Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIER GLOBAL CorpCARR WI · Entity 3043 | 10% owner | March 19, 2020 | March 24, 2020 |
| Otis Worldwide CorpOTIS WI · Entity 3170 | 10% owner | March 19, 2020 | March 24, 2020 |
| RTX CorpUTX · Entity 2823 | VP, Accounting and Control | June 09, 2005 | June 13, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIER GLOBAL Corp
Report date March 19, 2020 · Filed March 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-19 · Other · Disposed 866,158,910 · Balance 0 F1: The record date for the distribution by United Technologies Corporation of 100% of the shares of Carrier Global Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Carrier Global Corporation shares is scheduled to occur on April 3, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The record date for the distribution by United Technologies Corporation of 100% of the shares of Carrier Global Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Carrier Global Corporation shares is scheduled to occur on April 3, 2020.
Otis Worldwide Corp
Report date March 19, 2020 · Filed March 24, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-03-19 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-19 · Other · Disposed 433,079,455 · Balance 0 F1: The record date for the distribution by United Technologies Corporation of 100% of the shares of Otis Worldwide Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Otis Worldwide Corporation shares is scheduled to occur on April 3, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The record date for the distribution by United Technologies Corporation of 100% of the shares of Otis Worldwide Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Otis Worldwide Corporation shares is scheduled to occur on April 3, 2020.
RTX Corp
Report date June 09, 2005 · Filed June 13, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 437 |
Reported balance
After 2005-06-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2005-06-09 · Sale · Disposed 1,100 · Balance 437 |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan Trustee | 850.248 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 850.248 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse's Savings Plan Account | 490.136 |
Reported balance
Holding disclosure · report date 2005-06-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 490.136 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WATSCO INC
Report date February 28, 2017 · Filed February 28, 2017
Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, $0.50 par valueSEC Table I · non-derivative | IndirectSee Footnote 1 | 0 |
Reported balance
After 2017-02-28 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-02-28 · Sale · Disposed 2,985,685 · Balance 0 F1: These shares are owned directly by Carrier Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security F2: This amount represents the secondary price per share of common stock, $0.50 par value ("Common Stock"), of Watsco, Inc. (the "Issuer") received by Carrier Corporation and UTC Canada Corporation in an underwritten secondary block trade. |
| Common stock, $0.50 par valueSEC Table I · non-derivative | IndirectSee Footnote 3 | 0 |
Reported balance
After 2017-02-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-28 · Sale · Disposed 1,250,000 · Balance 0 F3: These shares are owned directly by UTC Canada Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security. F2: This amount represents the secondary price per share of common stock, $0.50 par value ("Common Stock"), of Watsco, Inc. (the "Issuer") received by Carrier Corporation and UTC Canada Corporation in an underwritten secondary block trade. |
| Class B common stock, $0.50 par valueSEC Table I · non-derivative | IndirectSee Footnote 1 | 94,784 |
Reported balance
Holding disclosure · report date 2017-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 94,784 F1: These shares are owned directly by Carrier Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are owned directly by Carrier Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security
F2: This amount represents the secondary price per share of common stock, $0.50 par value ("Common Stock"), of Watsco, Inc. (the "Issuer") received by Carrier Corporation and UTC Canada Corporation in an underwritten secondary block trade.
F3: These shares are owned directly by UTC Canada Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2020 Filed Mar 24, 2020 01:09 UTC | Otis Worldwide Corp OTIS WI · Entity 3170 | OtherCommon Stock, par value $0.01 per share | 433,079,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-006610 · form4.xml · nonDerivative · entry 1 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The record date for the distribution by United Technologies Corporation of 100% of the shares of Otis Worldwide Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Otis Worldwide Corporation shares is scheduled to occur on April 3, 2020. F1 · balance_after: The record date for the distribution by United Technologies Corporation of 100% of the shares of Otis Worldwide Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Otis Worldwide Corporation shares is scheduled to occur on April 3, 2020. Read SEC document |
| March 19, 2020 Filed Mar 24, 2020 01:10 UTC | CARRIER GLOBAL Corp CARR WI · Entity 3043 | OtherCommon Stock, par value $0.01 per share | 866,158,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-006611 · form4.xml · nonDerivative · entry 1 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The record date for the distribution by United Technologies Corporation of 100% of the shares of Carrier Global Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Carrier Global Corporation shares is scheduled to occur on April 3, 2020. F1 · balance_after: The record date for the distribution by United Technologies Corporation of 100% of the shares of Carrier Global Corporation common stock to the holders of United Technologies Corporation common stock was at the close of business on March 19, 2020. The distribution of the Carrier Global Corporation shares is scheduled to occur on April 3, 2020. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 22:08 UTC | WATSCO INC WSO · Entity 3422 | SaleCommon stock, $0.50 par value | 1,250,000 | $140.68 | $175,850,000.00 |
DisclosureSEC source: 0001209191-17-015347 · doc4.xml · nonDerivative · entry 2 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 3 Disclosed balance after: 0 F3 · security: These shares are owned directly by UTC Canada Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security. F2 · price: This amount represents the secondary price per share of common stock, $0.50 par value ("Common Stock"), of Watsco, Inc. (the "Issuer") received by Carrier Corporation and UTC Canada Corporation in an underwritten secondary block trade. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 22:08 UTC | WATSCO INC WSO · Entity 3422 | SaleCommon stock, $0.50 par value | 2,985,685 | $140.68 | $420,026,165.80 |
DisclosureSEC source: 0001209191-17-015347 · doc4.xml · nonDerivative · entry 1 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 0 F1 · security: These shares are owned directly by Carrier Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security F2 · price: This amount represents the secondary price per share of common stock, $0.50 par value ("Common Stock"), of Watsco, Inc. (the "Issuer") received by Carrier Corporation and UTC Canada Corporation in an underwritten secondary block trade. Read SEC document |
| April 27, 2012 Filed Apr 30, 2012 21:22 UTC | WATSCO INC WSO · Entity 3422 | PurchaseCommon stock, $0.50 par value | 1,250,000 | $71.80 | $89,750,000.00 |
DisclosureSEC source: 0001181431-12-026377 · rrd343388.xml · nonDerivative · entry 1 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote 1 Disclosed balance after: 1,250,000 F1 · ownership.nature: These shares are owned directly by UTC Canada Corporation, which is a wholly-owned subsidiary of United Technologies Corporation. United Technologies Corporation is an indirect beneficial owner of the reported security. Read SEC document |
| June 09, 2005 Filed Jun 13, 2005 21:28 UTC | RTX Corp UTX · Entity 2823 | SaleCommon Stock | 1,100 | $105.69 | $116,259.00 |
DisclosureSEC source: 0001181431-05-034335 · rrd82407.xml · nonDerivative · entry 1 UNITED TECHNOLOGIES CORP /DE/ · CIK 0000101829 · VP, Accounting and Control 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 437 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.