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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
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2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 02, 2007 Filed Apr 4, 2007 16:21 UTC GrantRestricted Stock Units · Derivative 1,753 $0.00 Strike: $18.55 $0.00
Disclosure

SEC source: 0001225173-07-000004 · edgar.xml · derivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock · 1,753 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors

Read SEC document
March 06, 2007 Filed Mar 6, 2007 23:08 UTC
Merk Randall WEVP-Schwab Financial Products · 10% owner
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001311481-07-000002 · edgar.xml · derivative · entry 4

Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2012-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2007 Filed Mar 6, 2007 23:08 UTC
Merk Randall WEVP-Schwab Financial Products · 10% owner
Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001311481-07-000002 · edgar.xml · derivative · entry 3

Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2012-09-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2007 Filed Mar 6, 2007 23:08 UTC
Merk Randall WEVP-Schwab Financial Products · 10% owner
Exercise / conversionCommon Stock 12,500 $9.00 $112,500.00
Disclosure

SEC source: 0001311481-07-000002 · edgar.xml · nonDerivative · entry 2

Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 182,393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 29,347 shares held in trust.

Read SEC document
March 06, 2007 Filed Mar 6, 2007 23:08 UTC
Merk Randall WEVP-Schwab Financial Products · 10% owner
Exercise / conversionCommon Stock 12,500 $9.00 $112,500.00
Disclosure

SEC source: 0001311481-07-000002 · edgar.xml · nonDerivative · entry 1

Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 169,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2007 Filed Feb 28, 2007 22:57 UTC
MCWHINNEY DEBORAH DEVP - Schwab Institutional
GiftCommon Stock 953 $0.00 $0.00
Disclosure

SEC source: 0001116722-07-000002 · edgar.xml · nonDerivative · entry 1

MCWHINNEY DEBORAH D · CIK 0001116722 · EVP - Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 14,999

F1 · balance_after: As of the date of this reporting, the reporting person also had a direct beneficial ownership interest in 130,631 shares.

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 700 $18.55 $12,985.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 14

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 288,765

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 189,086 shares and an indirect beneficial ownership interest in 119,570 shares held by an ESOP.

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 500 $18.54 $9,270.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 13

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 289,465

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 400 $18.53 $7,412.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 12

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 289,965

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 1,200 $18.51 $22,212.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 11

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 290,365

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 1,991 $18.50 $36,833.50
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 10

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 291,565

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 100 $18.49 $1,849.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 9

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 293,556

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 600 $18.48 $11,088.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 8

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 293,656

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 1,400 $18.47 $25,858.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 7

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 294,256

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 1,200 $18.46 $22,152.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 6

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 295,656

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 900 $18.45 $16,605.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 5

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 296,856

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 500 $18.44 $9,220.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 4

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 297,756

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 900 $18.43 $16,587.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 298,256

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 600 $18.42 $11,052.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 2

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 299,156

Read SEC document
February 28, 2007 Filed Mar 1, 2007 15:37 UTC SaleCommon Stock 200 $18.39 $3,678.00
Disclosure

SEC source: 0001186004-07-000007 · edgar.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 299,756

Read SEC document
February 25, 2007 Filed Feb 27, 2007 21:09 UTC Tax withholdingCommon Stock 9,437 $18.96 $178,934.01
Disclosure

SEC source: 0001186004-07-000005 · edgar.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,086

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 299,956 shares held in trust and 119,570 shares held by an ESOP.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 21:13 UTC
Dwyer Carrie EEVP and General Counsel
Tax withholdingCommon Stock 5,309 $18.96 $100,663.42
Disclosure

SEC source: 0001296424-07-000001 · edgar.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,700

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 4,455 shares held in trust for her son, 4,455 shares held in trust for her daughter and 1,081 shares held by an ESOP.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 21:19 UTC
Goldman Charles GEVP/COO Schwab Institutional
Tax withholdingCommon Stock 1,475 $18.96 $27,967.33
Disclosure

SEC source: 0001311478-07-000005 · edgar.xml · nonDerivative · entry 1

Goldman Charles G · CIK 0001311478 · EVP/COO Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,599

F1 · balance_after: As of the date of this report, the reporting person also has an indirect beneficial ownership interest in 90 shares held in trust.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 21:23 UTC
Hier-King JanEVP - Human Resources
Tax withholdingCommon Stock 1,475 $18.96 $27,967.33
Disclosure

SEC source: 0001311775-07-000002 · edgar.xml · nonDerivative · entry 1

Hier-King Jan · CIK 0001311775 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,553

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 78,263 shares held in trust and 6,904 shares held by an ESOP.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 22:02 UTC
Merk Randall WEVP-Schwab Financial Products
Tax withholdingCommon Stock 2,359 $18.96 $44,728.76
Disclosure

SEC source: 0001311481-07-000001 · edgar.xml · nonDerivative · entry 1

Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,347

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 157,393 shares held in trust.

Read SEC document
February 25, 2007 Filed Feb 27, 2007 21:51 UTC
McCool James DEVP - Corp & Retirement Svcs.
Tax withholdingCommon Stock 1,529 $18.96 $28,991.22
Disclosure

SEC source: 0001389181-07-000003 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,403

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 7,832 shares held by a 401(k) and 4,562 shares held by an ESOP.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,284 $0.00 Strike: $13.56 $0.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · derivative · entry 18

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,284 shares

Expires 2008-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,716 $0.00 Strike: $13.56 $0.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · derivative · entry 17

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,716 shares

Expires 2008-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $10.20 $0.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · derivative · entry 16

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2011-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $9.71 $0.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · derivative · entry 15

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 4,700 $19.79 $93,013.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 14

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 299,956

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 198,523 shares and an indirect beneficial ownership interest in 119,570 shares held by an ESOP.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 600 $19.78 $11,868.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 13

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 304,656

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 15,600 $19.77 $308,412.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 12

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 305,256

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 26,753 $19.76 $528,639.28
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 11

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 320,856

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 10,850 $19.75 $214,287.50
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 10

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 347,609

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 29,175 $19.74 $575,914.50
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 9

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 358,459

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 10,838 $19.73 $213,833.74
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 8

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 387,634

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 19,501 $19.72 $384,559.72
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 7

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 398,472

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 47,583 $19.71 $937,860.93
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 6

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 417,973

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC SaleCommon Stock 19,400 $19.70 $382,180.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 5

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 465,556

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionCommon Stock 4,284 $13.56 $58,091.04
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 4

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 484,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionCommon Stock 25,716 $13.56 $348,708.96
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 480,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionCommon Stock 30,000 $10.20 $306,000.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 2

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 454,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2007 Filed Feb 23, 2007 19:54 UTC Exercise / conversionCommon Stock 125,000 $9.71 $1,213,750.00
Disclosure

SEC source: 0001186004-07-000004 · edgar.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 424,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 22:44 UTC
Bettinger Walter WPresident & COO
GrantNon-Qualified Stock Option (Right to Buy) · Derivative 1,000,000 $0.00 Strike: $19.56 $0.00
Disclosure

SEC source: 0001296479-07-000002 · edgar.xml · derivative · entry 2

Bettinger Walter W · CIK 0001296479 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2014-02-20

F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

Read SEC document
February 20, 2007 Filed Feb 22, 2007 22:44 UTC
Bettinger Walter WPresident & COO
GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001296479-07-000002 · edgar.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,633

F1 · shares: The restricted shares vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 2,022 shares held by his spouse and 5,137 shares held in an ESOP.

Read SEC document
February 09, 2007 Filed Feb 12, 2007 20:16 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 700 $18.98 $13,286.00
Disclosure

SEC source: 0000923738-07-000009 · edgar.xml · nonDerivative · entry 30

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 152,831,312

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 9,927,495 shares and an indirect beneficial ownership interest in 42,853,958 shares held by an LLC, 7,841,450 shares held by his spouse and 1,744,792 shares held by an ESOP.

Read SEC document
February 09, 2007 Filed Feb 12, 2007 20:16 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 8,100 $18.97 $153,657.00
Disclosure

SEC source: 0000923738-07-000009 · edgar.xml · nonDerivative · entry 29

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 152,832,012

Read SEC document
February 09, 2007 Filed Feb 12, 2007 20:16 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 6,700 $18.96 $127,032.00
Disclosure

SEC source: 0000923738-07-000009 · edgar.xml · nonDerivative · entry 28

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 152,840,112

Read SEC document
February 09, 2007 Filed Feb 12, 2007 20:16 UTC
Schwab Charles R.Director · Chairman and CEO · 10% owner
SaleCommon Stock 1,700 $18.95 $32,215.00
Disclosure

SEC source: 0000923738-07-000009 · edgar.xml · nonDerivative · entry 27

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 152,846,812

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.