Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC |
Goldfarb Mark ADirector
|
SaleCommon Stock | 26,925 | $55.76 | $1,501,232.99 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 4 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,099 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.61 to $55.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC |
Goldfarb Mark ADirector
|
Exercise / conversionCommon Stock | 7,866 | $28.96 | $227,799.36 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 3 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,024 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC |
Goldfarb Mark ADirector
|
Exercise / conversionCommon Stock | 8,548 | $31.21 | $266,783.08 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 16:15 UTC |
Goldfarb Mark ADirector
|
Exercise / conversionCommon Stock | 10,511 | $25.01 | $262,880.11 |
DisclosureSEC source: 0001225208-21-002136 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 39,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 147,992 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · derivative · entry 11 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 147,992 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 147,992 | $54.10 | $8,005,967.62 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,947,805 F4 · price: This transaction was executed in multiple trades at prices ranging from $54.00 to $54.325. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 147,992 | $15.05 | $2,227,279.60 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,095,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 4, 2021 20:44 UTC |
Ruffel Charles A.Director
|
PurchaseCommon Stock | 3,636 | $54.08 | $196,642.15 |
DisclosureSEC source: 0001225208-21-001689 · doc4.xml · nonDerivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 9,091.8204 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.07 to $54.095. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 18:39 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 165,877 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-21-001734 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 165,877 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 18:39 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 165,877 | $54.86 | $9,100,825.02 |
DisclosureSEC source: 0001225208-21-001734 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,947,805 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.65 to $55.195. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 04, 2021 Filed Feb 5, 2021 18:39 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 165,877 | $11.75 | $1,949,054.75 |
DisclosureSEC source: 0001225208-21-001734 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,113,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 126,812 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · derivative · entry 10 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126,812 shares Expires 2021-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 126,812 | $54.81 | $6,950,984.20 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,947,805 F3 · price: This transaction was executed in multiple trades at prices ranging from $54.525 to $55.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 17,500 | $54.81 | $959,122.50 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,074,617 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.54 to $55.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 6,480 | $54.81 | $355,148.06 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,092,117 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.54 to $55.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 03, 2021 Filed Feb 4, 2021 20:44 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 126,812 | $18.66 | $2,366,311.92 |
DisclosureSEC source: 0001225208-21-001688 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,098,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2021 Filed Jan 12, 2021 21:21 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,503 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-21-000744 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,503 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 12, 2021 Filed Jan 12, 2021 21:21 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,503 | $60.98 | $213,612.94 |
DisclosureSEC source: 0001225208-21-000744 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $60.97 to $61.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 12, 2021 Filed Jan 12, 2021 21:21 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,503 | $23.12 | $80,989.36 |
DisclosureSEC source: 0001225208-21-000744 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 17:54 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 29,976 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-21-000729 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,953 Underlying: Common Stock · 29,976 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 17:54 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 29,976 | $60.01 | $1,798,730.86 |
DisclosureSEC source: 0001225208-21-000729 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 17:54 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 29,976 | $26.39 | $791,066.64 |
DisclosureSEC source: 0001225208-21-000729 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 102,244.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 7, 2021 21:13 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,503 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-21-000642 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,503 Underlying: Common Stock · 3,503 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 7, 2021 21:13 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,503 | $58.98 | $206,613.25 |
DisclosureSEC source: 0001225208-21-000642 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.98 to $59.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 07, 2021 Filed Jan 7, 2021 21:13 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,503 | $23.12 | $80,989.36 |
DisclosureSEC source: 0001225208-21-000642 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:36 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,502 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-21-000602 · doc4.xml · derivative · entry 6 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,006 Underlying: Common Stock · 3,502 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:36 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,814 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-21-000602 · doc4.xml · derivative · entry 5 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,814 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:36 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,814 | $54.99 | $209,746.35 |
DisclosureSEC source: 0001225208-21-000602 · doc4.xml · nonDerivative · entry 4 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $54.99 to $55.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:36 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,502 | $56.97 | $199,519.80 |
DisclosureSEC source: 0001225208-21-000602 · doc4.xml · nonDerivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,814 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $56.97 to $56.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:36 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,502 | $23.12 | $80,966.24 |
DisclosureSEC source: 0001225208-21-000602 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,316 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 6, 2021 23:36 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,814 | $22.67 | $86,463.38 |
DisclosureSEC source: 0001225208-21-000602 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:28 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 6,656 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000646 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,971,785 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:44 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,242 | Not disclosed Strike: $52.76 | Not disclosed |
DisclosureSEC source: 0001225208-21-000595 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,242 Underlying: Common Stock · 2,242 shares Expires 2031-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:44 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,063 | Not disclosed Strike: $52.76 | Not disclosed |
DisclosureSEC source: 0001225208-21-000596 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,063 Underlying: Common Stock · 2,063 shares Expires 2031-01-04 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:44 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 545 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-000597 · doc4.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545 Underlying: Common Stock · 545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 22:44 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 640 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-000598 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,806.77 Underlying: Common Stock · 640 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 18:54 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,813 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-20-015099 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,814 Underlying: Common Stock · 3,813 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 18:54 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 3,813 | $52.99 | $202,063.83 |
DisclosureSEC source: 0001225208-20-015099 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $52.97 to $53.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 29, 2020 Filed Dec 29, 2020 18:54 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,813 | $22.67 | $86,440.71 |
DisclosureSEC source: 0001225208-20-015099 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,813 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 11:00 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 98,870 | $52.05 | $5,146,084.63 |
DisclosureSEC source: 0001225208-20-015065 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,395,506 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.92 to $52.30. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 17, 2020 Filed Dec 28, 2020 11:00 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 98,870 | $51.48 | $5,089,550.76 |
DisclosureSEC source: 0001225208-20-015063 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,494,376 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.32 to $51.81. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 14, 2020 Filed Dec 15, 2020 20:45 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 206,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014727 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,593,246 Read SEC document |
| December 10, 2020 Filed Dec 10, 2020 23:52 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 98,870 | $49.86 | $4,929,915.26 |
DisclosureSEC source: 0001225208-20-014535 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,799,576 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $49.53 to $50.31. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 09, 2020 Filed Dec 10, 2020 23:52 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 88,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014535 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,898,446 Read SEC document |
| December 03, 2020 Filed Dec 4, 2020 17:16 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 98,870 | $50.49 | $4,992,262.68 |
DisclosureSEC source: 0001225208-20-014259 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,271,496 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $50.23 to $50.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 20:24 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,813 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-20-014021 · doc4.xml · derivative · entry 5 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,627 Underlying: Common Stock · 3,813 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 20:24 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 9,459 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-20-014021 · doc4.xml · derivative · entry 4 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,459 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 20:24 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 13,272 | $50.35 | $668,266.44 |
DisclosureSEC source: 0001225208-20-014021 · doc4.xml · nonDerivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $50.11 to $50.955. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 20:24 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 3,813 | $22.67 | $86,440.71 |
DisclosureSEC source: 0001225208-20-014021 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 20:24 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 9,459 | $16.40 | $155,127.60 |
DisclosureSEC source: 0001225208-20-014021 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.