Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Tax withholdingCommon Stock | 2,323 | $107.62 | $250,001.26 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 2 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,004 Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Exercise / conversionCommon Stock | 10,000 | $25.00 | $250,000.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 100 | $107.13 | $10,713.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 11 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,525 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 300 | $107.12 | $32,136.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 10 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,625 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 500 | $107.09 | $53,545.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 9 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,925 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 100 | $107.07 | $10,707.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 8 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,425 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 200 | $107.05 | $21,410.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 7 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,525 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 400 | $107.03 | $42,812.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 6 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,725 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 400 | $107.02 | $42,808.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 5 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,125 Read SEC document |
| May 24, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
SaleCommon Stock | 19,344 | $107.00 | $2,069,808.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 4 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,525 Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 48,000 | $0.00 Strike: $27.31 | $0.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · derivative · entry 13 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 48,000 shares Expires 2006-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 14,476 | $107.64 | $1,558,196.64 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 3 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,869 F1 · balance_after: The reporting person also directly owns 13,724 shares of United Technologies Career Restricted Common Stock and 20,000 shares of Restricted Common Stock. Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 12,180 | $107.64 | $1,311,055.20 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 2 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,345 Read SEC document |
| May 23, 2005 Filed May 25, 2005 21:00 UTC |
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
|
Exercise / conversionCommon Stock | 48,000 | $27.31 | $1,311,000.00 |
DisclosureSEC source: 0000101829-05-000141 · buc449.xml · nonDerivative · entry 1 BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2005 Filed May 24, 2005 20:59 UTC |
HAYES GREGORYVP, Accounting and Control
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,800 | $0.00 Strike: $64.34 | $0.00 |
DisclosureSEC source: 0000101829-05-000139 · hay450.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 Underlying: Common Stock · 1,800 shares Expires 2012-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2005 Filed May 24, 2005 20:59 UTC |
HAYES GREGORYVP, Accounting and Control
|
Tax withholdingCommon Stock | 263 | $105.15 | $27,654.45 |
DisclosureSEC source: 0000101829-05-000139 · hay450.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,537 F1 · balance_after: The reporting person acquired a beneficial interest in these holdings upon his marriage to the owner of the holdings on May 15, 2004. Read SEC document |
| May 20, 2005 Filed May 24, 2005 20:59 UTC |
HAYES GREGORYVP, Accounting and Control
|
Exercise / conversionCommon Stock | 1,800 | $64.34 | $115,812.00 |
DisclosureSEC source: 0000101829-05-000139 · hay450.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2005 Filed May 16, 2005 20:54 UTC |
GORELICK JAMIE SDirector
|
PurchaseCommon Stock | 900 | $102.50 | $92,250.00 |
DisclosureSEC source: 0000101829-05-000136 · gor447.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 F1 · balance_after: The reporting person also directly owns 2,000 shares of United Technologies Restricted Common Stock. Read SEC document |
| May 13, 2005 Filed May 16, 2005 20:54 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.9582 | $101.10 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000137 · van448.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,724.0677 Underlying: Common Stock · 18.9582 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 29, 2005 Filed May 3, 2005 18:59 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.8426 | $101.72 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000133 · van444.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,705.1095 Underlying: Common Stock · 18.8426 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 22, 2005 Filed Apr 25, 2005 20:36 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
SaleCommon Stock | 3,000 | $102.39 | $307,170.00 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,089 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $36.56 | $0.00 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 20,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 5,037 | $102.39 | $515,738.43 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,089 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 7,142 | $102.39 | $731,269.38 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,126 Read SEC document |
| April 21, 2005 Filed Apr 25, 2005 20:36 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 20,000 | $36.56 | $731,250.00 |
DisclosureSEC source: 0000101829-05-000131 · che443.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2005 Filed Dec 22, 2005 21:42 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 150 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000212 · dav493.xml · nonDerivative · entry 5 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,783 F1 · balance_after: This Form 4 reflects gifts made prior to UTC's June 10, 2005 2 for 1 stock split in the form of a stock dividend. The share amounts shown are pre-split numbers. Mr. David currently holds 1,667,566 shares of common stock and 97,064 shares of career restricted common stock post split. Read SEC document |
| April 15, 2005 Filed Apr 19, 2005 19:50 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 19.64 | $97.55 | $1,915.88 |
DisclosureSEC source: 0000101829-05-000129 · van442.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,686.27 Underlying: Common Stock · 19.64 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
GARNIER JEAN PIERREDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000119 · gar432.xml · derivative · entry 1 GARNIER JEAN PIERRE · CIK 0001184175 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
GORELICK JAMIE SDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000120 · gor431.xml · derivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
LEE CHARLES RDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000121 · lee433.xml · derivative · entry 1 LEE CHARLES R · CIK 0001187373 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
MCCORMICK RICHARD DDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000122 · mcc434.xml · derivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
MCGRAW HAROLD IIIDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000123 · mcg441.xml · derivative · entry 1 MCGRAW HAROLD III · CIK 0001191761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
POPOFF FRANK PDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000124 · pop436.xml · derivative · entry 1 POPOFF FRANK P · CIK 0001184179 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
SWYGERT H PATRICKDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000125 · swy439.xml · derivative · entry 1 SWYGERT H PATRICK · CIK 0001160229 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
VILLENEUVE ANDRE F HDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000126 · vil437.xml · derivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
WAGNER HAROLD ADirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000127 · wag438.xml · derivative · entry 1 WAGNER HAROLD A · CIK 0001185083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantPhantom Stock Unit · Derivative | 148.4414 | $101.05 | $15,000.00 |
DisclosureSEC source: 0000101829-05-000128 · whi440.xml · derivative · entry 2 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,074.9007 Underlying: Common Stock · 148.4414 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired at the election of the reporting person in lieu of his/her annual retainer for services as a non-employee director under a company program that permits him/her to defer receipt of the retainer. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash. Read SEC document |
| April 13, 2005 Filed Apr 15, 2005 20:49 UTC |
WHITMAN CHRISTINE TODDDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 3,000 | $0.00 Strike: $101.05 | $0.00 |
DisclosureSEC source: 0000101829-05-000128 · whi440.xml · derivative · entry 1 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 3,000 shares Expires 2015-04-12 Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 21:16 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.074 | $101.66 | $312.50 |
DisclosureSEC source: 0000101829-05-000107 · jam420.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152.2517 Underlying: Common Stock · 3.074 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 21:16 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.8537 | $101.66 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000108 · van421.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,666.6269 Underlying: Common Stock · 18.8537 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 28, 2005 Filed Mar 29, 2005 22:15 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
SaleCommon Stock | 11,157 | $102.00 | $1,138,014.00 |
DisclosureSEC source: 0000101829-05-000104 · bou419.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,349 Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 22:01 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $37.88 | $0.00 |
DisclosureSEC source: 0000101829-05-000102 · bou418.xml · derivative · entry 5 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2007-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 22:01 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
Tax withholdingCommon Stock | 7,899 | $103.83 | $820,153.17 |
DisclosureSEC source: 0000101829-05-000102 · bou418.xml · nonDerivative · entry 3 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,506 Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 22:01 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
Tax withholdingCommon Stock | 10,944 | $103.83 | $1,136,315.52 |
DisclosureSEC source: 0000101829-05-000102 · bou418.xml · nonDerivative · entry 2 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,405 Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 22:01 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
Exercise / conversionCommon Stock | 30,000 | $37.88 | $1,136,250.00 |
DisclosureSEC source: 0000101829-05-000102 · bou418.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,349 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2005 Filed Dec 22, 2005 21:42 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000212 · dav493.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,933 Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:33 UTC |
JAMISON GEORGE H IIIVice President, Communications
|
GrantPhantom Stock Unit · Derivative | 3.0547 | $102.30 | $312.50 |
DisclosureSEC source: 0000101829-05-000099 · jam416.xml · derivative · entry 1 JAMISON GEORGE H III · CIK 0001214250 · Vice President, Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149.1777 Underlying: Common Stock · 3.0547 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 21:33 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.7358 | $102.30 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000100 · van417.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,647.7732 Underlying: Common Stock · 18.7358 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 15, 2005 Filed Dec 22, 2005 21:42 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000212 · dav493.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,033 Read SEC document |
| March 11, 2005 Filed Mar 11, 2005 21:59 UTC |
DOUCETTE JOHN JVice President & CIO
|
GrantCommon Stock | 1,000 | $101.15 | $101,150.00 |
DisclosureSEC source: 0000101829-05-000096 · dou415.xml · nonDerivative · entry 1 DOUCETTE JOHN J · CIK 0001184186 · Vice President & CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.