SCHW

SEC source: 0001564429-24-000006 · wk-form4_1718406457.xml · nonDerivative · entry 2

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 121,665.9449

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 27, 2024.

SEC source: 0001564429-24-000006 · wk-form4_1718406457.xml · nonDerivative · entry 1

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 8,164 shares received upon exercise of the option to a trust.

SEC source: 0001186004-24-000003 · wk-form4_1717110837.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001186004-24-000003 · wk-form4_1717110837.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001171694-24-000009 · wk-form4_1717111227.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001171694-24-000009 · wk-form4_1717111227.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001193024-24-000003 · wk-form4_1717113279.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001193024-24-000003 · wk-form4_1717113279.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,611

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001188405-24-000005 · wk-form4_1717112446.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001188405-24-000005 · wk-form4_1717112446.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001343539-24-000006 · wk-form4_1717112132.xml · derivative · entry 2

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001343539-24-000006 · wk-form4_1717112132.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,279

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001391568-24-000007 · wk-form4_1717111485.xml · derivative · entry 3

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001391568-24-000007 · wk-form4_1717111485.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,279

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001533741-24-000003 · wk-form4_1717117121.xml · derivative · entry 4

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001533741-24-000003 · wk-form4_1717117121.xml · nonDerivative · entry 1

Ricketts Todd M · CIK 0001533741 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,197

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001561563-24-000010 · wk-form4_1717111016.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001561563-24-000010 · wk-form4_1717111016.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · derivative · entry 6

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,670 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · nonDerivative · entry 3

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 121,665.9449

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024.

F4 · price: This transaction was executed in multiple trades at prices ranging from $71.57 to $72.09. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · nonDerivative · entry 2

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 124,481.9449

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on February 27, 2024.

F3 · price: This transaction was executed in multiple trades at prices ranging from $70.56 to $71.56. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F1 · balance_after: Reflects the contribution of 28,670 shares received upon exercise of the option to a trust.

SEC source: 0001564429-24-000004 · wk-form4_1717116239.xml · nonDerivative · entry 1

Clark Bernard J. · CIK 0001564429 · MD Head of Advisor Services

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Reflects the contribution of 28,670 shares received upon exercise of the option to a trust.

SEC source: 0001643326-24-000004 · wk-form4_1717110630.xml · derivative · entry 2

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001643326-24-000004 · wk-form4_1717110630.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,724

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001730661-24-000003 · wk-form4_1717114415.xml · derivative · entry 3

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001730661-24-000003 · wk-form4_1717114415.xml · nonDerivative · entry 1

MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,305

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001739929-24-000004 · wk-form4_1717119218.xml · derivative · entry 4

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F5 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001739929-24-000004 · wk-form4_1717119218.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,450.4801

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 116.4405 shares acquired through dividend reinvestment.

SEC source: 0001804183-24-000008 · wk-form4_1717110414.xml · derivative · entry 2

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001804183-24-000008 · wk-form4_1717110414.xml · nonDerivative · entry 1

Brown Marianne Catherine · CIK 0001804183 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,289

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001950787-24-000018 · wk-form4_1717112692.xml · derivative · entry 5

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F2 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0001950787-24-000018 · wk-form4_1717112692.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,162

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0000316709-24-000046 · wk-form4_1717193712.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,496

Underlying: Common Stock · 4,496 shares

Expires 2034-05-28

F3 · derivative.exercise_date: The option was granted under the company's 2022 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

SEC source: 0000316709-24-000046 · wk-form4_1717193712.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,933.8678

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2022 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

F2 · balance_after: Includes 138.4101 shares acquired through dividend reinvestment.

SEC source: 0001343539-24-000004 · wk-form4_1716597112.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,470

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001391568-24-000005 · wk-form4_1716596925.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,470

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0000923738-24-000022 · wk-form4_1716415898.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,619,371

SEC source: 0001950787-24-000016 · wk-form4_1716417337.xml · nonDerivative · entry 2

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 574,257

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F3 · price: The transaction was executed in multiple trades at prices ranging from $78.215 to $78.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000016 · wk-form4_1716417337.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · by Trust

Disclosed balance after: 1,669,505.6599

F1 · kind: The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 10, 2023.

F2 · price: The transaction was executed in multiple trades at prices ranging from $78.20 to $78.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0001343539-24-000002 · wk-form4_1716328974.xml · nonDerivative · entry 2

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,667

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001391568-24-000003 · wk-form4_1716328284.xml · nonDerivative · entry 2

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,667

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001343539-24-000002 · wk-form4_1716328974.xml · nonDerivative · entry 1

Masrani Bharat · CIK 0001343539 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,829

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0001391568-24-000003 · wk-form4_1716328284.xml · nonDerivative · entry 1

Levitt Brian M · CIK 0001391568 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,829

F1 · kind: Shares withheld for taxes upon the settlement of restricted stock units granted to the reporting person.

SEC source: 0000923738-24-000020 · wk-form4_1715905468.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,683,471

F2 · price: This transaction was executed in multiple trades at prices ranging from $77.94 to $78.265. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-24-000020 · wk-form4_1715905468.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,741,536

F1 · price: This transaction was executed in multiple trades at prices ranging from $76.50 to $77.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000923738-24-000018 · wk-form4_1715383642.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,806,896

SEC source: 0001950787-24-000012 · wk-form4_1715647437.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,674,570.6599

F1 · price: The transaction was executed in multiple trades at prices ranging from $76.00 to $76.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.

SEC source: 0000923738-24-000018 · wk-form4_1715383642.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,840,896

SEC source: 0000923738-24-000016 · wk-form4_1715204971.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · Director · Co-Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,906,686

F2 · price: This transaction was executed in multiple trades at prices ranging from $76.21 to $76.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001950787-24-000010 · wk-form4_1715206196.xml · nonDerivative · entry 1

Schwab-Pomerantz Carolyn · CIK 0001950787 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 1,700,885.6599

F1 · price: This transaction was executed in multiple trades at prices ranging from $76.345 to $76.50. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.