Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Peak Bio, Inc.PKBO · Entity 85431 | Director | November 01, 2022 | November 04, 2022 |
| Rezolute, Inc.RZLT · Entity 1990 | Director · CEO | July 02, 2026 | July 07, 2026 |
| Savara IncSVRA · Entity 4900 | Director | December 09, 2025 | December 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Peak Bio, Inc.
Report date November 01, 2022 · Filed November 04, 2022
This filing explicitly reported no securities owned.
Rezolute, Inc.
Report date July 02, 2026 · Filed July 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 605,497 |
Reported balance
After 2026-07-02 transaction · row 1
1 source rowRow 1 · 2026-07-02 · Tax withholding · Disposed 8,004 · Balance 605,497 F1: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.
Savara Inc
Report date December 09, 2025 · Filed December 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,887 |
Reported balance
After 2025-12-09 transaction · row 1
1 source rowRow 1 · 2025-12-09 · Grant · Acquired 40,000 · Balance 106,887 F1: Represents restricted stock units ("RSUs") that vest in full on December 9, 2026, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The reporting person has elected to defer receipt of the shares of common stock underlying the RSUs upon vesting. In accordance with the reporting person's deferral election, the vested shares will be delivered to the reporting person following the reporting person's termination of service with the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") that vest in full on December 9, 2026, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The reporting person has elected to defer receipt of the shares of common stock underlying the RSUs upon vesting. In accordance with the reporting person's deferral election, the vested shares will be delivered to the reporting person following the reporting person's termination of service with the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2026 Filed Jul 7, 2026 21:27 UTC | Rezolute, Inc. RZLT · Entity 1990 | Tax withholdingCommon Shares | 8,004 | $4.99 | $39,939.96 |
DisclosureSEC source: 0000912282-26-000930 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 605,497 F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 23:07 UTC | Rezolute, Inc. RZLT · Entity 1990 | Tax withholdingCommon Shares | 27,618 | $2.99 | $82,577.82 |
DisclosureSEC source: 0000912282-26-000410 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 613,501 F1 · kind: The disposition reported on this Form 4 represents shares disposed of by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The disposition is mandated by the Issuer's election to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person. F2 · price: The sale price reported above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.98 to $3.07, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 15, 2025 Filed Dec 16, 2025 00:35 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 32,000 | $1.59 | $50,880.00 |
DisclosureSEC source: 0000912282-25-001423 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 641,119 Read SEC document |
| December 09, 2025 Filed Dec 11, 2025 22:46 UTC | Savara Inc SVRA · Entity 4900 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-25-316302 · ownership.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,887 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 9, 2026, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The reporting person has elected to defer receipt of the shares of common stock underlying the RSUs upon vesting. In accordance with the reporting person's deferral election, the vested shares will be delivered to the reporting person following the reporting person's termination of service with the Issuer. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 23:55 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,860 | $0.00 Strike: $1.46 | $0.00 |
DisclosureSEC source: 0001193125-25-308324 · ownership.xml · derivative · entry 3 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,860 shares Expires 2025-12-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 15, 2016. Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 23:55 UTC | Savara Inc SVRA · Entity 4900 | Tax withholdingCommon Stock | 1,473 | $5.81 | $8,558.13 |
DisclosureSEC source: 0001193125-25-308324 · ownership.xml · nonDerivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,887 Read SEC document |
| December 02, 2025 Filed Dec 4, 2025 23:55 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 5,860 | $1.46 | $8,555.60 |
DisclosureSEC source: 0001193125-25-308324 · ownership.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 22:34 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantEmployee Stock Option (Right to Buy) · Derivative | 186,000 | $0.00 Strike: $10.16 | $0.00 |
DisclosureSEC source: 0000912282-25-001294 · form4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,000 Underlying: Common Shares · 186,000 shares Expires 2035-11-19 F2 · derivative.exercise_date: The options vest 1/36th monthly beginning on December 19, 2025. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 22:34 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 317,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-001294 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 609,119 F1 · shares: Represents grant of restricted stock units which vest annually over a three-year period with the first RSUs vesting on December 1, 2026. Read SEC document |
| June 10, 2025 Filed Jun 13, 2025 01:07 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantEmployee Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0000912282-25-000658 · form4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Shares · 40,000 shares Expires 2035-06-10 F2 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on July 10, 2025. Read SEC document |
| June 10, 2025 Filed Jun 13, 2025 01:07 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 68,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000658 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 292,119 F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on July 1, 2026; 1/3 on July 1, 2027; and 1/3 on July 1, 2028. Read SEC document |
| March 27, 2025 Filed Mar 31, 2025 13:18 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 12,302 | $2.85 | $34,999.19 |
DisclosureSEC source: 0000912282-25-000343 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 224,119 F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.83 to $2.87, inclusive. The reporting person undertakes to provide to Rezolute, Inc.,, any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 16, 2025 Filed Feb 20, 2025 01:53 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,000 | $0.00 Strike: $4.61 | $0.00 |
DisclosureSEC source: 0000912282-25-000171 · form4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Shares · 120,000 shares Expires 2035-02-16 F2 · derivative.exercise_date: The options vest as follows: 1/36th monthly beginning on March 16, 2025. Read SEC document |
| February 16, 2025 Filed Feb 20, 2025 01:53 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 204,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000171 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 211,817 F1 · shares: Represents grant of restricted stock units which vest as follows: 1/3 on March 1, 2026; 1/3 on March 1, 2027; and 1/3 on March 1, 2028. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 22:50 UTC | Savara Inc SVRA · Entity 4900 | GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-136778 · ownership.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,500 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 12, 2025, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The reporting person has elected to defer receipt of the shares of common stock underlying the RSUs upon vesting. In accordance with the reporting person's deferral election, the vested shares will be delivered to the reporting person following the reporting person's termination of service with the Issuer. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 16:40 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 5,000 | $1.68 | $8,400.00 |
DisclosureSEC source: 0000912282-24-000189 · form4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,817 Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 17:33 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantEmployee Stock Options (Right to Buy) · Derivative | 340,000 | $0.00 Strike: $1.02 | $0.00 |
DisclosureSEC source: 0000912282-24-000083 · form4.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 340,000 Underlying: Common Shares · 340,000 shares Expires 2029-01-23 F1 · derivative.exercise_date: The options vest in 36 equal monthly installments, beginning February 23, 2024. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 7 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires 2030-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The shares subject to the option vested and became exercisable on December 16, 2021. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 6 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2029-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,758 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · derivative · entry 5 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,758 shares Expires 2024-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on October 24, 2014. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | SaleCommon Stock | 93,843 | $4.71 | $442,291.44 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 4 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,500 F1 · price: The price is a weighted average sales price. The sale prices ranged from $4.70 to $4.795. The reporting person undertakes to provide Savara Inc., any security holder of Savara Inc., or the staff of the Securities and Exchange Commission, upon receipt of a request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 40,000 | $1.23 | $49,200.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 3 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 12,000 | $1.59 | $19,080.00 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 28, 2023 Filed Dec 29, 2023 21:33 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 1,758 | $0.82 | $1,441.56 |
DisclosureSEC source: 0001209191-23-060007 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:32 UTC | Savara Inc SVRA · Entity 4900 | GrantCommon Stock | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058843 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,585 F1 · shares: Represents restricted stock units ("RSUs") that vest in full on December 14, 2024, subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:08 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,841 | $0.00 Strike: $0.82 | $0.00 |
DisclosureSEC source: 0001209191-23-058349 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,841 shares Expires 2023-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 12, 2014. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 23:08 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 10,841 | $0.82 | $8,889.62 |
DisclosureSEC source: 0001209191-23-058349 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:07 UTC | Savara Inc SVRA · Entity 4900 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.51 | $0.00 |
DisclosureSEC source: 0001209191-22-061412 · doc4.xml · derivative · entry 3 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-12-13 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable on December 13, 2023. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:07 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,172 | $0.00 Strike: $0.65 | $0.00 |
DisclosureSEC source: 0001209191-22-061412 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,172 shares Expires 2022-12-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 14, 2013. Read SEC document |
| December 13, 2022 Filed Dec 15, 2022 21:07 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 1,172 | $0.65 | $761.80 |
DisclosureSEC source: 0001209191-22-061412 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 23, 2022 Filed Jun 27, 2022 21:56 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantStock Option (right to buy) · Derivative | 2,600,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001567619-22-013411 · doc1.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,000 Underlying: Common Stock · 2,600,000 shares Expires 2032-06-23 F1 · derivative.exercise_date: This Option shall vest and become exercisable as follows: one fourth (1/4) of such Options shall vest on the one year anniversary of the Grant date and one thirty-sixth (1/36) of the remaining Options shall vest on the same day of each month thereafter until the Option is 100% vested. The unvested portion of the option will not be exercisable on or after the Reporting Person's termination of Continuous Service subject to the terms of the Reporting Person's employment agreement. Read SEC document |
| December 14, 2021 Filed Dec 14, 2021 23:27 UTC | Savara Inc SVRA · Entity 4900 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.11 | $0.00 |
DisclosureSEC source: 0001209191-21-069581 · doc4.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-12-14 F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable on December 14, 2022. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 23:00 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,172 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001209191-21-068571 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,172 shares Expires 2021-12-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 16, 2012. Read SEC document |
| December 06, 2021 Filed Dec 8, 2021 23:00 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 1,172 | $0.55 | $644.60 |
DisclosureSEC source: 0001209191-21-068571 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 00:14 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,288 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001209191-21-052655 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,288 shares Expires 2021-08-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on November 18, 2011. Read SEC document |
| August 18, 2021 Filed Aug 20, 2021 00:14 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 2,288 | $0.52 | $1,189.76 |
DisclosureSEC source: 0001209191-21-052655 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,900 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2021 Filed Jul 15, 2021 00:55 UTC | Rezolute, Inc. RZLT · Entity 1990 | Disposition to issuerStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001567619-21-013433 · doc1.xml · derivative · entry 4 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,000 Underlying: Common Stock · 100,000 shares Expires 2029-07-31 F2 · derivative.exercise_date: The disposed of options only vest equally over a 36-month period following certain performance and market price criteria, which had not been met through date of disposition. F3 · balance_after: The number of derivative securities beneficially owned is based on post-split stock numbers. Read SEC document |
| June 14, 2021 Filed Jul 15, 2021 00:55 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantStock Option (right to buy) · Derivative | 375,000 | $0.00 Strike: $12.28 | $0.00 |
DisclosureSEC source: 0001567619-21-013433 · doc1.xml · derivative · entry 3 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,000 Underlying: Common Stock · 675,000 shares Expires 2031-06-14 F1 · derivative.exercise_date: This Option shall vest and become exercisable as follows: (i) 25% of the options shall vest on the Grant Date and (ii) one thirty-sixth (1/36) of such Options shall vest each month thereafter on the first day of each month until the Option is 100% vested. The unvested portion of the option will not be exercisable on or after the Reporting Person's termination of Continuous Service subject to the terms of the Reporting Person's employment agreement. F3 · balance_after: The number of derivative securities beneficially owned is based on post-split stock numbers. Read SEC document |
| June 14, 2021 Filed Jul 15, 2021 00:55 UTC | Rezolute, Inc. RZLT · Entity 1990 | Disposition to issuerStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $60.00 | $0.00 |
DisclosureSEC source: 0001567619-21-013433 · doc1.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2026-12-28 Read SEC document |
| June 14, 2021 Filed Jul 15, 2021 00:55 UTC | Rezolute, Inc. RZLT · Entity 1990 | Disposition to issuerStock Option (right to buy) · Derivative | 34,800 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0001567619-21-013433 · doc1.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,800 shares Expires 2025-02-23 Read SEC document |
| June 14, 2021 Filed Aug 31, 2021 18:02 UTC Amendment | Rezolute, Inc. RZLT · Entity 1990 | Disposition to issuerStock Option (right to buy) · Derivative | 100,000 | $0.00 Strike: $14.50 | $0.00 |
DisclosureSEC source: 0001567619-21-016495 · doc1.xml · derivative · entry 4 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,000 Underlying: Common Stock · 100,000 shares Expires 2029-07-31 F2 · derivative.exercise_date: The disposed of options only vest equally over a 36-month period following certain performance and market price criteria, which had not been met through date of disposition. F3 · balance_after: The number of derivative securities beneficially owned is based on post-split stock numbers. Read SEC document |
| June 14, 2021 Filed Aug 31, 2021 18:02 UTC Amendment | Rezolute, Inc. RZLT · Entity 1990 | GrantStock Option (right to buy) · Derivative | 375,000 | $0.00 Strike: $12.28 | $0.00 |
DisclosureSEC source: 0001567619-21-016495 · doc1.xml · derivative · entry 3 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,000 Underlying: Common Stock · 675,000 shares Expires 2031-06-14 F1 · derivative.exercise_date: This Option shall vest and become exercisable as follows: one thirty-sixth (1/36) of such Options shall vest on the first date of the month following the Grant Date and each month thereafter on the first date of each month until the Option is 100% vested. The unvested portion of the option will not be exercisable on or after the Reporting Person's termination of Continuous Service subject to the terms of the Reporting Person's employment agreement. F3 · balance_after: The number of derivative securities beneficially owned is based on post-split stock numbers. Read SEC document |
| June 14, 2021 Filed Aug 31, 2021 18:02 UTC Amendment | Rezolute, Inc. RZLT · Entity 1990 | Disposition to issuerStock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $60.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016495 · doc1.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2026-12-28 Read SEC document |
| June 14, 2021 Filed Aug 31, 2021 18:02 UTC Amendment | Rezolute, Inc. RZLT · Entity 1990 | Disposition to issuerStock Option (right to buy) · Derivative | 34,800 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0001567619-21-016495 · doc1.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,800 shares Expires 2025-02-23 F3 · derivative.exercise_date: The number of derivative securities beneficially owned is based on post-split stock numbers. Read SEC document |
| December 16, 2020 Filed Dec 17, 2020 17:13 UTC | Savara Inc SVRA · Entity 4900 | GrantStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $1.23 | $0.00 |
DisclosureSEC source: 0001209191-20-063973 · doc4.xml · derivative · entry 3 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2030-12-16 F2 · derivative.exercise_date: The shares subject to the option vest and become exercisable on December 16, 2021. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:13 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,930 | $0.00 Strike: $0.52 | $0.00 |
DisclosureSEC source: 0001209191-20-063973 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,930 shares Expires 2020-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on March 17, 2011. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 17:13 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionCommon Stock | 2,930 | $0.52 | $1,523.60 |
DisclosureSEC source: 0001209191-20-063973 · doc4.xml · nonDerivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2019 Filed Dec 26, 2019 23:00 UTC | Savara Inc SVRA · Entity 4900 | GrantStock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $1.59 | $0.00 |
DisclosureSEC source: 0000899243-19-030069 · doc4.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2029-12-20 F1 · derivative.exercise_date: The shares subject to the option vest and become exercisable in twelve equal installments on each quarterly anniversary of December 20, 2019, subject to the reporting person's continued service with the Issuer. Read SEC document |
| July 31, 2019 Filed Sep 16, 2019 21:11 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantStock Option (right to buy) · Derivative | 15,000,000 | $0.00 Strike: $0.29 | $0.00 |
DisclosureSEC source: 0001567619-19-018366 · doc1.xml · derivative · entry 1 Elam Nevan C · CIK 0001314773 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000,000 Underlying: Common Stock · 15,000,000 shares Expires 2029-07-31 F1 · derivative.exercise_date: 2,500,000 of the options is fully exercisable as of the date of grant. Vesting of 7,500,000 options will occur in thirty-six equal installments beginning on the first day of each month thereafter, such grant vested in full after 3 years. The remaining 5,000,000 options vest equally over a 36-month period following certain performance and market price criteria. Such remaining options will not necessarily vest or convert into non-derivative securities to be beneficially owned by the Reporting Person. Read SEC document |
| February 04, 2019 Filed Feb 5, 2019 22:36 UTC | Savara Inc SVRA · Entity 4900 | Exercise / conversionStock Option (Right to Buy) · Derivative | 21,682 | $0.00 Strike: $0.19 | $0.00 |
DisclosureSEC source: 0000899243-19-002657 · doc4.xml · derivative · entry 2 Elam Nevan C · CIK 0001314773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,682 shares Expires 2019-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to the option vested and became exercisable in twelve equal quarterly installments beginning on May 20, 2009. 5,420 shares subject to the option became vested and exercisable on October 22, 2010. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.