Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2021 Filed Apr 29, 2021 18:26 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 72,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-007205 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,318,052 Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 18:26 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 100,000 | $69.87 | $6,987,280.00 |
DisclosureSEC source: 0001225208-21-007205 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,390,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $69.775 to $69.905. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 18:31 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,793 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-21-007207 · doc4.xml · derivative · entry 5 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,794 Underlying: Common Stock · 7,793 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 18:31 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 7,793 | $70.00 | $545,526.37 |
DisclosureSEC source: 0001225208-21-007207 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $69.98 to $70.02. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 28, 2021 Filed Apr 29, 2021 18:31 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 7,793 | $28.44 | $221,632.92 |
DisclosureSEC source: 0001225208-21-007207 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 7,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 27, 2021 20:58 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,424 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-21-007055 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,424 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 27, 2021 20:58 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 8,424 | $69.00 | $581,264.42 |
DisclosureSEC source: 0001225208-21-007055 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.99 to $69.015. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2021 Filed Apr 27, 2021 20:58 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 8,424 | $27.45 | $231,238.80 |
DisclosureSEC source: 0001225208-21-007055 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 13:13 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 162,751 | $68.26 | $11,109,171.68 |
DisclosureSEC source: 0001225208-21-007082 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,490,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $68.00 to $68.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 27, 2021 Filed Apr 28, 2021 13:13 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 100,000 | $68.91 | $6,891,440.00 |
DisclosureSEC source: 0001225208-21-007082 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,653,303 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.645 to $69.68. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 26, 2021 Filed Apr 26, 2021 23:21 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 47,249 | $68.00 | $3,213,149.35 |
DisclosureSEC source: 0001225208-21-006991 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,753,303 F1 · price: This transaction was executed in multiple trades at prices ranging from $68.00 to $68.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 123,967 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · derivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,967 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 125,000 | $66.57 | $8,320,737.50 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,800,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $66.305 to $66.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 123,967 | $66.57 | $8,251,925.34 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,925,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.295 to $66.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 23, 2021 Filed Apr 26, 2021 15:18 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 123,967 | $13.91 | $1,724,380.97 |
DisclosureSEC source: 0001225208-21-006984 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,049,519 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2021 Filed Apr 22, 2021 20:01 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 150,000 | $65.58 | $9,837,075.00 |
DisclosureSEC source: 0001225208-21-006905 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,925,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.99 to $66.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 22, 2021 Filed Apr 22, 2021 20:01 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 150,000 | $65.60 | $9,839,280.00 |
DisclosureSEC source: 0001225208-21-006905 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,075,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.99 to $66.06. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 15:38 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 100,000 | $64.88 | $6,488,490.00 |
DisclosureSEC source: 0001225208-21-006896 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,225,552 F3 · price: This transaction was executed in multiple trades at prices ranging from $64.785 to $65.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 15:38 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 100,000 | $64.89 | $6,488,810.00 |
DisclosureSEC source: 0001225208-21-006896 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,325,552 F2 · price: This transaction was executed in multiple trades at prices ranging from $64.79 to $65.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 21, 2021 Filed Apr 22, 2021 15:38 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 20,710 | $64.89 | $1,343,805.63 |
DisclosureSEC source: 0001225208-21-006896 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,425,552 F1 · price: This transaction was executed in multiple trades at prices ranging from $64.805 to $65.025. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 06, 2021 Filed Apr 6, 2021 20:53 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 2,241 | $67.94 | $152,242.34 |
DisclosureSEC source: 0001225208-21-006566 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 20:53 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 2,241 | $68.33 | $153,127.53 |
DisclosureSEC source: 0001225208-21-006566 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| April 02, 2021 Filed Apr 6, 2021 20:53 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionCommon Stock | 4,201 | $68.33 | $287,054.33 |
DisclosureSEC source: 0001225208-21-006567 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 225,084 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 20:45 UTC |
Schwab Charles R.Director · Chairman
|
GiftCommon Stock | 3,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-006218 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,446,262 Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:53 UTC |
Ruffel Charles A.Director
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,640 | Not disclosed Strike: $66.44 | Not disclosed |
DisclosureSEC source: 0001225208-21-006405 · doc4.xml · derivative · entry 1 Ruffel Charles A. · CIK 0001739929 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Underlying: Common Stock · 1,640 shares Expires 2031-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:58 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-006409 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,706.96 Underlying: Common Stock · 508 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:53 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,782 | Not disclosed Strike: $66.44 | Not disclosed |
DisclosureSEC source: 0001225208-21-006406 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,782 Underlying: Common Stock · 1,782 shares Expires 2031-04-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:58 UTC |
Masrani BharatDirector
|
GrantRestricted Stock Units · Derivative | 433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-006408 · doc4.xml · derivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979.6 Underlying: Common Stock · 433 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:18 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,423 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-21-005264 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,424 Underlying: Common Stock · 8,423 shares Expires 2024-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:18 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 8,423 | $67.01 | $564,437.02 |
DisclosureSEC source: 0001225208-21-005264 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $66.97 to $67.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:18 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 8,423 | $27.45 | $231,211.35 |
DisclosureSEC source: 0001225208-21-005264 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:25 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,500 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-21-005271 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 3,500 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:25 UTC |
Crawford Peter B.EVP and CFO
|
SaleCommon Stock | 3,500 | $68.00 | $238,003.85 |
DisclosureSEC source: 0001225208-21-005271 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,095 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 26, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $68.00 to $68.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 12, 2021 Filed Mar 12, 2021 23:25 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionCommon Stock | 3,500 | $13.64 | $47,740.00 |
DisclosureSEC source: 0001225208-21-005271 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 4, 2021 23:04 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 6,796 | $64.81 | $440,461.67 |
DisclosureSEC source: 0001225208-21-004752 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $64.285 to $65.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 04, 2021 Filed Mar 4, 2021 23:13 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 9,883 | $64.81 | $640,486.59 |
DisclosureSEC source: 0001225208-21-004754 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $64.32 to $65.085. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:48 UTC |
Schwab Charles R.Director · Chairman
|
GrantNonqualified Stock Option (right to buy) · Derivative | 91,557 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004568 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,557 Underlying: Common Stock · 91,557 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:48 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 22,563 | $63.75 | $1,438,391.25 |
DisclosureSEC source: 0001225208-21-004568 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 86,449,863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:49 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 271,618 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004569 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,618 Underlying: Common Stock · 271,618 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:49 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 57,815 | $63.75 | $3,685,706.25 |
DisclosureSEC source: 0001225208-21-004569 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 574,585.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:13 UTC |
Crawford Peter B.EVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 86,470 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004573 · doc4.xml · derivative · entry 3 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,470 Underlying: Common Stock · 86,470 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:13 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionCommon Stock | 7,018 | $63.75 | $447,397.50 |
DisclosureSEC source: 0001225208-21-004573 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 167,854 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004575 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,854 Underlying: Common Stock · 167,854 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:15 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionCommon Stock | 12,232 | $63.75 | $779,790.00 |
DisclosureSEC source: 0001225208-21-004575 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 220,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:30 UTC |
Craig Jonathan M.Senior EVP
|
GrantNonqualified Stock Option (right to buy) · Derivative | 99,695 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004581 · doc4.xml · derivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,695 Underlying: Common Stock · 99,695 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:30 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 6,796 | $63.75 | $433,245.00 |
DisclosureSEC source: 0001225208-21-004581 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 6,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:32 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 86,470 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004582 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,470 Underlying: Common Stock · 86,470 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:32 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 9,883 | $63.75 | $630,041.25 |
DisclosureSEC source: 0001225208-21-004582 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,151.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:32 UTC |
Morgan Peter J. IIIEVP and General Counsel
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GrantNonqualified Stock Option (right to buy) · Derivative | 47,813 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004583 · doc4.xml · derivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,813 Underlying: Common Stock · 47,813 shares Expires 2031-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:33 UTC |
Murtagh Nigel JEVP - Corporate Risk
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GrantNonqualified Stock Option (right to buy) · Derivative | 59,512 | $0.00 Strike: $64.10 | $0.00 |
DisclosureSEC source: 0001225208-21-004585 · doc4.xml · derivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,512 Underlying: Common Stock · 59,512 shares Expires 2031-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.