Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2009 Filed Feb 11, 2009 22:13 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 4,424 | $49.62 | $219,518.88 |
DisclosureSEC source: 0001225208-09-003420 · doc4.xml · nonDerivative · entry 2 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:13 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantCommon Stock | 13,790 | $49.62 | $684,259.80 |
DisclosureSEC source: 0001225208-09-003420 · doc4.xml · nonDerivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,790 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:13 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 2,696 | $49.62 | $133,775.52 |
DisclosureSEC source: 0001225208-09-003421 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,990 Read SEC document |
| February 09, 2009 Filed Feb 11, 2009 22:13 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantCommon Stock | 8,334 | $49.62 | $413,533.08 |
DisclosureSEC source: 0001225208-09-003421 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,686 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2006 to the reporting person under the UTC 2005 Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 06, 2009 Filed Jan 8, 2009 22:05 UTC |
CHENEVERT LOUISDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 150,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-001142 · doc4.xml · derivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2009 Filed Jan 8, 2009 22:05 UTC |
CHENEVERT LOUISDirector · President and CEO
|
Tax withholdingCommon Stock | 85,414 | $54.88 | $4,687,520.32 |
DisclosureSEC source: 0001225208-09-001142 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,261 F1 · balance_after: The reporting person also directly owns 2,400 shares of United Technologies Career Restricted Common Stock. Read SEC document |
| January 06, 2009 Filed Jan 8, 2009 22:05 UTC |
CHENEVERT LOUISDirector · President and CEO
|
Tax withholdingCommon Stock | 25,085 | $54.88 | $1,376,664.80 |
DisclosureSEC source: 0001225208-09-001142 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,675 Read SEC document |
| January 06, 2009 Filed Jan 8, 2009 22:05 UTC |
CHENEVERT LOUISDirector · President and CEO
|
Exercise / conversionCommon Stock | 150,000 | $31.25 | $4,687,500.00 |
DisclosureSEC source: 0001225208-09-001142 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:08 UTC |
BELLEMARE ALAINPresident, Hamilton Sundstrand
|
GrantStock Appreciation Right · Derivative | 79,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000817 · doc4.xml · derivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 18,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
GrantStock Appreciation Right · Derivative | 180,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000818 · doc4.xml · derivative · entry 1 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 41,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:08 UTC |
Brown William MPresident, UTC Fire & Security
|
GrantStock Appreciation Right · Derivative | 105,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000819 · doc4.xml · derivative · entry 1 Brown William M · CIK 0001350633 · President, UTC Fire & Security 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,500 Underlying: Common Stock · 105,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 24,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:08 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
GrantStock Appreciation Right · Derivative | 72,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000820 · doc4.xml · derivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,500 Underlying: Common Stock · 72,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 16,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC |
CHENEVERT LOUISDirector · President and CEO
|
GrantStock Appreciation Right · Derivative | 438,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000821 · doc4.xml · derivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 438,000 Underlying: Common Stock · 438,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 101,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC |
DARNIS GERAUDPresident, Carrier Corporation
|
GrantStock Appreciation Right · Derivative | 142,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000822 · doc4.xml · derivative · entry 1 DARNIS GERAUD · CIK 0001184185 · President, Carrier Corporation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,500 Underlying: Common Stock · 142,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 32,800 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
GrantStock Appreciation Right · Derivative | 83,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000823 · doc4.xml · derivative · entry 1 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,500 Underlying: Common Stock · 83,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 19,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 74,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000824 · doc4.xml · derivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 17,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:13 UTC |
HAYES GREGORYSVP and CFO
|
GrantStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000825 · doc4.xml · derivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,500 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 32,300 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC |
Pino Jeffrey PPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 96,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000826 · doc4.xml · derivative · entry 1 Pino Jeffrey P · CIK 0001355852 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,500 Underlying: Common Stock · 96,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 22,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 114,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000827 · doc4.xml · derivative · entry 1 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,000 Underlying: Common Stock · 114,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 26,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC |
Michaud-Daniel DidierPresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 79,000 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000828 · doc4.xml · derivative · entry 1 Michaud-Daniel Didier · CIK 0001435575 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,000 Underlying: Common Stock · 79,000 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 18,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 37,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000829 · doc4.xml · derivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 37,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 8,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| January 02, 2009 Filed Jan 6, 2009 22:18 UTC |
Smyth Margaret MaryVice President, Controller
|
GrantStock Appreciation Right · Derivative | 39,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-09-000830 · doc4.xml · derivative · entry 1 Smyth Margaret Mary · CIK 0001321591 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,500 Underlying: Common Stock · 39,500 shares Expires 2019-01-01 F1 · balance_after: The reporting person was also awarded 9,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year performance period. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $31.25 | $0.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · derivative · entry 13 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2010-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 40,000 | $53.75 | $2,150,000.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 10 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 14,300 | $53.78 | $769,054.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 9 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,400 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 6,800 | $53.77 | $365,636.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 8 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,700 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 4,600 | $53.80 | $247,480.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 7 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,500 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 4,100 | $53.79 | $220,539.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 6 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,100 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 3,900 | $53.82 | $209,898.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 5 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,200 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 3,300 | $53.83 | $177,639.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 4 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,100 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 2,000 | $53.76 | $107,520.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 3 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,400 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
SaleCommon Stock | 1,000 | $53.81 | $53,810.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 2 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,400 Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
BOUSBIB ARIPres., Commercial & UTC EVP
|
Exercise / conversionCommon Stock | 80,000 | $31.25 | $2,500,000.00 |
DisclosureSEC source: 0001225208-09-000508 · doc4.xml · nonDerivative · entry 1 BOUSBIB ARI · CIK 0001184180 · Pres., Commercial & UTC EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2008 Filed Jan 5, 2009 22:08 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 23.3209 | $53.60 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-09-000509 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,289.0207 Underlying: Common Stock · 23.3209 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| December 29, 2008 Filed Dec 31, 2008 22:24 UTC |
Hess David PPresident, Hamilton Sundstrand
|
SaleCommon Stock | 12,416 | $51.00 | $633,216.00 |
DisclosureSEC source: 0001225208-08-020057 · doc4.xml · nonDerivative · entry 1 Hess David P · CIK 0001304945 · President, Hamilton Sundstrand 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,358 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · derivative · entry 8 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,358 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 642 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · derivative · entry 7 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Underlying: Common Stock · 642 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
SaleCommon Stock | 758 | $51.62 | $39,130.99 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 5 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
SaleCommon Stock | 500 | $51.64 | $25,821.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 4 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,400 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
SaleCommon Stock | 100 | $51.63 | $5,163.40 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 3 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
Exercise / conversionCommon Stock | 642 | $27.00 | $17,334.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 2 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2008 Filed Dec 17, 2008 22:12 UTC |
GEISLER JAMES EVP, Corp. Strategy & Planning
|
Exercise / conversionCommon Stock | 1,358 | $27.00 | $36,666.00 |
DisclosureSEC source: 0001225208-08-019605 · doc4.xml · nonDerivative · entry 1 GEISLER JAMES E · CIK 0001279292 · VP, Corp. Strategy & Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2008 Filed Dec 16, 2008 22:09 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 25.1864 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019489 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,265.6998 Underlying: Common Stock · 25.1864 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| December 10, 2008 Filed Dec 12, 2008 19:00 UTC |
KANGAS EDWARD ADirector
|
GrantRestricted Stock Units · Derivative | 2,082.8994 | $48.01 Strike: $0.00 | $100,000.00 |
DisclosureSEC source: 0001225208-08-019337 · doc4.xml · derivative · entry 2 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082.8994 Underlying: Common Stock · 2,082.8994 shares Expires not disclosed F2 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. Read SEC document |
| December 10, 2008 Filed Dec 12, 2008 19:00 UTC |
KANGAS EDWARD ADirector
|
GrantPhantom Stock Unit · Derivative | 2,603.6242 | $48.01 Strike: $0.00 | $125,000.00 |
DisclosureSEC source: 0001225208-08-019337 · doc4.xml · derivative · entry 1 KANGAS EDWARD A · CIK 0001211047 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,603.6242 Underlying: Common Stock · 2,603.6242 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| November 26, 2008 Filed Dec 1, 2008 21:58 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 26.189 | $47.73 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-018737 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,183.1208 Underlying: Common Stock · 26.189 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| November 14, 2008 Filed Nov 18, 2008 21:55 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 24.8855 | $50.23 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-018059 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,156.9318 Underlying: Common Stock · 24.8855 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| October 31, 2008 Filed Nov 4, 2008 22:02 UTC |
DOKKUM JAN VANPresident, UTC Power
|
GrantPhantom Stock Unit · Derivative | 22.7438 | $54.96 Strike: $0.00 | $1,250.00 |
DisclosureSEC source: 0001225208-08-017350 · doc4.xml · derivative · entry 1 DOKKUM JAN VAN · CIK 0001270743 · President, UTC Power 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132.0463 Underlying: Common Stock · 22.7438 shares Expires not disclosed F1 · derivative.exercise_price: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.exercise_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. F1 · derivative.expiration_date: Deferred phantom stock units acquired at the election of the executive under the United Technologies Corporation Deferred Compensation Plan, in a transaction exempt under Rule 16b-3. Each unit has a value equal to one share of Common Stock and units are payable in cash following termination of employment, retirement or death. Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 32,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · derivative · entry 31 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,000 shares Expires 2009-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2008 Filed Nov 3, 2008 21:51 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 1,000 | $53.50 | $53,502.30 |
DisclosureSEC source: 0001225208-08-017176 · doc4.xml · nonDerivative · entry 30 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,352 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.