Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RTX CorpUTX · Entity 2823 | President, Aircraft Systems | August 15, 2012 | August 17, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RTX Corp
Report date August 15, 2012 · Filed August 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 44,878 |
Reported balance
After 2012-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2012-08-15 · Grant · Acquired 44,878 · Balance 44,878 F1: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2: The restricted stock units vest in three installments. 14,959 units are scheduled to vest on 8/15/13, 14,959 units are scheduled to vest on 8/15/2014 and 14,960 units are scheduled to vest on 1/3/2015. |
| Common StockSEC Table I · non-derivative | Direct | 145 |
Reported balance
Holding disclosure · report date 2012-08-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 145 |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock.
F2: The restricted stock units vest in three installments. 14,959 units are scheduled to vest on 8/15/13, 14,959 units are scheduled to vest on 8/15/2014 and 14,960 units are scheduled to vest on 1/3/2015.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ESTERLINE TECHNOLOGIES CORP
Report date March 05, 2019 · Filed March 18, 2019
Section 16 reporting ended · disclosed 2019-03-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-03-14 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-03-05 · Gift · Disposed 15,503 · Balance 33,395 Row 2 · 2019-03-07 · Gift · Disposed 2,900 · Balance 30,495 Row 3 · 2019-03-14 · Grant · Acquired 14,199 · Balance 44,694 F1: These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc. Row 4 · 2019-03-14 · Disposition to issuer · Disposed 44,694 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $92.75 · Expires 2027-11-07 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-14 · Disposition to issuer · Disposed 20,700 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.85 · Expires 2026-11-08 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-14 · Disposition to issuer · Disposed 26,100 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $79.31 · Expires 2025-11-18 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-14 · Disposition to issuer · Disposed 33,100 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.75 · Expires 2023-12-05 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-14 · Disposition to issuer · Disposed 26,000 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $117.53 · Expires 2024-12-11 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-14 · Disposition to issuer · Disposed 20,500 · Balance 0 F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-03-14 · Disposition to issuer · Disposed 21,788 · Balance 0 F4: Pursuant to the Merger Agreement (a) 15,221 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 6,567 restricted stock units were forfeited for no consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-11-07 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-03-14 · Disposition to issuer · Disposed 8,200 · Balance 0 F5: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-11-08 | Direct | 0 |
Reported balance
After 2019-03-14 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-03-14 · Disposition to issuer · Disposed 10,300 · Balance 0 F5: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc.
F2: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50.
F3: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option.
F4: Pursuant to the Merger Agreement (a) 15,221 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 6,567 restricted stock units were forfeited for no consideration.
F5: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerRestricted Stock Units · Derivative | 10,300 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 12 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,300 shares Expires 2019-11-08 F5 · kind: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. F5 · price: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerRestricted Stock Units · Derivative | 8,200 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 11 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,200 shares Expires 2020-11-07 F5 · kind: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. F5 · price: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each restricted stock unit award , whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) $122.50, by (b) the total number of shares of Issuer common stock underlying such award. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerRestricted Stock Units · Derivative | 21,788 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 10 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,788 shares Expires not disclosed F4 · kind: Pursuant to the Merger Agreement (a) 15,221 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 6,567 restricted stock units were forfeited for no consideration. F4 · price: Pursuant to the Merger Agreement (a) 15,221 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 6,567 restricted stock units were forfeited for no consideration. F4 · derivative.exercise_date: Pursuant to the Merger Agreement (a) 15,221 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 6,567 restricted stock units were forfeited for no consideration. F4 · derivative.expiration_date: Pursuant to the Merger Agreement (a) 15,221 restricted stock units, were, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to $122.50 for each share of Issuer common stock underlying such restricted stock units and (b) 6,567 restricted stock units were forfeited for no consideration. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 20,500 | Not disclosed Strike: $117.53 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 9 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,500 shares Expires 2024-12-11 F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 26,000 | Not disclosed Strike: $88.75 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 8 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,000 shares Expires 2023-12-05 F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 33,100 | Not disclosed Strike: $79.31 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 7 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 33,100 shares Expires 2025-11-18 F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 26,100 | Not disclosed Strike: $71.85 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 6 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,100 shares Expires 2026-11-08 F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 20,700 | Not disclosed Strike: $92.75 | Not disclosed |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · derivative · entry 5 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,700 shares Expires 2027-11-07 F3 · derivative.exercise_price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · kind: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · price: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.exercise_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. F3 · derivative.expiration_date: Pursuant to the Merger Agreement, each option to purchase shares of common stock of the Issuer, whether vested or unvested, was, as of the Effective Time, cancelled and converted into the right to receive an amount in cash equal to the product obtained by multiplying (a) the amount by which $122.50 exceeds the per-share exercise price of such option, by (b) the total number of shares of Issuer common stock underlying such option. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Disposition to issuerCommon Stock | 44,694 | $122.50 | $5,475,015.00 |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · nonDerivative · entry 4 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the terms of the Merger Agreement, each outstanding share of common stock of Issuer at the Effective Time (as defined in the Merger Agreement) was converted into the right to receive an amount in cash equal to $122.50. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantCommon Stock | 14,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · nonDerivative · entry 3 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,694 F1 · shares: These shares were granted pursuant to performance-based restricted stock unit awards deemed earned at target and prorated pursuant to the terms of the Agreement and Plan of Merger, dated as of October 9, 2018, as amended (the "Merger Agreement"), by and among Esterline Technologies Corporation ("Issuer"), TransDigm Group Incorporated, and Thunderbird Merger Sub, Inc. Read SEC document |
| March 07, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · nonDerivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,495 Read SEC document |
| March 05, 2019 Filed Mar 18, 2019 20:57 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GiftCommon Stock | 15,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-005448 · doc4.xml · nonDerivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,395 Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 17:40 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionRestricted Stock Units · Derivative | 8,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015734 · doc4.xml · derivative · entry 3 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2018-11-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units vested 100% on the Transaction Date. Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 17:40 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Tax withholdingCommon Stock | 2,070 | $117.39 | $242,997.30 |
DisclosureSEC source: 0001225208-18-015734 · doc4.xml · nonDerivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,898 Read SEC document |
| November 18, 2018 Filed Nov 20, 2018 17:40 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionCommon Stock | 8,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015734 · doc4.xml · nonDerivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,968 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 16:28 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantRestricted Stock Units · Derivative | 21,788 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-015613 · doc4.xml · derivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,788 Underlying: Common Stock · 21,788 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F2 · derivative.exercise_date: 14,162 restricted stock units vest 100% on the three-year anniversary of the Transaction Date and 7,626 restricted stock units vest in four annual increments of 25% each commencing one year after the Transaction Date. F2 · derivative.expiration_date: 14,162 restricted stock units vest 100% on the three-year anniversary of the Transaction Date and 7,626 restricted stock units vest in four annual increments of 25% each commencing one year after the Transaction Date. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 13:43 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionRestricted Stock Units · Derivative | 4,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018567 · doc4.xml · derivative · entry 3 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2017-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units vested 100% on 12/11/2017. F2 · derivative.expiration_date: The restricted stock units vested 100% on 12/11/2017. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 13:43 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Tax withholdingCommon Stock | 1,231 | $69.85 | $85,985.35 |
DisclosureSEC source: 0001225208-17-018567 · doc4.xml · nonDerivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,468 Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 13:43 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018567 · doc4.xml · nonDerivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,699 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 14:13 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | PurchaseCommon Stock | 2,900 | $70.00 | $203,000.00 |
DisclosureSEC source: 0001225208-17-017391 · doc4.xml · nonDerivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,199 F1 · price: The price in Column 4 is a weighted average purchase price. The prices actually paid ranged from $69.9999 to $70.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:10 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantRestricted Stock Units · Derivative | 8,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-017101 · doc4.xml · derivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Underlying: Common Stock · 8,200 shares Expires 2020-11-07 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F3 · derivative.exercise_date: The restricted stock units vest 100% on the three-year anniversary of the Transaction Date. Read SEC document |
| November 07, 2017 Filed Nov 8, 2017 18:10 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantEmployee Stock Option (Right to Buy) · Derivative | 20,700 | $0.00 Strike: $92.75 | $0.00 |
DisclosureSEC source: 0001225208-17-017101 · doc4.xml · derivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,700 Underlying: Common Stock · 20,700 shares Expires 2027-11-07 F1 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 13:27 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionRestricted Stock Units · Derivative | 5,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042841 · doc4.xml · derivative · entry 3 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,800 shares Expires 2016-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units vested 100% on the Transaction Date. F2 · derivative.expiration_date: The restricted stock units vested 100% on the Transaction Date. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 13:27 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Tax withholdingCommon Stock | 2,434 | $87.60 | $213,218.40 |
DisclosureSEC source: 0001225208-16-042841 · doc4.xml · nonDerivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,299 Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 13:27 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionCommon Stock | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-042841 · doc4.xml · nonDerivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:24 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantRestricted Stock Units · Derivative | 10,300 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-041454 · doc4.xml · derivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Underlying: Common Stock · 10,300 shares Expires 2019-11-08 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F3 · derivative.exercise_date: The restricted stock units vest 100% on the three-year anniversary of the Transaction Date. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 16:24 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | GrantEmployee Stock Option (Right to Buy) · Derivative | 26,100 | $0.00 Strike: $71.85 | $0.00 |
DisclosureSEC source: 0001225208-16-041454 · doc4.xml · derivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,100 Underlying: Common Stock · 26,100 shares Expires 2026-11-08 F1 · derivative.exercise_date: This option vests and becomes exercisable in four annual increments of 25% each commencing one year after the Transaction Date. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 18:20 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionRestricted Stock Units · Derivative | 17,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040883 · doc4.xml · derivative · entry 3 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,583 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal increments on each of October 28, 2014, October 28, 2015 and October 28, 2016. F2 · derivative.expiration_date: The restricted stock units vest in three substantially equal increments on each of October 28, 2014, October 28, 2015 and October 28, 2016. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 18:20 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Tax withholdingCommon Stock | 5,349 | $72.00 | $385,128.00 |
DisclosureSEC source: 0001225208-16-040883 · doc4.xml · nonDerivative · entry 2 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,933 Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 18:20 UTC | ESTERLINE TECHNOLOGIES CORP ESL · Entity 159066 | Exercise / conversionCommon Stock | 17,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040883 · doc4.xml · nonDerivative · entry 1 Reusser Curtis C · CIK 0001422309 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Esterline Technologies Corporation Common Stock. Read SEC document |
| August 15, 2012 Filed Aug 17, 2012 21:05 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 44,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-018120 · doc4.xml · derivative · entry 2 Reusser Curtis C · CIK 0001422309 · President, Aircraft Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,878 Underlying: Common Stock · 44,878 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of United Technologies Corporation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three installments. 14,959 units are scheduled to vest on 8/15/13, 14,959 units are scheduled to vest on 8/15/2014 and 14,960 units are scheduled to vest on 1/3/2015. F2 · derivative.expiration_date: The restricted stock units vest in three installments. 14,959 units are scheduled to vest on 8/15/13, 14,959 units are scheduled to vest on 8/15/2014 and 14,960 units are scheduled to vest on 1/3/2015. Read SEC document |
| August 01, 2012 Filed Aug 8, 2012 21:16 UTC | RTX Corp UTX · Entity 2823 | GrantStock Appreciation Right · Derivative | 50,500 | $0.00 Strike: $74.79 | $0.00 |
DisclosureSEC source: 0001225208-12-017489 · doc4.xml · derivative · entry 2 Reusser Curtis C · CIK 0001422309 · President, Aircraft Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Underlying: Common Stock · 50,500 shares Expires 2022-07-31 F1 · balance_after: The reporting person was also awarded 13,380 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.