Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rezolute, Inc.RZLT · Entity 1990 | Director | November 19, 2025 | November 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rezolute, Inc.
Report date November 19, 2025 · Filed November 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 170,950 |
Reported balance
After 2025-11-19 transaction · row 1
1 source rowRow 1 · 2025-11-19 · Grant · Acquired 21,000 · Balance 170,950 F1: Represents grant of restricted stock units which fully vest on December 1, 2026. |
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.16 · Expires 2035-11-19 | Direct | 12,000 |
Reported balance
After 2025-11-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-19 · Grant · Acquired 12,000 · Balance 12,000 F3: The options fully vest on December 1, 2026. |
| Common SharesSEC Table I · non-derivative | IndirectHeld by Handok, Inc. | 8,423,386 |
Reported balance
Holding disclosure · report date 2025-11-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,423,386 F2: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents grant of restricted stock units which fully vest on December 1, 2026.
F2: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any.
F3: The options fully vest on December 1, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2025 Filed Nov 21, 2025 21:49 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantDirector Stock Option (Right to Buy) · Derivative | 12,000 | $0.00 Strike: $10.16 | $0.00 |
DisclosureSEC source: 0000912282-25-001283 · form4.xml · derivative · entry 3 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Shares · 12,000 shares Expires 2035-11-19 F3 · derivative.exercise_date: The options fully vest on December 1, 2026. Read SEC document |
| November 19, 2025 Filed Nov 21, 2025 21:49 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-001283 · form4.xml · nonDerivative · entry 1 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,950 F1 · shares: Represents grant of restricted stock units which fully vest on December 1, 2026. Read SEC document |
| June 13, 2025 Filed Jun 23, 2025 13:38 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 1,230,769 | $3.25 | $3,999,999.25 |
DisclosureSEC source: 0000912282-25-000701 · form4.xml · nonDerivative · entry 1 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Handok, Inc. Disclosed balance after: 8,423,386 F1 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc. except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 10, 2025 Filed Jun 13, 2025 01:32 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantDirector Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $4.39 | $0.00 |
DisclosureSEC source: 0000912282-25-000662 · form4.xml · derivative · entry 3 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares · 5,000 shares Expires 2035-06-10 F3 · derivative.exercise_date: The options vest 100% on July 1, 2026. Read SEC document |
| June 10, 2025 Filed Jun 13, 2025 01:32 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000662 · form4.xml · nonDerivative · entry 1 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,950 F1 · shares: Represents grant of restricted stock units which vest 100% on July 1, 2026. Read SEC document |
| February 16, 2025 Filed Feb 20, 2025 02:16 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantDirector Stock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $4.61 | $0.00 |
DisclosureSEC source: 0000912282-25-000176 · form4.xml · derivative · entry 3 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Shares · 15,000 shares Expires 2035-02-16 F3 · derivative.exercise_date: The options vest 100% on March 1, 2026. Read SEC document |
| February 16, 2025 Filed Feb 20, 2025 02:16 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantCommon Shares | 25,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000912282-25-000176 · form4.xml · nonDerivative · entry 1 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,950 F1 · shares: Represents grant of restricted stock units which vest 100% on March 1, 2026. Read SEC document |
| June 25, 2024 Filed Feb 20, 2025 02:16 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 1,250,000 | $4.00 | $5,000,000.00 |
DisclosureSEC source: 0000912282-25-000176 · form4.xml · nonDerivative · entry 2 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Handok, Inc. Disclosed balance after: 7,192,617 F2 · ownership.nature: The reporting person disclaims beneficial ownership of the securities held by Handok, Inc., except to the extent of his pecuniary interest therein, if any. Read SEC document |
| March 07, 2024 Filed Mar 14, 2024 14:35 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 36,503 | $1.91 | $69,859.44 |
DisclosureSEC source: 0000912282-24-000249 · form4.xml · nonDerivative · entry 2 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,450 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.8969 to $1.9533, inclusive. The reporting person undertakes to provide to Rezolute, Inc., any security holder of Rezolute, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| July 22, 2022 Filed Mar 14, 2024 14:35 UTC | Rezolute, Inc. RZLT · Entity 1990 | PurchaseCommon Shares | 78,947 | $3.80 | $299,998.60 |
DisclosureSEC source: 0000912282-24-000249 · form4.xml · nonDerivative · entry 1 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,947 Read SEC document |
| June 23, 2022 Filed Jun 28, 2022 14:15 UTC | Rezolute, Inc. RZLT · Entity 1990 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $3.40 | $0.00 |
DisclosureSEC source: 0001567619-22-013426 · doc1.xml · derivative · entry 1 Kim Young-Jin · CIK 0001768406 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2032-06-23 F1 · derivative.exercise_date: The Option will become vested and exercisable as follows: one thirty-sixth (1/36) of such Option shall vest on the first day of the month following the Grant Date and each month thereafter on the first day of each month until the Option is 100% vested. The unvested portion of the Option will not be exercisable on or after the Director's termination of Continuous Service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.