Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 12,100 | $12.59 | $152,339.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 18 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,367,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 14,000 | $12.58 | $176,120.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 17 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,379,204 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 20,900 | $12.57 | $262,713.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 16 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,393,204 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 10,500 | $12.56 | $131,880.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 15 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,414,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 50,000 | $12.55 | $627,500.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 14 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,424,605 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 17,000 | $12.54 | $213,180.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 13 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,474,604 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 21,400 | $12.53 | $268,142.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 12 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,491,604 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 35,400 | $12.52 | $443,208.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 11 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,513,004 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 51,500 | $12.51 | $644,265.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 10 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,548,404 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 101,200 | $12.50 | $1,265,000.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 9 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,599,904 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 2,000 | $12.48 | $24,960.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 8 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,701,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 2,000 | $12.42 | $24,840.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 7 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,703,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 5,000 | $12.40 | $62,000.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 6 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,705,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 7,000 | $12.39 | $86,730.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 5 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,710,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 4,000 | $12.38 | $49,520.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 4 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,717,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 3,000 | $12.37 | $37,110.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 3 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,721,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
SaleCommon Stock | 50,000 | $12.35 | $617,500.00 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 2 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,724,104 Read SEC document |
| January 29, 2004 Filed Feb 2, 2004 22:23 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
Exercise / conversionCommon Stock | 474,818 | $1.60 | $759,708.80 |
DisclosureSEC source: 0001185987-04-000003 · edgar.xml · nonDerivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by Revocable Trust Disclosed balance after: 4,774,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 21:02 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 300,000 | $0.00 Strike: $13.76 | $0.00 |
DisclosureSEC source: 0000923738-04-000002 · edgar.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2014-01-20 F1 · derivative.exercise_date: The options were granted pursuant to the Company's 2001 Stock Incentive Plan and will fully vest on July 20, 2004. However, the exercise of the options is restricted to the earlier of three years from the grant date or the date the reporting person retires. The sale of shares under this option grant must be three years or later from the grant date. Read SEC document |
| January 20, 2004 Filed Jan 22, 2004 19:10 UTC |
POTTRUCK DAVID SDirector · President and CEO
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 425,000 | $0.00 Strike: $13.76 | $0.00 |
DisclosureSEC source: 0001185987-04-000001 · edgar.xml · derivative · entry 1 POTTRUCK DAVID S · CIK 0001185987 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 Underlying: Common Stock · 425,000 shares Expires 2014-01-20 F1 · derivative.exercise_date: The options were granted pursuant to the Company's 2001 Stock Incentive Plan and will fully vest on July 20, 2004. However, the exercise of the options is restricted to the earlier of three years from the grant date or the date the reporting person retires. The sale of shares under this option grant must be three years or later from the grant date. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:12 UTC |
FRANK ANTHONY MDirector
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 2,108 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0000904422-04-000002 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,108 Underlying: Common Stock · 2,108 shares Expires 2014-01-05 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:15 UTC |
HERRINGER FRANK CDirector
|
GrantRight to Acquire Actual Shares · Derivative | 2,153.53 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001171694-04-000002 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,153.53 Underlying: Common Stock · 2,153.53 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:10 UTC |
BUTCHER C PRESTONDirector
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 4,394 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001188402-04-000002 · edgar.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,394 Underlying: Common Stock · 4,394 shares Expires 2014-01-05 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:18 UTC |
SHULTZ GEORGE PDirector
|
GrantRight to Acquire Actual Shares · Derivative | 1,946.06 | $12.05 Strike: $12.05 | $23,450.02 |
DisclosureSEC source: 0001188406-04-000002 · edgar.xml · derivative · entry 1 SHULTZ GEORGE P · CIK 0001188406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946.06 Underlying: Common Stock · 1,946.06 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:59 UTC |
WILSON ROBERT NDirector
|
GrantRight to Acquire Actual Shares · Derivative | 2,921.16 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001189022-04-000002 · edgar.xml · derivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,921.16 Underlying: Common Stock · 2,921.16 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 05, 2004 Filed Jan 7, 2004 21:56 UTC |
SNEED PAULA ADirector
|
GrantRight to Acquire Actual Shares · Derivative | 1,946.06 | $0.00 Strike: $12.05 | $0.00 |
DisclosureSEC source: 0001193024-04-000002 · edgar.xml · derivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,946.06 Underlying: Common Stock · 1,946.06 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 7 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,185,198 F1 · balance_after: The reporting person also has a direct beneficial ownership in 15,285,321 shares and an indirect beneficial ownership in the following shares: 19,800 as Custodian, 1,690,458.36 by ESOP, 45,203,958 by LLC, and 7,977,765.33 by Spouse. Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,187,173 Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,189,148 Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 4 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,191,123 Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,193,098 Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,975 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,195,073 Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 18:24 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000923738-03-000007 · edgar.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,197,048 Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:42 UTC |
LEEMON DANIEL OEVP and Chief Strategy Officer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.80 | $0.00 |
DisclosureSEC source: 0001186011-03-000009 · edgar.xml · derivative · entry 3 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,354 Underlying: Common Stock · 20,000 shares Expires 2005-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:42 UTC |
LEEMON DANIEL OEVP and Chief Strategy Officer
|
Tax withholdingCommon Stock | 6,605 | $11.50 | $75,924.48 |
DisclosureSEC source: 0001186011-03-000009 · edgar.xml · nonDerivative · entry 2 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 267,190 F2 · price: In addition to the share price, the reporting person also made a cash payment in the amount of $1.44 in connection with the transaction. F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 187,257.30 shares and 2,247.89 shares held by an ESOP. Read SEC document |
| December 03, 2003 Filed Dec 5, 2003 19:42 UTC |
LEEMON DANIEL OEVP and Chief Strategy Officer
|
Exercise / conversionCommon Stock | 20,000 | $3.80 | $76,000.00 |
DisclosureSEC source: 0001186011-03-000009 · edgar.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 273,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2003 Filed Nov 3, 2003 20:15 UTC |
MCLEOD MARY SExecutive Vice President
|
Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative | 6,250 | $0.00 Strike: $10.47 | $0.00 |
DisclosureSEC source: 0001209774-03-000004 · edgar.xml · derivative · entry 3 MCLEOD MARY S · CIK 0001209774 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,022 Underlying: Common Stock · 6,250 shares Expires 2012-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2003 Filed Nov 3, 2003 20:15 UTC |
MCLEOD MARY SExecutive Vice President
|
SaleCommon Stock | 6,250 | $13.80 | $86,250.00 |
DisclosureSEC source: 0001209774-03-000004 · edgar.xml · nonDerivative · entry 2 MCLEOD MARY S · CIK 0001209774 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,509 Read SEC document |
| October 30, 2003 Filed Nov 3, 2003 20:15 UTC |
MCLEOD MARY SExecutive Vice President
|
Exercise / conversionCommon Stock | 6,250 | $10.47 | $65,437.50 |
DisclosureSEC source: 0001209774-03-000004 · edgar.xml · nonDerivative · entry 1 MCLEOD MARY S · CIK 0001209774 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2003 Filed Oct 17, 2003 21:11 UTC |
LEEMON DANIEL OEVP and Chief Strategy Officer
|
GiftCommon Stock | 30,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001186011-03-000008 · edgar.xml · nonDerivative · entry 2 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 253,795 F1 · balance_after: The reporting person also has a direct beneficial ownership interest in 187,257.30 shares and 2,247.89 shares held by ESOP. Read SEC document |
| October 16, 2003 Filed Oct 17, 2003 21:11 UTC |
LEEMON DANIEL OEVP and Chief Strategy Officer
|
GiftCommon Stock | 1,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001186011-03-000008 · edgar.xml · nonDerivative · entry 1 LEEMON DANIEL O · CIK 0001186011 · EVP and Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 284,445 Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 23:37 UTC |
GORMAN LONVice Chairman
|
SaleCommon Stock | 15,000 | $14.00 | $210,000.00 |
DisclosureSEC source: 0001186007-03-000006 · edgar.xml · nonDerivative · entry 1 GORMAN LON · CIK 0001186007 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 174,333.5 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2003. F2 · balance_after: The reporting person also has a direct beneficial ownership interest in 283,046.74 shares and an indirect beneficial ownership interest in 2,241.73 shares held by ESOP. Read SEC document |
| October 07, 2003 Filed Oct 8, 2003 18:47 UTC |
FRANK ANTHONY MDirector
|
GrantRight to Acquire Actual Stock · Derivative | 846.5 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0000904422-03-000011 · edgar.xml · derivative · entry 1 FRANK ANTHONY M · CIK 0000904422 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846.5 Underlying: Common Stock · 846.5 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 07, 2003 Filed Oct 8, 2003 18:08 UTC |
SHULTZ GEORGE PDirector
|
GrantRight to Acquire Actual Shares · Derivative | 1,132.43 | $13.29 Strike: $13.29 | $15,049.99 |
DisclosureSEC source: 0001188406-03-000006 · edgar.xml · derivative · entry 1 SHULTZ GEORGE P · CIK 0001188406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.43 Underlying: Common Stock · 1,132.43 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 07, 2003 Filed Oct 8, 2003 18:14 UTC |
BUTCHER C PRESTONDirector
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 2,557 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001188402-03-000008 · edgar.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,557 Underlying: Common Stock · 2,557 shares Expires 2013-10-07 F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan and vest immediately. Read SEC document |
| October 07, 2003 Filed Oct 8, 2003 18:18 UTC |
WILSON ROBERT NDirector
|
GrantRight to Acquire Actual Shares · Derivative | 1,730.62 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001189022-03-000014 · edgar.xml · derivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,730.62 Underlying: Common Stock · 1,730.62 shares Expires not disclosed F2 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F1 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 07, 2003 Filed Oct 8, 2003 17:55 UTC |
SNEED PAULA ADirector
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GrantRight to Acquire Actual Shares · Derivative | 1,132.43 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001193024-03-000009 · edgar.xml · derivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,132.43 Underlying: Common Stock · 1,132.43 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors. Read SEC document |
| October 07, 2003 Filed Oct 9, 2003 17:21 UTC |
HERRINGER FRANK CDirector
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GrantRight to Acquire Actual Shares · Derivative | 1,320.54 | $0.00 Strike: $13.29 | $0.00 |
DisclosureSEC source: 0001171694-03-000005 · edgar.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,320.54 Underlying: Common Stock · 1,320.54 shares Expires not disclosed F1 · shares: The right-to-acquire shares were received pursuant to the Directors' Deferred Compensation Plan (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F2 · derivative.expiration_date: The right-to-acquire shares are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 03, 2003 Filed Oct 7, 2003 17:42 UTC |
GORMAN LONVice Chairman
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SaleCommon Stock | 15,000 | $13.00 | $195,000.00 |
DisclosureSEC source: 0001186007-03-000004 · edgar.xml · nonDerivative · entry 1 GORMAN LON · CIK 0001186007 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 189,333.5 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 28, 2003. F2 · balance_after: The reporting person also has a direct beneficial ownership interest in 283,046.74 shares and an indirect beneficial ownership interest in 2,241.73 shares held by ESOP. Read SEC document |
| August 04, 2003 Filed Aug 5, 2003 17:19 UTC |
Schwab Charles R.Director · Chairman · 10% owner
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SaleCommon Stock | 1,000,000 | $9.88 | $9,879,500.00 |
DisclosureSEC source: 0000923738-03-000006 · edgar.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 170,242,048 F1 · balance_after: The reporting person also has a direct beneficial ownership in 15,285,321 shares and an indirect beneficial ownership in the following shares: 19,800 as Custodian, 1,685,327.18 by ESOP, 45,203,958 by LLC, and 7,977,765.33 by Spouse. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.