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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2005 Filed Jul 5, 2005 20:23 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 7,640 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001188402-05-000010 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Common Stock · 7,640 shares

Expires 2015-07-01

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

Read SEC document
July 01, 2005 Filed Jul 5, 2005 20:42 UTC GrantRestricted Stock Units · Derivative 2,812 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001189022-05-000011 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,812

Underlying: Common Stock · 2,812 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
July 01, 2005 Filed Jul 5, 2005 20:37 UTC GrantRestricted Stock Units · Derivative 1,775 $0.00 Strike: $11.33 $0.00
Disclosure

SEC source: 0001193024-05-000008 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775

Underlying: Common Stock · 1,775 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:43 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0000902189-05-000002 · edgar.xml · derivative · entry 2

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:43 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0000902189-05-000002 · edgar.xml · nonDerivative · entry 1

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 648,906

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 3,537,375 shares held in trust.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:49 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001171694-05-000006 · edgar.xml · derivative · entry 2

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:49 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001171694-05-000006 · edgar.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 50,625 shares held by his spouse, 150 shares held by his spouse as custodian and 46,081 shares held in trust.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:23 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001188400-05-000004 · edgar.xml · derivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:23 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001188400-05-000004 · edgar.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,455

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 218,076.03 shares held in trust.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:32 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001188402-05-000008 · edgar.xml · derivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:32 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001188402-05-000008 · edgar.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 278,568.53 shares held by his spouse and 848,256 shares held in trust.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:54 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001188403-05-000002 · edgar.xml · derivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 18:54 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001188403-05-000002 · edgar.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 142,671.42 shares held in trust.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:06 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001188409-05-000002 · edgar.xml · derivative · entry 2

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:06 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001188409-05-000002 · edgar.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 27,255.96 shares held by his spouse and 185,094.63 shares held in trust.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:16 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001188937-05-000002 · edgar.xml · derivative · entry 2

YOFFIE DAVID B · CIK 0001188937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:16 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001188937-05-000002 · edgar.xml · nonDerivative · entry 1

YOFFIE DAVID B · CIK 0001188937 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,720

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:11 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 7,500 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001189022-05-000009 · edgar.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2015-05-23

F3 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:11 UTC GrantCommon Stock 7,793 $0.00 $0.00
Disclosure

SEC source: 0001189022-05-000009 · edgar.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,094

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,300 shares held by his spouse as custodian.

Read SEC document
May 23, 2005 Filed May 24, 2005 19:01 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001193024-05-000006 · edgar.xml · derivative · entry 2

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F2 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant..

Read SEC document
May 23, 2005 Filed May 24, 2005 19:01 UTC GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001193024-05-000006 · edgar.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,765.55

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 26, 2005 21:15 UTC Amendment GrantNon-Qualified Stock Options (right to buy) · Derivative 5,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001188409-05-000004 · edgar.xml · derivative · entry 2

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2015-05-23

F4 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

Read SEC document
May 23, 2005 Filed May 26, 2005 21:15 UTC Amendment GrantCommon Stock 5,195 $0.00 $0.00
Disclosure

SEC source: 0001188409-05-000004 · edgar.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,769

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: Since the reporting person's last report, 3,951 shares previously owned directly have been transferred to a trust.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 27,255.96 shares held by his spouse and 187,725.63 shares held in trust.

Read SEC document
May 19, 2005 Filed May 20, 2005 15:50 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 3,050 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001189022-05-000007 · edgar.xml · derivative · entry 4

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,050

Underlying: Common Stock · 3,050 shares

Expires 2015-05-19

F5 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 25% on May 19, 2005, 25% on the first anniversary of the date of grant and 50% on the second anniversary of the date of grant.

Read SEC document
May 19, 2005 Filed May 20, 2005 15:50 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 2,900 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001189022-05-000007 · edgar.xml · derivative · entry 3

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires 2015-05-19

F4 · shares: The options were granted under the Company's 2004 Stock Incentive Plan and vest 50% on May 19, 2005 and 50% on the first anniversary of the date of grant.

Read SEC document
May 19, 2005 Filed May 20, 2005 15:50 UTC GrantCommon Stock 2,620 $0.00 $0.00
Disclosure

SEC source: 0001189022-05-000007 · edgar.xml · nonDerivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,301

F2 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on May 19, 2005, 25% on the first anniversary of the date of grant and 50% on the second anniversary of the date of grant.

F3 · balance_after: The reporting person also has an indirect beneficial ownership interest in 1,300 shares held by his spouse as custodian.

Read SEC document
May 19, 2005 Filed May 20, 2005 15:50 UTC GrantCommon Stock 2,640 $0.00 $0.00
Disclosure

SEC source: 0001189022-05-000007 · edgar.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,681

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 50% on May 19, 2005 and 50% on the first anniversary of the date of grant.

Read SEC document
May 19, 2005 Filed May 23, 2005 16:25 UTC
Scaturro Peter KEVP and CEO - U.S. Trust
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 500,000 $0.00 Strike: $11.58 $0.00
Disclosure

SEC source: 0001328055-05-000004 · edgar.xml · derivative · entry 2

Scaturro Peter K · CIK 0001328055 · EVP and CEO - U.S. Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2012-05-19

F2 · shares: The options were granted under the 2004 Stock Incentive Plan and vest 50% on each of the third and fourth anniversary of the grant date.

Read SEC document
May 19, 2005 Filed May 23, 2005 16:25 UTC
Scaturro Peter KEVP and CEO - U.S. Trust
GrantCommon Stock 172,861 $0.00 $0.00
Disclosure

SEC source: 0001328055-05-000004 · edgar.xml · nonDerivative · entry 1

Scaturro Peter K · CIK 0001328055 · EVP and CEO - U.S. Trust

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,861

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and will fully vest on the fifth anniversary of the grant date. However, if certain performance goals are met or exceeded, the shares will fully vest on March 15, 2008.

Read SEC document
May 09, 2005 Filed May 10, 2005 14:53 UTC
Sasson GideonExecutive Vice President & CIO
SaleCommon Stock 2,300 $10.70 $24,610.00
Disclosure

SEC source: 0001296455-05-000001 · edgar.xml · nonDerivative · entry 2

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,347

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest 32,500 shares held in a trust, 1,361 shares held in a custodian account for his daughter, 1011 shares held in a custodian account for his son, 2,271 shares held in an ESOP, and 158 held in a 401(k).

Read SEC document
May 09, 2005 Filed May 10, 2005 14:53 UTC
Sasson GideonExecutive Vice President & CIO
SaleCommon Stock 7,700 $10.69 $82,313.00
Disclosure

SEC source: 0001296455-05-000001 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · Executive Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,647

Read SEC document
April 26, 2005 Filed Apr 28, 2005 14:13 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 13,500 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001188400-05-000002 · edgar.xml · derivative · entry 4

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2005-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2005 Filed Apr 28, 2005 14:13 UTC SaleCommon Stock 2,100 $10.17 $21,357.00
Disclosure

SEC source: 0001188400-05-000002 · edgar.xml · nonDerivative · entry 3

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 218,076

F1 · balance_after: The reporting person also has an direct beneficial ownership interest in 14,260 shares of company stock.

Read SEC document
April 26, 2005 Filed Apr 28, 2005 14:13 UTC SaleCommon Stock 11,400 $10.18 $116,052.00
Disclosure

SEC source: 0001188400-05-000002 · edgar.xml · nonDerivative · entry 2

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 220,176

Read SEC document
April 26, 2005 Filed Apr 28, 2005 14:13 UTC Exercise / conversionCommon Stock 13,500 $2.68 $36,180.00
Disclosure

SEC source: 0001188400-05-000002 · edgar.xml · nonDerivative · entry 1

BECHTLE NANCY H · CIK 0001188400 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 231,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2005 Filed Apr 25, 2005 18:57 UTC
MCWHINNEY DEBORAH DEVP - Schwab Institutional
SaleCommon Stock 6,100 $10.00 $61,000.00
Disclosure

SEC source: 0001116722-05-000002 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,750

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 141,480 shares of company stock.

Read SEC document
April 20, 2005 Filed Apr 21, 2005 22:56 UTC Exercise / conversionNon-Qualified Stock Options (right to buy) · Derivative 13,500 $0.00 Strike: $2.68 $0.00
Disclosure

SEC source: 0001188402-05-000006 · edgar.xml · derivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,500 shares

Expires 2005-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2005 Filed Apr 21, 2005 22:56 UTC Exercise / conversionCommon Stock 13,500 $2.68 $36,180.00
Disclosure

SEC source: 0001188402-05-000006 · edgar.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 848,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 9,205 shares and an indirect beneficial ownership interest in 278,569 shares held by his spouse.

Read SEC document
April 01, 2005 Filed Apr 4, 2005 15:59 UTC GrantRestricted Stock Units · Derivative 3,029 $0.00 Strike: $10.45 $0.00
Disclosure

SEC source: 0001171694-05-000004 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,029

Underlying: Common Stock · 3,029 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
April 01, 2005 Filed Apr 4, 2005 15:56 UTC GrantNon-Qualified Stock Options (right to buy) · Derivative 12,046 $0.00 Strike: $10.45 $0.00
Disclosure

SEC source: 0001188402-05-000004 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,046

Underlying: Common Stock · 12,046 shares

Expires 2015-04-01

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

Read SEC document
April 01, 2005 Filed Apr 4, 2005 16:04 UTC GrantRestricted Stock Units · Derivative 3,675 $0.00 Strike: $10.45 $0.00
Disclosure

SEC source: 0001189022-05-000005 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,675

Underlying: Common Stock · 3,675 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

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April 01, 2005 Filed Apr 4, 2005 16:02 UTC GrantRestricted Stock Units · Derivative 2,283 $0.00 Strike: $10.45 $0.00
Disclosure

SEC source: 0001193024-05-000004 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,283

Underlying: Common Stock · 2,283 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 74 $10.79 $798.46
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 21

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,427

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 72,138 shares held in trust and 6,755 shares held by an ESOP.

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 74 $10.78 $797.72
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 20

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,501

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 223 $10.77 $2,401.71
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 19

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,575

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 111 $10.76 $1,194.36
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 18

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,798

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 148 $10.75 $1,591.00
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 17

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 148 $10.74 $1,589.52
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 16

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,057

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 260 $10.73 $2,789.80
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 15

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

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February 25, 2005 Filed Feb 28, 2005 18:53 UTC
Hier-King JanEVP - Human Resources
SaleCommon Stock 232 $10.72 $2,487.04
Disclosure

SEC source: 0001311775-05-000003 · edgar.xml · nonDerivative · entry 14

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,465

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.