Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2012 Filed Nov 2, 2012 21:16 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 103,260 | $0.00 Strike: $79.06 | $0.00 |
DisclosureSEC source: 0001225208-12-022276 · doc4.xml · derivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,260 Underlying: Common Stock · 103,260 shares Expires 2012-10-31 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 16,700 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · derivative · entry 6 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,700 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 6,698 | $79.06 | $529,543.88 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · nonDerivative · entry 3 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,996 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 4,323 | $79.06 | $341,776.38 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,694 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 22:25 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Exercise / conversionCommon Stock | 16,700 | $31.71 | $529,473.50 |
DisclosureSEC source: 0001225208-12-022398 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 21:24 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-12-022147 · doc4.xml · derivative · entry 5 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 21:24 UTC |
GORELICK JAMIE SDirector
|
SaleCommon Stock | 8,000 | $78.90 | $631,168.80 |
DisclosureSEC source: 0001225208-12-022147 · doc4.xml · nonDerivative · entry 2 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,295.9246 Read SEC document |
| October 31, 2012 Filed Nov 1, 2012 21:24 UTC |
GORELICK JAMIE SDirector
|
Exercise / conversionCommon Stock | 8,000 | $30.53 | $244,200.00 |
DisclosureSEC source: 0001225208-12-022147 · doc4.xml · nonDerivative · entry 1 GORELICK JAMIE S · CIK 0001184176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,295.9246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:13 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,800 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-019878 · doc4.xml · derivative · entry 5 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,800 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:13 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 50,800 | $82.01 | $4,166,077.52 |
DisclosureSEC source: 0001225208-12-019878 · doc4.xml · nonDerivative · entry 2 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,990 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.00 to $82.05. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:13 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
Exercise / conversionCommon Stock | 50,800 | $31.71 | $1,610,614.00 |
DisclosureSEC source: 0001225208-12-019878 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,790 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 85,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · derivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 32,686 | $82.45 | $2,694,960.70 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,102 Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 22,666 | $82.45 | $1,868,811.70 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,788 Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 14,000 | $81.77 | $1,144,826.20 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,454 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.73 to $81.775. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 21:16 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 85,000 | $31.71 | $2,694,925.00 |
DisclosureSEC source: 0001225208-12-019879 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 451,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 22:12 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-019887 · doc4.xml · derivative · entry 4 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 22:12 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
SaleCommon Stock | 10,000 | $82.24 | $822,420.00 |
DisclosureSEC source: 0001225208-12-019887 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,844.1852 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.22 to $82.29. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 14, 2012 Filed Sep 18, 2012 22:12 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Exercise / conversionCommon Stock | 10,000 | $31.71 | $317,050.00 |
DisclosureSEC source: 0001225208-12-019887 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,844.1852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:06 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-12-019651 · doc4.xml · derivative · entry 6 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:06 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-12-019651 · doc4.xml · derivative · entry 5 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:06 UTC |
VILLENEUVE ANDRE F HDirector
|
SaleCommon Stock | 15,000 | $79.07 | $1,185,982.50 |
DisclosureSEC source: 0001225208-12-019651 · doc4.xml · nonDerivative · entry 3 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.99 to $79.14. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:06 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionCommon Stock | 7,000 | $44.09 | $308,595.00 |
DisclosureSEC source: 0001225208-12-019651 · doc4.xml · nonDerivative · entry 2 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:06 UTC |
VILLENEUVE ANDRE F HDirector
|
Exercise / conversionCommon Stock | 8,000 | $30.53 | $244,200.00 |
DisclosureSEC source: 0001225208-12-019651 · doc4.xml · nonDerivative · entry 1 VILLENEUVE ANDRE F H · CIK 0001140808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:18 UTC |
LARSEN MARSHALL ODirector
|
GrantRestricted Stock Units · Derivative | 1,268.5526 | $78.83 | $100,000.00 |
DisclosureSEC source: 0001225208-12-019653 · doc4.xml · derivative · entry 5 LARSEN MARSHALL O · CIK 0001024382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,268.5526 Underlying: Common Stock · 1,268.5526 shares Expires not disclosed F2 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the date of election. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are payable in cash. Read SEC document |
| September 12, 2012 Filed Sep 14, 2012 21:18 UTC |
LARSEN MARSHALL ODirector
|
GrantPhantom Stock Unit · Derivative | 3,044.5262 | $78.83 | $240,000.00 |
DisclosureSEC source: 0001225208-12-019653 · doc4.xml · derivative · entry 4 LARSEN MARSHALL O · CIK 0001024382 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,044.5262 Underlying: Common Stock · 3,044.5262 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of his/her annual retainer for services as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 21:17 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,800 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-018346 · doc4.xml · derivative · entry 7 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 10,800 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 21:17 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 4,435 | $79.68 | $353,380.80 |
DisclosureSEC source: 0001225208-12-018346 · doc4.xml · nonDerivative · entry 5 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,892.2848 Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 21:17 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 3,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018346 · doc4.xml · nonDerivative · entry 4 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,327.2848 Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 21:17 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 2,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018346 · doc4.xml · nonDerivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,308.2848 Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 21:17 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018346 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,392.2848 Read SEC document |
| August 17, 2012 Filed Aug 21, 2012 21:17 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionCommon Stock | 10,800 | $31.71 | $342,414.00 |
DisclosureSEC source: 0001225208-12-018346 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,692.2848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 21:05 UTC |
Reusser Curtis CPresident, Aircraft Systems
|
GrantRestricted Stock Units · Derivative | 44,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018120 · doc4.xml · derivative · entry 2 Reusser Curtis C · CIK 0001422309 · President, Aircraft Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,878 Underlying: Common Stock · 44,878 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three installments. 14,959 units are scheduled to vest on 8/15/13, 14,959 units are scheduled to vest on 8/15/2014 and 14,960 units are scheduled to vest on 1/3/2015. F2 · derivative.expiration_date: The restricted stock units vest in three installments. 14,959 units are scheduled to vest on 8/15/13, 14,959 units are scheduled to vest on 8/15/2014 and 14,960 units are scheduled to vest on 1/3/2015. Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 21:05 UTC |
Dumais Michael RPresident, PC&SS
|
GrantRestricted Stock Units · Derivative | 13,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018121 · doc4.xml · derivative · entry 3 Dumais Michael R · CIK 0001531769 · President, PC&SS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,327 Underlying: Common Stock · 13,327 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. F2 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 801 | $78.16 | $62,606.16 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 8 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,132 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 600 | $78.17 | $46,903.50 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 7 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,933 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 598 | $78.05 | $46,673.90 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 6 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,533 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 301 | $78.15 | $23,523.15 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 5 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,131 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 200 | $78.06 | $15,612.00 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,432 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 100 | $78.07 | $7,807.00 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 3 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,632 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 100 | $78.17 | $7,817.00 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,732 Read SEC document |
| August 08, 2012 Filed Aug 8, 2012 21:26 UTC |
Gill Charles DSenior VP and General Counsel
|
SaleCommon Stock | 50 | $78.21 | $3,910.50 |
DisclosureSEC source: 0001225208-12-017491 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,832 Read SEC document |
| August 07, 2012 Filed Aug 9, 2012 21:08 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-017546 · doc4.xml · derivative · entry 6 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2012 Filed Aug 9, 2012 21:08 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
SaleCommon Stock | 8,600 | $78.28 | $673,208.00 |
DisclosureSEC source: 0001225208-12-017546 · doc4.xml · nonDerivative · entry 4 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,861.5684 Read SEC document |
| August 07, 2012 Filed Aug 9, 2012 21:08 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
SaleCommon Stock | 900 | $78.28 | $70,453.80 |
DisclosureSEC source: 0001225208-12-017546 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,461.5684 Read SEC document |
| August 07, 2012 Filed Aug 9, 2012 21:08 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
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SaleCommon Stock | 500 | $78.30 | $39,150.00 |
DisclosureSEC source: 0001225208-12-017546 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,361.5684 Read SEC document |
| August 07, 2012 Filed Aug 9, 2012 21:08 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Exercise / conversionCommon Stock | 10,000 | $31.71 | $317,050.00 |
DisclosureSEC source: 0001225208-12-017546 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,861.5684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2012 Filed Aug 7, 2012 21:43 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
GrantStock Appreciation Right · Derivative | 201,830 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-12-017387 · doc4.xml · derivative · entry 3 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,830 Underlying: Common Stock · 201,830 shares Expires 2022-07-31 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets. Read SEC document |
| August 01, 2012 Filed Aug 8, 2012 21:16 UTC |
Dumais Michael RPresident, PC&SS
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GrantStock Appreciation Right · Derivative | 100,920 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-12-017488 · doc4.xml · derivative · entry 3 Dumais Michael R · CIK 0001531769 · President, PC&SS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,920 Underlying: Common Stock · 100,920 shares Expires 2022-07-31 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 12/31/2014 and 50% of the stock appreciation rights become exercisable on 12/31/2016, subject to achievement of pre-established UTC Propulsion & Aerospace Systems earnings, sales, and other financial targets. Read SEC document |
| August 01, 2012 Filed Aug 8, 2012 21:16 UTC |
Reusser Curtis CPresident, Aircraft Systems
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GrantStock Appreciation Right · Derivative | 50,500 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-12-017489 · doc4.xml · derivative · entry 2 Reusser Curtis C · CIK 0001422309 · President, Aircraft Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Underlying: Common Stock · 50,500 shares Expires 2022-07-31 F1 · balance_after: The reporting person was also awarded 13,380 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.