Tapewire

NYSE · USD

RTX

RTX Corp

Export transactions ↓
Tapewire entity
2823
SEC CIK
0000101829
Parsed reports
1,680

Last 12 months

Inside the activity.

0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2005 Filed Jan 5, 2005 21:37 UTC
BRITTAN KENT LVP, Supply Management
GrantNon-Qualified Stock Option (right to buy) · Derivative 28,500 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000033 · bri380.xml · derivative · entry 1

BRITTAN KENT L · CIK 0001184181 · VP, Supply Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 28,500 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:37 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
GrantNon-Qualified Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000034 · buc381.xml · derivative · entry 1

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 47,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:37 UTC
CHENEVERT LOUISPresident, Pratt & Whitney
GrantNon-Qualified Stock Option (right to buy) · Derivative 75,500 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000035 · che382.xml · derivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 75,500 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:37 UTC
DARNIS GERAUDPresident, Carrier Corporation
GrantNon-Qualified Stock Option (right to buy) · Derivative 75,500 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000036 · dar383.xml · derivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 75,500 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:43 UTC
DOUCETTE JOHN JVice President & CIO
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,500 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000043 · dou385.xml · derivative · entry 1

DOUCETTE JOHN J · CIK 0001184186 · Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 25,500 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:43 UTC
FINGER STEPHEN NPresident, Sikorsky Aircraft
GrantNon-Qualified Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000044 · fin386.xml · derivative · entry 1

FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 47,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:43 UTC
GEISLER JAMES EVice President, Finance
GrantNon-Qualified Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000045 · gei387.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:43 UTC
HAYES GREGORYVP, Accounting and Control
GrantNon-Qualified Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000046 · hay389.xml · derivative · entry 1

HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:43 UTC
Hess David PPresident, Hamilton Sundstrand
GrantNon-Qualified Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000047 · hes390.xml · derivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:44 UTC
JAMISON GEORGE H IIIVice President, Communications
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000048 · jam391.xml · derivative · entry 1

JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:51 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 285,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000052 · dav384.xml · derivative · entry 4

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,000

Underlying: Common Stock · 285,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:51 UTC
KALLMAN TODDVP of Corp. Strategy & Dev.
GrantNon-Qualified Stock Option (right to buy) · Derivative 30,500 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000053 · kal392.xml · derivative · entry 1

KALLMAN TODD · CIK 0001225308 · VP of Corp. Strategy & Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,500

Underlying: Common Stock · 30,500 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:51 UTC
ROBERT OLIVIER JPresident, Chubb PLC
GrantNon-Qualified Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000054 · rob393.xml · derivative · entry 1

ROBERT OLIVIER J · CIK 0001254826 · President, Chubb PLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

Underlying: Common Stock · 38,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:57 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000059 · gor388.xml · derivative · entry 1

GORELICK JAMIE S · CIK 0001184176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,700

Underlying: Common Stock · 3,700 shares

Expires 2015-01-02

F1 · shares: Consists of 100% non-qualified United Technologies Corporation stock options acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:57 UTC
ROGAN THOMAS IVice President, Treasurer
GrantNon-Qualified Stock Option (right to buy) · Derivative 10,650 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000060 · rog394.xml · derivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,650

Underlying: Common Stock · 10,650 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:57 UTC
TRACHSEL WILLIAM HSVP and General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 47,000 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000061 · tra395.xml · derivative · entry 1

TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Underlying: Common Stock · 47,000 shares

Expires 2015-01-02

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:57 UTC
DOKKUM JAN VANPresident, UTC Power
GrantPhantom Stock Unit · Derivative 128.8835 $103.00 $13,275.00
Disclosure

SEC source: 0000101829-05-000062 · van396.xml · derivative · entry 2

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,541.9437

Underlying: Common Stock · 128.8835 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
January 03, 2005 Filed Jan 5, 2005 21:57 UTC
DOKKUM JAN VANPresident, UTC Power
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,500 $0.00 Strike: $103.00 $0.00
Disclosure

SEC source: 0000101829-05-000062 · van396.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common Stock · 25,500 shares

Expires 2015-01-02

Read SEC document
December 30, 2004 Filed Jan 3, 2005 22:06 UTC
JAMISON GEORGE H IIIVice President, Communications
GrantPhantom Stock Unit · Derivative 3.0118 $103.76 $312.50
Disclosure

SEC source: 0000101829-05-000003 · jam365.xml · derivative · entry 1

JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108.8122

Underlying: Common Stock · 3.0118 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
December 30, 2004 Filed Jan 3, 2005 22:07 UTC
DOKKUM JAN VANPresident, UTC Power
GrantPhantom Stock Unit · Derivative 17.0667 $103.76 $1,770.84
Disclosure

SEC source: 0000101829-05-000004 · van366.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,413.0602

Underlying: Common Stock · 17.0667 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death.

Read SEC document
December 29, 2004 Filed Jan 5, 2005 21:51 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 105 $0.00 $0.00
Disclosure

SEC source: 0000101829-05-000052 · dav384.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,988

Read SEC document
December 27, 2004 Filed Jan 5, 2005 21:51 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000101829-05-000052 · dav384.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,093

Read SEC document
December 23, 2004 Filed Dec 23, 2004 20:00 UTC
GEISLER JAMES EVice President, Finance
SaleCommon Stock 795 $105.67 $84,007.65
Disclosure

SEC source: 0000101829-04-000287 · gei356.xml · nonDerivative · entry 3

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $77.00 $0.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · derivative · entry 21

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2011-04-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 900 $105.72 $95,148.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 19

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,400

F1 · balance_after: This Form 4 represents the first of two Form 4s to be filed today due to the sale of 50,000 shares of United Technologies Corporation common stock on December 23, 2004.

F2 · balance_after: Time restricted shares of Common Stock. 5,000 shares will vest on 10/8/2006 and 5,000 shares will vest on 10/8/2008, provided that Mr. Hess is employed by UTC or an affiliate on those dates.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 700 $105.74 $74,018.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 18

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 300 $105.76 $31,728.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 17

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,000

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 900 $105.78 $95,202.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 16

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,000 $105.80 $211,600.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 15

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 200 $105.81 $21,162.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 14

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 400 $105.82 $42,328.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 13

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,400

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,100 $105.84 $116,424.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 12

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,800

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 400 $105.85 $42,340.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 11

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,900

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 600 $105.86 $63,516.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 10

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,800 $105.87 $190,566.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 9

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,900

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,500 $105.88 $158,820.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 8

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,700

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 800 $105.90 $84,720.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 7

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,200

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,100 $105.91 $116,501.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 6

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,000

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 200 $105.92 $21,184.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 5

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 300 $105.93 $31,779.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 4

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 200 $105.94 $21,188.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 3

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,600

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,200 $105.97 $127,164.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 2

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,800

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:33 UTC
Hess David PPres., Aerospace Power Systems
Exercise / conversionCommon Stock 50,000 $77.00 $3,850,000.00
Disclosure

SEC source: 0000101829-04-000290 · hes363.xml · nonDerivative · entry 1

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,100 $105.42 $115,962.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 20

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: This Form 4 represents the second of two Form 4s to be filed today due to the sale of 50,000 shares of United Technologies Corporation common stock on December 23, 2004.

F2 · balance_after: Time restricted shares of Common Stock. 5,000 shares will vest on 10/8/2006 and 5,000 shares will vest on 10/8/2008, provided that Mr. Hess is employed by UTC or an affiliate on those dates.

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,000 $105.46 $210,920.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 19

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 2,000 $105.49 $210,980.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 18

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,200 $105.50 $126,600.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 17

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,100

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 1,100 $105.52 $116,072.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 16

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,300

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 300 $105.55 $31,665.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 15

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,400

Read SEC document
December 23, 2004 Filed Dec 28, 2004 19:50 UTC
Hess David PPres., Aerospace Power Systems
SaleCommon Stock 800 $105.58 $84,464.00
Disclosure

SEC source: 0000101829-04-000292 · hes364.xml · nonDerivative · entry 14

Hess David P · CIK 0001304945 · Pres., Aerospace Power Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,700

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.