Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 14, 2005 Filed Oct 18, 2005 20:43 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.1232 | $51.63 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000181 · van473.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,867.383 Underlying: Common Stock · 37.1232 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| October 01, 2005 Filed Oct 4, 2005 20:44 UTC |
DOKKUM JAN VANPresident, UTC Power
|
Tax withholdingCommon Stock | 4,496 | $51.70 | $232,443.20 |
DisclosureSEC source: 0000101829-05-000179 · van472.xml · nonDerivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,358 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on October 1, 2002. Read SEC document |
| September 30, 2005 Filed Oct 4, 2005 20:44 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 36.9728 | $51.84 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000179 · van472.xml · derivative · entry 3 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830.2598 Underlying: Common Stock · 36.9728 shares Expires not disclosed F2 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F2 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F2 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| September 26, 2005 Filed Sep 28, 2005 20:33 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
SaleCommon Stock | 4,527 | $52.12 | $235,947.24 |
DisclosureSEC source: 0000101829-05-000177 · che471.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,129 F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| September 17, 2005 Filed Sep 20, 2005 21:10 UTC |
KALLMAN TODDVP of Corp. Strategy & Dev.
|
Tax withholdingCommon Stock | 4,001 | $50.88 | $203,570.88 |
DisclosureSEC source: 0000101829-05-000175 · kal470.xml · nonDerivative · entry 1 KALLMAN TODD · CIK 0001225308 · VP of Corp. Strategy & Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,999 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on September 17, 2001. Read SEC document |
| September 15, 2005 Filed Sep 16, 2005 20:31 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.8191 | $50.68 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000173 · van469.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,768.8926 Underlying: Common Stock · 37.8191 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| August 31, 2005 Filed Sep 2, 2005 20:30 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 38.3334 | $50.00 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000171 · van466.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,731.0735 Underlying: Common Stock · 38.3334 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · derivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 25,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 6,710 | $51.87 | $348,047.70 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,656 F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Tax withholdingCommon Stock | 8,812 | $51.87 | $457,078.44 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,366 Read SEC document |
| August 22, 2005 Filed Aug 24, 2005 20:41 UTC |
CHENEVERT LOUISPresident, Pratt & Whitney
|
Exercise / conversionCommon Stock | 25,000 | $18.28 | $457,032.50 |
DisclosureSEC source: 0000101829-05-000169 · che465.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
SaleCommon Stock | 6,514 | $51.32 | $334,298.48 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 9 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,824 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
SaleCommon Stock | 100 | $51.33 | $5,133.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 8 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,338 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
SaleCommon Stock | 15,000 | $51.30 | $769,500.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 7 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,438 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
SaleCommon Stock | 9,200 | $51.40 | $472,880.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 6 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,438 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
SaleCommon Stock | 5,000 | $51.41 | $257,050.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 5 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,638 Read SEC document |
| August 18, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
SaleCommon Stock | 800 | $51.44 | $41,152.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 4 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,638 Read SEC document |
| August 17, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 1,000 | $51.30 | $51,300.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 5 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,304.195 Read SEC document |
| August 17, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 1,000 | $51.35 | $51,350.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,304.195 Read SEC document |
| August 17, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 2,564 | $51.50 | $132,046.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,304.195 Read SEC document |
| August 17, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
SaleCommon Stock | 1,000 | $51.60 | $51,600.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,868.195 Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $24.72 | $0.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · derivative · entry 11 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 120,000 shares Expires 2008-04-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
Tax withholdingCommon Stock | 25,922 | $51.62 | $1,338,093.64 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 3 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,438 Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
Tax withholdingCommon Stock | 57,464 | $51.62 | $2,966,291.68 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 2 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,360 Read SEC document |
| August 17, 2005 Filed Aug 19, 2005 20:54 UTC |
TRACHSEL WILLIAM HSVP and General Counsel
|
Exercise / conversionCommon Stock | 120,000 | $24.72 | $2,966,256.00 |
DisclosureSEC source: 0000101829-05-000167 · tra464.xml · nonDerivative · entry 1 TRACHSEL WILLIAM H · CIK 0001184193 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,824 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · derivative · entry 9 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 3,940 | $51.45 | $202,713.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 8 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,868.195 Read SEC document |
| August 16, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Tax withholdingCommon Stock | 10,496 | $51.45 | $540,019.20 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 7 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,808.195 Read SEC document |
| August 16, 2005 Filed Aug 17, 2005 21:16 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
Exercise / conversionCommon Stock | 20,000 | $27.00 | $540,000.00 |
DisclosureSEC source: 0000101829-05-000165 · dar463.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,304.195 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2005 Filed Aug 17, 2005 20:43 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.0371 | $51.75 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000163 · van462.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,681.3173 Underlying: Common Stock · 37.0371 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| August 10, 2005 Filed Aug 10, 2005 20:37 UTC |
GORELICK JAMIE SDirector
|
PurchaseCommon Stock | 900 | $49.85 | $44,865.00 |
DisclosureSEC source: 0000101829-05-000161 · gor461.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,100 Read SEC document |
| July 29, 2005 Filed Aug 1, 2005 20:50 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.8041 | $50.70 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000155 · van459.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,632.8573 Underlying: Common Stock · 37.8041 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| July 28, 2005 Filed Aug 1, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Tax withholdingCommon Stock | 4,146 | $51.35 | $212,897.10 |
DisclosureSEC source: 0000101829-05-000157 · rob458.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,236 F1 · balance_after: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 28, 2003. F2 · balance_after: The reporting person also directly owns 4,680 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| July 28, 2005 Filed Aug 5, 2005 20:48 UTC Amendment |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Tax withholdingCommon Stock | 4,146 | $51.35 | $212,897.10 |
DisclosureSEC source: 0000101829-05-000159 · rob460.xml · nonDerivative · entry 1 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,236 F1 · balance_after: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 28, 2003. F2 · balance_after: The reporting person also directly owns 4,680 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. F3 · balance_after: The original Form 4 dated July 28, 2005 reporting the vesting of Restricted Common Stock inadvertently did not include in this balance the 5,854 shares retained after taxes. Read SEC document |
| July 15, 2005 Filed Jul 18, 2005 20:38 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.0658 | $51.71 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000153 · van457.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,595.0532 Underlying: Common Stock · 37.0658 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| July 01, 2005 Filed Jul 6, 2005 21:51 UTC |
FINGER STEPHEN NPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 3,146 | $51.38 | $161,641.48 |
DisclosureSEC source: 0000101829-05-000151 · fin456.xml · nonDerivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,086 F1 · shares: Shares surrendered to Company for taxes on vesting of 10,000 shares of restricted stock previously granted on July 1, 2003. F2 · balance_after: The reporting person also directly owns 5,600 shares of United Technologies Career Restricted Common Stock and 10,000 shares of Restricted Common Stock. Read SEC document |
| June 30, 2005 Filed Jul 5, 2005 19:16 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 37.32 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000149 · van455.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,557.99 Underlying: Common Stock · 37.32 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| June 29, 2005 Filed Dec 23, 2005 16:23 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000215 · dav496.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,566,566 Read SEC document |
| June 15, 2005 Filed Jun 17, 2005 16:20 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 36.6056 | $52.36 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000147 · van454.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520.6674 Underlying: Common Stock · 36.6056 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| June 09, 2005 Filed Jun 13, 2005 21:28 UTC |
RTX CorpVP, Accounting and Control
|
SaleCommon Stock | 1,100 | $105.69 | $116,259.00 |
DisclosureSEC source: 0001181431-05-034335 · rrd82407.xml · nonDerivative · entry 1 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 437 Read SEC document |
| June 09, 2005 Filed Dec 22, 2005 21:42 UTC Amendment |
HAYES GREGORYVP, Accounting and Control
|
SaleCommon Stock | 1,100 | $105.69 | $116,259.00 |
DisclosureSEC source: 0000101829-05-000213 · hay495.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 437 F1 · balance_after: The original Form 4 filing was inadvertently filed under an erroneous CIK code. Read SEC document |
| May 31, 2005 Filed Jun 1, 2005 20:38 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 17.9632 | $106.70 | $1,916.67 |
DisclosureSEC source: 0000101829-05-000145 · van452.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,742.0309 Underlying: Common Stock · 17.9632 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
SaleCommon Stock | 2,000 | $107.57 | $215,140.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 9 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,191 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
SaleCommon Stock | 1,900 | $107.50 | $204,250.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 8 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,191 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
SaleCommon Stock | 100 | $107.51 | $10,751.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 7 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,091 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
SaleCommon Stock | 4,235 | $107.50 | $455,262.50 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 6 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,191 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
SaleCommon Stock | 2,000 | $107.55 | $215,100.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 5 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,426 Read SEC document |
| May 27, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
SaleCommon Stock | 2,000 | $107.60 | $215,200.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 4 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,426 Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $25.00 | $0.00 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · derivative · entry 11 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2006-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2005 Filed May 31, 2005 21:15 UTC |
ROBERT OLIVIER JPres., UTC Fire & Security
|
Tax withholdingCommon Stock | 2,578 | $107.62 | $277,444.36 |
DisclosureSEC source: 0000101829-05-000143 · rob451.xml · nonDerivative · entry 3 ROBERT OLIVIER J · CIK 0001254826 · Pres., UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,426 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.