xml · nonDerivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,980 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2018 Filed Dec 13, 2018 02:09 UTC |
MCLIN STEPHEN TDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016568 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 147,243 Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,053 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,053 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 4,053 | $46.10 | $186,828.71 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · nonDerivative · entry 3 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $45.70 to $46.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 860 | $46.06 | $39,611.94 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,053 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 16, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.6501 to $46.3150. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 03, 2018 Filed Dec 5, 2018 02:37 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 4,053 | $28.44 | $115,267.32 |
DisclosureSEC source: 0001225208-18-016234 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 00:33 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 884,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,985,564 Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 00:33 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 22,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,869,664 Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 00:33 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 21,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,891,789 Read SEC document |
| November 27, 2018 Filed Nov 30, 2018 00:33 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 5,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 17,571,605.33 Read SEC document |
| November 26, 2018 Filed Nov 30, 2018 00:33 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 44,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015959 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,912,964 Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:22 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 370,000 | $46.97 | $17,377,383.00 |
DisclosureSEC source: 0001225208-18-015544 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,957,149 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.67 to $47.17. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 15, 2018 Filed Nov 15, 2018 20:22 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 13,000 | $47.11 | $612,420.90 |
DisclosureSEC source: 0001225208-18-015544 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,327,149 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.03 to $47.16. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 07, 2018 Filed Nov 13, 2018 21:11 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 142,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015460 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,340,149 Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 22:45 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 3,562,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015295 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 80,482,621 Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 17:06 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,794 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-015215 · doc4.xml · derivative · entry 4 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,794 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 17:06 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 7,794 | $47.19 | $367,789.51 |
DisclosureSEC source: 0001225208-18-015215 · doc4.xml · nonDerivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.15 to $47.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 17:06 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 4,606 | $47.16 | $217,226.33 |
DisclosureSEC source: 0001225208-18-015215 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,794 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.15 to $47.26. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 17:06 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 7,794 | $28.44 | $221,661.36 |
DisclosureSEC source: 0001225208-18-015215 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:43 UTC |
Kallsen Terri REVP - Investor Services
|
Tax withholdingCommon Stock | 846 | $46.95 | $39,719.70 |
DisclosureSEC source: 0001225208-18-015293 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 860 Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:44 UTC |
Garfield David REVP and General Counsel
|
Tax withholdingCommon Stock | 1,627 | $46.95 | $76,387.65 |
DisclosureSEC source: 0001225208-18-015294 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,469 Read SEC document |
| October 16, 2018 Filed Oct 16, 2018 21:46 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,424 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-18-014656 · doc4.xml · derivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,424 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.