Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP-Schwab Financial Products · 10% owner | March 06, 2007 | March 06, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date March 06, 2007 · Filed March 06, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 169,893 |
Reported balance
After 2007-03-06 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2007-03-06 · Exercise / conversion · Acquired 12,500 · Balance 169,893 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 182,393 |
Reported balance
After 2007-03-06 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2007-03-06 · Exercise / conversion · Acquired 12,500 · Balance 182,393 F1: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 29,347 shares held in trust. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2012-09-25 | Direct | 0 |
Reported balance
After 2007-03-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2007-03-06 · Exercise / conversion · Disposed 12,500 · Balance 0 |
| Incentive Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.00 · Expires 2012-09-25 | Direct | 0 |
Reported balance
After 2007-03-06 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2007-03-06 · Exercise / conversion · Disposed 12,500 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 29,347 shares held in trust.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2007 Filed Mar 6, 2007 23:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001311481-07-000002 · edgar.xml · derivative · entry 4 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2012-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2007 Filed Mar 6, 2007 23:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $9.00 | $0.00 |
DisclosureSEC source: 0001311481-07-000002 · edgar.xml · derivative · entry 3 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2012-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2007 Filed Mar 6, 2007 23:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,500 | $9.00 | $112,500.00 |
DisclosureSEC source: 0001311481-07-000002 · edgar.xml · nonDerivative · entry 2 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 182,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 29,347 shares held in trust. Read SEC document |
| March 06, 2007 Filed Mar 6, 2007 23:08 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 12,500 | $9.00 | $112,500.00 |
DisclosureSEC source: 0001311481-07-000002 · edgar.xml · nonDerivative · entry 1 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 169,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2007 Filed Feb 27, 2007 22:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 2,359 | $18.96 | $44,728.76 |
DisclosureSEC source: 0001311481-07-000001 · edgar.xml · nonDerivative · entry 1 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,347 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 157,393 shares held in trust. Read SEC document |
| October 30, 2006 Filed Nov 1, 2006 22:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 81,081 | $0.00 Strike: $19.19 | $0.00 |
DisclosureSEC source: 0001311481-06-000006 · edgar.xml · derivative · entry 2 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,081 Underlying: Common Stock · 81,081 shares Expires 2013-10-30 F3 · derivative.exercise_price: Shares under the option have an exercise price of $19.186, which is 106% of the closing price of the company's common stock on the date of grant ($18.10). F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| October 30, 2006 Filed Nov 1, 2006 22:32 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 25,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001311481-06-000006 · edgar.xml · nonDerivative · entry 1 Merk Randall W · CIK 0001311481 · EVP-Schwab Financial Products · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,706 F1 · shares: The award vests in increments of 25% on November 1, 2007, 2008, 2009, and 2010 based on the company achieving a performance target related to return on equity for the one-year performance period ending on the day immediately prior to each vesting date. F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 157,393 shares held in trust. Read SEC document |
| February 07, 2006 Filed Feb 8, 2006 00:30 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,197 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0001311481-06-000003 · edgar.xml · derivative · entry 2 Merk Randall W · CIK 0001311481 · EVP - Financial Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,935 Underlying: Common Stock · 29,197 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2006 Filed Feb 8, 2006 00:30 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 29,197 | $9.19 | $268,320.43 |
DisclosureSEC source: 0001311481-06-000003 · edgar.xml · nonDerivative · entry 1 Merk Randall W · CIK 0001311481 · EVP - Financial Products 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 150,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 13,202 shares of common stock. Read SEC document |
| February 07, 2006 Filed Feb 8, 2006 21:08 UTC Amendment | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,197 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0001311481-06-000004 · edgar.xml · derivative · entry 2 Merk Randall W · CIK 0001311481 · EVP - Financial Products 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,395 Underlying: Common Stock · 29,197 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2006 Filed Feb 8, 2006 21:08 UTC Amendment | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 29,197 | $9.19 | $268,320.43 |
DisclosureSEC source: 0001311481-06-000004 · edgar.xml · nonDerivative · entry 1 Merk Randall W · CIK 0001311481 · EVP - Financial Products 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 150,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 13,202 shares of common stock. Read SEC document |
| February 08, 2005 Filed Mar 22, 2005 16:51 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $9.19 | $0.00 |
DisclosureSEC source: 0001311481-05-000004 · edgar.xml · derivative · entry 2 Merk Randall W · CIK 0001311481 · EVP - Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,986 Underlying: Common Stock · 20,000 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2005 Filed Mar 22, 2005 16:51 UTC | SCHWAB CHARLES CORP SCH · Entity 1218 | Exercise / conversionCommon Stock | 20,000 | $9.19 | $183,800.00 |
DisclosureSEC source: 0001311481-05-000004 · edgar.xml · nonDerivative · entry 1 Merk Randall W · CIK 0001311481 · EVP - Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 51,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 32,303 shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.