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0000101829
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Last 12 months

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0 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 2026012
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 03, 2007 Filed Jan 5, 2007 21:53 UTC
BOUSBIB ARIPresident, Otis Elevator
GrantStock Appreciation Right · Derivative 102,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000016 · bou576.xml · derivative · entry 2

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 102,000 shares

Expires 2017-01-02

F2 · balance_after: The reporting person was also awarded 27,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:53 UTC
BOUSBIB ARIPresident, Otis Elevator
OtherPhantom Stock Unit · Derivative 7,012.4686 $62.81 $440,453.15
Disclosure

SEC source: 0000101829-07-000016 · bou576.xml · derivative · entry 1

BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,012.4686 shares

Expires not disclosed

F1 · derivative.exercise_price: Each deferred stock unit has a value equal to one share of UTC Common Stock. The reporting person elected to transfer a balance of deferred phantom stock units to a credited interest account under the UTC Deferred Compensation Plan. The election was made during an annual investment election period under the Plan and pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2006.

F1 · derivative.exercise_date: Each deferred stock unit has a value equal to one share of UTC Common Stock. The reporting person elected to transfer a balance of deferred phantom stock units to a credited interest account under the UTC Deferred Compensation Plan. The election was made during an annual investment election period under the Plan and pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2006.

F1 · derivative.expiration_date: Each deferred stock unit has a value equal to one share of UTC Common Stock. The reporting person elected to transfer a balance of deferred phantom stock units to a credited interest account under the UTC Deferred Compensation Plan. The election was made during an annual investment election period under the Plan and pursuant to a Rule 10b5-1 trading plan adopted on November 17, 2006.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:53 UTC
Brown William MPresident, UTC Fire & Security
GrantStock Appreciation Right · Derivative 46,500 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000017 · bro577.xml · derivative · entry 1

Brown William M · CIK 0001350633 · President, UTC Fire & Security

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,500

Underlying: Common Stock · 46,500 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 12,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:53 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
GrantStock Appreciation Right · Derivative 64,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000018 · buc578.xml · derivative · entry 1

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Stock · 64,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 17,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:53 UTC
CHENEVERT LOUISDirector · President and COO
GrantStock Appreciation Right · Derivative 174,500 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000019 · che579.xml · derivative · entry 1

CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,500

Underlying: Common Stock · 174,500 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 47,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:55 UTC
DARNIS GERAUDPresident, Carrier Corporation
GrantStock Appreciation Right · Derivative 102,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000020 · dar580.xml · derivative · entry 1

DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,000

Underlying: Common Stock · 102,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 27,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:55 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GrantStock Appreciation Right · Derivative 436,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000021 · dav581.xml · derivative · entry 5

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,000

Underlying: Common Stock · 436,000 shares

Expires 2017-01-02

F2 · balance_after: The reporting person was also awarded 118,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:55 UTC
FINGER STEPHEN NPresident, Pratt & Whitney
GrantStock Appreciation Right · Derivative 75,500 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000022 · fin588.xml · derivative · entry 1

FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,500

Underlying: Common Stock · 75,500 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 20,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:55 UTC
GEISLER JAMES EVice President, Finance
GrantStock Appreciation Right · Derivative 55,500 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000023 · gei582.xml · derivative · entry 1

GEISLER JAMES E · CIK 0001279292 · Vice President, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 55,500 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 15,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:58 UTC
HAYES GREGORYVP, Accounting and Finance
GrantStock Appreciation Right · Derivative 55,500 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000024 · hay583.xml · derivative · entry 1

HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,500

Underlying: Common Stock · 55,500 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 15,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:58 UTC
Hess David PPresident, Hamilton Sundstrand
GrantStock Appreciation Right · Derivative 61,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000025 · hes584.xml · derivative · entry 1

Hess David P · CIK 0001304945 · President, Hamilton Sundstrand

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 61,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 16,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 21:58 UTC
Pino Jeffrey PPresident, Sikorsky Aircraft
GrantStock Appreciation Right · Derivative 41,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000026 · pin585.xml · derivative · entry 1

Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 11,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 22:02 UTC
ROGAN THOMAS IVice President, Treasurer
GrantStock Appreciation Right · Derivative 22,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000027 · rog586.xml · derivative · entry 1

ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common Stock · 22,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 5,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
January 03, 2007 Filed Jan 5, 2007 22:02 UTC
DOKKUM JAN VANPresident, UTC Power
GrantStock Appreciation Right · Derivative 32,000 $0.00 Strike: $62.81 $0.00
Disclosure

SEC source: 0000101829-07-000028 · van587.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires 2017-01-02

F1 · balance_after: The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period.

Read SEC document
December 29, 2006 Filed Jan 5, 2007 21:55 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000021 · dav581.xml · nonDerivative · entry 3

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,389

F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock.

Read SEC document
December 26, 2006 Filed Jan 5, 2007 21:55 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000021 · dav581.xml · nonDerivative · entry 2

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,489

Read SEC document
December 26, 2006 Filed Jan 5, 2007 21:55 UTC
DAVID GEORGE ALDirector · Chairman and CEO
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000101829-07-000021 · dav581.xml · nonDerivative · entry 1

DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,685,589

Read SEC document
November 30, 2006 Filed Dec 4, 2006 21:42 UTC
DOKKUM JAN VANPresident, UTC Power
GrantPhantom Stock Unit · Derivative 106.927 $64.53 $6,900.00
Disclosure

SEC source: 0000101829-06-000148 · van575.xml · derivative · entry 1

DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,369.1542

Underlying: Common Stock · 106.927 shares

Expires not disclosed

F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.

F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.

F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death.

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 69,080 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · derivative · entry 19

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,080 shares

Expires 2010-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 1,080 $66.00 $71,280.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 17

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,739

F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock.

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 12,000 $65.90 $790,800.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 16

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.87 $263,486.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 15

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.85 $263,400.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 14

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 8,000 $65.80 $526,400.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 13

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 2,000 $65.77 $131,530.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 12

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.75 $263,000.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 11

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.73 $262,920.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 10

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.70 $262,803.20
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 9

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 2,000 $65.72 $131,444.40
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 8

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.72 $262,880.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 7

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 10,000 $65.70 $657,000.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 6

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 2,000 $65.65 $131,304.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 5

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 2,000 $65.65 $131,291.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 4

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 2,000 $65.63 $131,260.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 3

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,000 $65.60 $262,400.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 2

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,819

Read SEC document
November 24, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
Exercise / conversionCommon Stock 69,080 $31.25 $2,158,750.00
Disclosure

SEC source: 0000101829-06-000146 · buc574.xml · nonDerivative · entry 1

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,920 $0.00 Strike: $31.25 $0.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · derivative · entry 18

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,080

Underlying: Common Stock · 30,920 shares

Expires 2010-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 120,000 $0.00 Strike: $27.00 $0.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · derivative · entry 17

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 120,000 shares

Expires 2009-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 15,000 $66.00 $990,000.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 15

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,739

F1 · balance_after: The reporting person also directly owns 27,448 shares of United Technologies Career Restricted Common Stock.

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 22,100 $66.10 $1,460,810.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 14

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,739

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 5,000 $65.85 $329,261.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 13

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,839

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November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 15,000 $66.05 $990,775.50
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 12

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,839

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November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 5,000 $65.95 $329,750.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 11

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,839

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November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 10,000 $65.90 $659,000.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 10

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,839

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November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 10,300 $65.85 $678,255.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 9

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,839

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 4,720 $65.84 $310,764.80
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 8

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,139

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November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 5,000 $65.81 $329,064.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 7

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,859

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November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 5,000 $65.84 $329,192.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 6

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,859

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 10,000 $65.83 $658,300.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 5

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,859

Read SEC document
November 22, 2006 Filed Nov 27, 2006 21:34 UTC
BUCKNALL WILLIAM L JRSVP, Human Resources & Org.
SaleCommon Stock 30,000 $65.82 $1,974,600.00
Disclosure

SEC source: 0000101829-06-000145 · buc573.xml · nonDerivative · entry 4

BUCKNALL WILLIAM L JR · CIK 0001184182 · SVP, Human Resources & Org.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,859

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.