Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 04, 2005 Filed Dec 22, 2005 21:42 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000212 · dav493.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,283 Read SEC document |
| March 04, 2005 Filed Dec 22, 2005 21:42 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000212 · dav493.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,333 Read SEC document |
| February 28, 2005 Filed Mar 2, 2005 21:58 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.1288 | $99.88 | $312.50 |
DisclosureSEC source: 0000101829-05-000093 · jam413.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145.5078 Underlying: Common Stock · 3.1288 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F2 · derivative.expiration_date: The reporting person also directly owns 5,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| February 28, 2005 Filed Mar 2, 2005 21:58 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.1897 | $99.88 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000094 · van414.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,617.8089 Underlying: Common Stock · 19.1897 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:01 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
GrantPhantom Stock Unit · Derivative | 2,079.8871 | $102.77 | $213,750.00 |
DisclosureSEC source: 0000101829-05-000085 · fin409.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.4146 Underlying: Common Stock · 2,079.8871 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:01 UTC |
HAYES GREGORYVP, Accounting and Control
|
GrantPhantom Stock Unit · Derivative | 1,191.9821 | $102.77 | $122,500.00 |
DisclosureSEC source: 0000101829-05-000086 · hay410.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,191.9821 Underlying: Common Stock · 1,191.9821 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:01 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 27.367 | $102.77 | $2,812.51 |
DisclosureSEC source: 0000101829-05-000087 · jam412.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142.379 Underlying: Common Stock · 27.367 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:01 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.6501 | $102.77 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000088 · van411.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,598.6192 Underlying: Common Stock · 18.6501 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · derivative · entry 5 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 10,484 | $102.50 | $1,074,610.00 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Tax withholdingCommon Stock | 2,557 | $102.77 | $262,782.89 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,484 Read SEC document |
| February 15, 2005 Filed Feb 17, 2005 22:25 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionCommon Stock | 13,000 | $54.00 | $702,000.00 |
DisclosureSEC source: 0000101829-05-000090 · cas408.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2005 Filed Feb 9, 2005 22:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GrantNon-Qualified Stock Options (right to buy) · Derivative | 500,000 | $0.00 Strike: $100.18 | $0.00 |
DisclosureSEC source: 0000101829-05-000080 · dav407.xml · derivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2015-02-06 Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 21:48 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.1039 | $100.68 | $312.50 |
DisclosureSEC source: 0000101829-05-000077 · jam405.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115.012 Underlying: Common Stock · 3.1039 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 31, 2005 Filed Feb 2, 2005 21:48 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.0372 | $100.68 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000078 · van406.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,579.9691 Underlying: Common Stock · 19.0372 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 13,000 | $0.00 Strike: $54.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · derivative · entry 6 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 13,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 4,600 | $101.21 | $465,566.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 4 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41 F1 · balance_after: The reporting person also directly owns 7,700 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
SaleCommon Stock | 6,400 | $101.22 | $647,808.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 3 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,641 Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Tax withholdingCommon Stock | 1,959 | $102.00 | $199,818.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 2 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,041 Read SEC document |
| January 28, 2005 Filed Jan 31, 2005 21:51 UTC |
CASSIDY JOHN F JRSVP, Science & Technology
|
Exercise / conversionCommon Stock | 13,000 | $54.00 | $702,000.00 |
DisclosureSEC source: 0000101829-05-000074 · cas403.xml · nonDerivative · entry 1 CASSIDY JOHN F JR · CIK 0001184183 · SVP, Science & Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 7,800 | $100.45 | $783,510.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 8 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,998.148 F1 · balance_after: The reporting person also directly owns 2,112 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 25, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 2,045 | $100.52 | $205,563.40 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,798.148 Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 21:59 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
SaleCommon Stock | 658 | $99.60 | $65,536.80 |
DisclosureSEC source: 0000101829-05-000070 · jam400.xml · nonDerivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · derivative · entry 11 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · derivative · entry 10 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 20,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 1,046 | $99.00 | $103,554.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 6 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,843.148 Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 1,478 | $99.00 | $146,322.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,889.148 Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionCommon Stock | 4,000 | $36.56 | $146,250.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,367.148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 4,244 | $99.00 | $420,156.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,367.148 Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 7,387 | $99.00 | $731,313.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,611.148 Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 21:40 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionCommon Stock | 20,000 | $36.56 | $731,250.00 |
DisclosureSEC source: 0000101829-05-000072 · dar401.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,998.148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2005 Filed Feb 9, 2005 22:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000080 · dav407.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,683 F1 · balance_after: The reporting person also directly owns 48,532 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 14, 2005 Filed Jan 18, 2005 21:16 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.0959 | $100.94 | $312.50 |
DisclosureSEC source: 0000101829-05-000067 · jam398.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111.9081 Underlying: Common Stock · 3.0959 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 14, 2005 Filed Jan 18, 2005 21:16 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.9882 | $100.94 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000068 · van399.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,560.9319 Underlying: Common Stock · 18.9882 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 13, 2005 Filed Jan 14, 2005 22:04 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
Tax withholdingCommon Stock | 842 | $100.60 | $84,705.20 |
DisclosureSEC source: 0000101829-05-000064 · jam397.xml · nonDerivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,658 F1 · shares: Shares surrendered to Company for taxes on vesting of 2,500 shares of restricted stock previously granted on Janaury 13, 2003. Read SEC document |
| January 11, 2005 Filed Feb 9, 2005 22:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000080 · dav407.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,783 Read SEC document |
| January 11, 2005 Filed Feb 9, 2005 22:08 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000080 · dav407.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,888 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC |
BERNARD BETSY JDirector
|
GrantPhantom Stock Unit · Derivative | 582.5243 | $103.00 | $60,000.00 |
DisclosureSEC source: 0000101829-05-000010 · ber368.xml · derivative · entry 1 BERNARD BETSY J · CIK 0001166854 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,537.8534 Underlying: Common Stock · 582.5243 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC |
GARNIER JEAN PIERREDirector
|
GrantPhantom Stock Unit · Derivative | 1,067.9612 | $103.00 | $110,000.00 |
DisclosureSEC source: 0000101829-05-000011 · gar369.xml · derivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,323.4959 Underlying: Common Stock · 1,067.9612 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC |
LEE CHARLES RDirector
|
GrantPhantom Stock Unit · Derivative | 1,067.9612 | $103.00 | $110,000.00 |
DisclosureSEC source: 0000101829-05-000012 · lee370.xml · derivative · entry 1 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,686.1226 Underlying: Common Stock · 1,067.9612 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC |
MCCORMICK RICHARD DDirector
|
GrantPhantom Stock Unit · Derivative | 1,213.5922 | $103.00 | $125,000.00 |
DisclosureSEC source: 0000101829-05-000013 · mcc371.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,613.2189 Underlying: Common Stock · 1,213.5922 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:47 UTC |
MCGRAW HAROLD IIIDirector
|
GrantPhantom Stock Unit · Derivative | 970.8738 | $103.00 | $100,000.00 |
DisclosureSEC source: 0000101829-05-000014 · mcg372.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,753.4712 Underlying: Common Stock · 970.8738 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:53 UTC |
POPOFF FRANK PDirector
|
GrantPhantom Stock Unit · Derivative | 1,310.6796 | $103.00 | $135,000.00 |
DisclosureSEC source: 0000101829-05-000020 · pop373.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,459.5973 Underlying: Common Stock · 1,310.6796 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:53 UTC |
SWYGERT H PATRICKDirector
|
GrantPhantom Stock Unit · Derivative | 1,213.5922 | $103.00 | $125,000.00 |
DisclosureSEC source: 0000101829-05-000021 · swy374.xml · derivative · entry 1 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,542.4824 Underlying: Common Stock · 1,213.5922 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:53 UTC |
VILLENEUVE ANDRE F HDirector
|
GrantPhantom Stock Unit · Derivative | 1,213.5922 | $103.00 | $125,000.00 |
DisclosureSEC source: 0000101829-05-000022 · vil375.xml · derivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,135.165 Underlying: Common Stock · 1,213.5922 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:53 UTC |
WAGNER HAROLD ADirector
|
GrantPhantom Stock Unit · Derivative | 1,310.6796 | $103.00 | $135,000.00 |
DisclosureSEC source: 0000101829-05-000023 · wag376.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,306.0643 Underlying: Common Stock · 1,310.6796 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 21:53 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantPhantom Stock Unit · Derivative | 582.5243 | $103.00 | $60,000.00 |
DisclosureSEC source: 0000101829-05-000024 · whi377.xml · derivative · entry 1 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,918.171 Underlying: Common Stock · 582.5243 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:37 UTC |
AKLILU TESFAYEVP, Quality and Manufacturing
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 16,000 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000031 · akl378.xml · derivative · entry 1 AKLILU TESFAYE · CIK 0001206275 · VP, Quality and Manufacturing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2015-01-02 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:37 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 75,500 | $0.00 Strike: $103.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000032 · bou379.xml · derivative · entry 3 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,500 Underlying: Common Stock · 75,500 shares Expires 2015-01-02 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 21:37 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
Tax withholdingCommon Stock | 3,700 | $103.00 | $381,100.00 |
DisclosureSEC source: 0000101829-05-000032 · bou379.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,349 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on Janaury 1, 2001. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.