Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rezolute, Inc.RZLT · Entity 1990 | Chief Commercial Officer | September 02, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rezolute, Inc.
Report date September 02, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 69,275 |
Reported balance
After 2026-09-02 transaction · row 1
1 source rowRow 1 · 2026-09-02 · Tax withholding · Disposed 2,267 · Balance 69,275 F1: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
| Common SharesSEC Table I · non-derivative | IndirectHeld in Individual Retirement Account | 8,000 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,000 |
| Common SharesSEC Table I · non-derivative | IndirectHeld in Health Savings Account | 1,898 |
Reported balance
Holding disclosure · report date 2026-09-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,898 |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 3, 2026 20:42 UTC | Rezolute, Inc. RZLT · Entity 1990 | Tax withholdingCommon Shares | 2,267 | $4.50 | $10,201.50 |
DisclosureSEC source: 0000912282-26-001216 · form4.xml · nonDerivative · entry 1 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,275 F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 19:34 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 100 | $1.60 | $160.00 |
DisclosureSEC source: 0000912282-25-001421 · form4.xml · nonDerivative · entry 2 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,542 Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 19:34 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 12,000 | $1.62 | $19,438.80 |
DisclosureSEC source: 0000912282-25-001421 · form4.xml · nonDerivative · entry 1 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,442 Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 17:44 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantEmployee Stock Option (Right to Buy) · Derivative | 19,000 | $0.00 Strike: $10.16 | $0.00 |
DisclosureSEC source: 0000912282-25-001298 · form4.xml · derivative · entry 4 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Shares · 19,000 shares Expires 2035-11-19 F2 · derivative.exercise_date: The options vest 1/36th monthly beginning on December 19, 2025. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 17:44 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-001298 · form4.xml · nonDerivative · entry 1 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,442 F1 · shares: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026. Read SEC document |
| August 18, 2025 Filed Aug 27, 2025 17:17 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantEmployee Stock Option (Right to Buy) · Derivative | 275,000 | $0.00 Strike: $6.55 | $0.00 |
DisclosureSEC source: 0000912282-25-000934 · form4.xml · derivative · entry 4 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Shares · 275,000 shares Expires 2035-08-18 F2 · derivative.exercise_date: The options shall vest and become exercisable as follows: One fourth (1/4) of such Options shall vest on the one-year anniversary of the grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Reporting Person's termination of continuous service. Read SEC document |
| August 18, 2025 Filed Aug 27, 2025 17:17 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000934 · form4.xml · nonDerivative · entry 1 Karnawat Sunil Ratilal · CIK 0002083506 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,442 F1 · shares: Represents grant of restricted stock units which vest as follows: 1/4 on September 1, 2026; 1/4 on September 1, 2027; 1/4 on September 1, 2028; and 1/4 on September 1, 2029. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.