Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2008 Filed Apr 11, 2008 20:53 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006544 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:55 UTC |
CHENEVERT LOUISDirector · President and CEO
|
GrantStock Appreciation Right · Derivative | 360,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006545 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 Underlying: Common Stock · 360,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:56 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 120,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006546 · doc4.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:56 UTC |
Hess David PPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 120,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006548 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:57 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006549 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:57 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 120,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006550 · doc4.xml · derivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:59 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 120,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006551 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 09, 2008 Filed Apr 11, 2008 20:59 UTC |
GEISLER JAMES EVice President, Finance
|
GrantStock Appreciation Right · Derivative | 90,000 | $0.00 Strike: $70.81 | $0.00 |
DisclosureSEC source: 0001225208-08-006552 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2018-04-08 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 04/09/2011 and the remaining 50% become exercisable on 04/09/2012. Read SEC document |
| April 01, 2008 Filed Apr 2, 2008 21:28 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 1,575 | $71.24 | $112,203.00 |
DisclosureSEC source: 0001225208-08-006046 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,352 F1 · shares: Shares surrendered to Company for taxes on vesting of 5,000 shares of restricted stock previously granted on April 1, 2004. F2 · balance_after: The reporting person also directly owns 4,960 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| March 31, 2008 Filed Apr 2, 2008 21:28 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.1633 | $68.82 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-006047 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,789.43 Underlying: Common Stock · 18.1633 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 14, 2008 Filed Mar 18, 2008 21:37 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 18.4611 | $67.71 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-005168 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,771.2667 Underlying: Common Stock · 18.4611 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| March 05, 2008 Filed Oct 10, 2008 21:27 UTC |
DAVID GEORGE ALDirector · Chairman
|
GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-016085 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646,172 Read SEC document |
| February 29, 2008 Filed Mar 4, 2008 22:47 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 17.728 | $70.51 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-004346 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,720.4206 Underlying: Common Stock · 17.728 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 28, 2008 Filed Oct 10, 2008 21:27 UTC |
DAVID GEORGE ALDirector · Chairman
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-016085 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646,272 Read SEC document |
| February 15, 2008 Filed Feb 20, 2008 22:39 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 17.4752 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-003138 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,702.6926 Underlying: Common Stock · 17.4752 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| February 11, 2008 Filed Oct 10, 2008 21:27 UTC |
DAVID GEORGE ALDirector · Chairman
|
GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-016085 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,647,272 Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 14:06 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 17.0602 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-001994 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,685.2174 Underlying: Common Stock · 17.0602 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 28, 2008 Filed Jan 29, 2008 22:19 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $36.22 | $0.00 |
DisclosureSEC source: 0001225208-08-001655 · doc4.xml · derivative · entry 3 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2009-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2008 Filed Jan 29, 2008 22:19 UTC |
VILLENEUVE ANDRE F HDirector
|
SaleCommon Stock | 8,000 | $72.75 | $582,000.00 |
DisclosureSEC source: 0001225208-08-001655 · doc4.xml · nonDerivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: The reporting person also indirectly owns 4,800 shares of United Technologies Restricted Common Stock. Read SEC document |
| January 28, 2008 Filed Jan 29, 2008 22:19 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionCommon Stock | 8,000 | $36.22 | $289,749.60 |
DisclosureSEC source: 0001225208-08-001655 · doc4.xml · nonDerivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2008 Filed Jan 29, 2008 22:23 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
PurchaseCommon Stock | 225 | $73.68 | $16,577.55 |
DisclosureSEC source: 0001225208-08-001656 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225 F1 · balance_after: The reporting person also directly owns 2,640 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 25, 2008 Filed Jan 29, 2008 22:23 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
OtherCommon Stock | 5,483.196 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-001656 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Indirect · By Savings Plan Trustee Disclosed balance after: 13,934.41 Read SEC document |
| January 15, 2008 Filed Jan 17, 2008 22:31 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 17.5168 | $71.36 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-001319 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,668.1572 Underlying: Common Stock · 17.5168 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC |
BOUSBIB ARIPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 95,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000653 · doc4.xml · derivative · entry 1 BOUSBIB ARI · CIK 0001184180 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 22,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantStock Appreciation Right · Derivative | 41,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000654 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Underlying: Common Stock · 41,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 9,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC |
Brown William MPresident, UTC Fire & Security
|
GrantStock Appreciation Right · Derivative | 60,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000655 · doc4.xml · derivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 14,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GrantStock Appreciation Right · Derivative | 298,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000656 · doc4.xml · derivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,000 Underlying: Common Stock · 298,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 72,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 43,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000657 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,500 Underlying: Common Stock · 43,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 10,500 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:40 UTC |
Hess David PPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 65,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000658 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 15,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:41 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 22,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000659 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 22,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 5,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:41 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantStock Appreciation Right · Derivative | 27,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000660 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,500 Underlying: Common Stock · 27,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 6,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 95,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000661 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common Stock · 95,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 22,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC |
CHENEVERT LOUISDirector · President and COO
|
GrantStock Appreciation Right · Derivative | 217,000 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000662 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,000 Underlying: Common Stock · 217,000 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 52,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC |
FINGER STEPHEN NPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 70,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000663 · doc4.xml · derivative · entry 1 FINGER STEPHEN N · CIK 0001252946 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Underlying: Common Stock · 70,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 17,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC |
GEISLER JAMES EVice President, Finance
|
GrantStock Appreciation Right · Derivative | 54,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000664 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 Underlying: Common Stock · 54,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 54,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000665 · doc4.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 Underlying: Common Stock · 54,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2008 Filed Jan 4, 2008 21:42 UTC |
HAYES GREGORYVP, Accounting and Finance
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GrantStock Appreciation Right · Derivative | 54,500 | $0.00 Strike: $75.21 | $0.00 |
DisclosureSEC source: 0001225208-08-000666 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · VP, Accounting and Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,500 Underlying: Common Stock · 54,500 shares Expires 2018-01-01 F1 · balance_after: The reporting person was also awarded 13,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 27, 2007 Filed Dec 31, 2007 15:45 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-07-011349 · doc4.xml · derivative · entry 7 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2008-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2007 Filed Dec 31, 2007 15:45 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 63,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-011349 · doc4.xml · nonDerivative · entry 4 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697,622 Read SEC document |
| December 27, 2007 Filed Dec 31, 2007 15:45 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 47,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-011349 · doc4.xml · nonDerivative · entry 3 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,760,997 Read SEC document |
| December 27, 2007 Filed Dec 31, 2007 15:45 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-011349 · doc4.xml · nonDerivative · entry 2 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,808,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC |
GEISLER JAMES EVice President, Finance
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Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,000 | $0.00 Strike: $38.50 | $0.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · derivative · entry 7 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 21,000 shares Expires 2011-04-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC |
GEISLER JAMES EVice President, Finance
|
SaleCommon Stock | 6,000 | $75.05 | $450,321.60 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 5 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC |
GEISLER JAMES EVice President, Finance
|
SaleCommon Stock | 5,000 | $75.08 | $375,400.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 4 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC |
GEISLER JAMES EVice President, Finance
|
SaleCommon Stock | 5,000 | $75.19 | $375,944.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 3 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC |
GEISLER JAMES EVice President, Finance
|
SaleCommon Stock | 5,000 | $75.20 | $376,006.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| December 17, 2007 Filed Dec 18, 2007 21:56 UTC |
GEISLER JAMES EVice President, Finance
|
Exercise / conversionCommon Stock | 21,000 | $38.50 | $808,500.00 |
DisclosureSEC source: 0001225208-07-011030 · doc4.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · Vice President, Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2007 Filed Dec 31, 2007 15:45 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-07-011349 · doc4.xml · nonDerivative · entry 1 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,608,580 Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:18 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 10,000 | $78.00 | $780,000.00 |
DisclosureSEC source: 0001225208-07-010776 · doc4.xml · nonDerivative · entry 12 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,613,080 F1 · balance_after: The reporting person also directly owns 97,064 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| December 07, 2007 Filed Dec 7, 2007 22:18 UTC |
DAVID GEORGE ALDirector · Chairman and CEO
|
SaleCommon Stock | 5,000 | $78.13 | $390,632.00 |
DisclosureSEC source: 0001225208-07-010776 · doc4.xml · nonDerivative · entry 11 DAVID GEORGE AL · CIK 0001184174 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,623,080 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.