Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 37,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,255 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 14,461 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,421 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 9,830 | $88.52 | $870,178.14 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 442,882 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.50 to $88.88.565. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 70,000 | $46.76 | $3,273,200.00 |
DisclosureSEC source: 0001225208-13-002067 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $46.76 Strike: $46.76 | $467,600.00 |
DisclosureSEC source: 0001225208-13-002068 · doc4.xml · derivative · entry 5 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 Underlying: Common Stock · 10,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 10,000 | $88.48 | $884,821.00 |
DisclosureSEC source: 0001225208-13-002068 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,131.76 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.47 to $88.50. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionCommon Stock | 10,000 | $46.76 | $467,600.00 |
DisclosureSEC source: 0001225208-13-002068 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,131.76 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $46.76 Strike: $46.76 | $467,600.00 |
DisclosureSEC source: 0001225208-13-002069 · doc4.xml · derivative · entry 4 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2014-01-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
SaleCommon Stock | 10,000 | $87.85 | $878,500.00 |
DisclosureSEC source: 0001225208-13-002069 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,054 Read SEC document |
| January 24, 2013 Filed Jan 25, 2013 22:19 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Exercise / conversionCommon Stock | 10,000 | $46.76 | $467,600.00 |
DisclosureSEC source: 0001225208-13-002069 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 45,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000874 · doc4.xml · derivative · entry 3 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,500 Underlying: Common Stock · 45,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 11,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
LONGO PETER F.Vice President, Controller
|
GrantStock Appreciation Right · Derivative | 12,600 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000875 · doc4.xml · derivative · entry 3 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Underlying: Common Stock · 12,600 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 3,080 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
GrantStock Appreciation Right · Derivative | 100,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000876 · doc4.xml · derivative · entry 3 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,500 Underlying: Common Stock · 100,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 24,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GrantStock Appreciation Right · Derivative | 31,400 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000877 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,400 Underlying: Common Stock · 31,400 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 7,690 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 40,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000878 · doc4.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,500 Underlying: Common Stock · 40,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 9,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 23,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000879 · doc4.xml · derivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 5,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 73,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000880 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,000 Underlying: Common Stock · 73,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 17,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
HAYES GREGORYSVP and CFO
|
GrantStock Appreciation Right · Derivative | 107,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000881 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,000 Underlying: Common Stock · 107,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 26,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 284,000 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000882 · doc4.xml · derivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,000 Underlying: Common Stock · 284,000 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 69,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
DARNIS GERAUDPres. & CEO, UTC Climate, Cont
|
GrantStock Appreciation Right · Derivative | 105,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000883 · doc4.xml · derivative · entry 6 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Climate, Cont 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,500 Underlying: Common Stock · 105,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 25,900 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:07 UTC |
Hess David PPresident, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 74,500 | $0.00 Strike: $84.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000884 · doc4.xml · derivative · entry 3 Hess David P · CIK 0001304945 · President, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,500 Underlying: Common Stock · 74,500 shares Expires 2023-01-01 F1 · balance_after: The reporting person was also awarded 18,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| December 27, 2012 Filed Jan 25, 2013 22:19 UTC |
HAYES GREGORYSVP and CFO
|
GiftStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-13-002070 · doc5.xml · derivative · entry 6 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 140,500 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 Read SEC document |
| December 27, 2012 Filed Jan 25, 2013 22:19 UTC |
HAYES GREGORYSVP and CFO
|
GiftStock Appreciation Right · Derivative | 140,500 | $0.00 Strike: $54.95 | $0.00 |
DisclosureSEC source: 0001225208-13-002070 · doc5.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 140,500 shares Expires 2019-01-01 Read SEC document |
| December 20, 2012 Filed Feb 28, 2014 22:06 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GiftCommon Stock | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-006901 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,758.6145 Read SEC document |
| December 07, 2012 Filed Dec 7, 2012 22:29 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 13,990 | $81.01 | $1,133,303.32 |
DisclosureSEC source: 0001225208-12-024897 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,712 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.96 to $81.065. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,833 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 14 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,833 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,167 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 13 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833 Underlying: Common Stock · 3,167 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,765 | $0.00 Strike: $50.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 12 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,765 shares Expires 2015-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,235 | $0.00 Strike: $50.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 11 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,765 Underlying: Common Stock · 2,235 shares Expires 2015-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 4,964 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 10 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,964 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,036 | $0.00 Strike: $30.53 | $0.00 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · derivative · entry 9 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,964 Underlying: Common Stock · 3,036 shares Expires 2013-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
SaleCommon Stock | 10,634 | $80.60 | $857,083.39 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 7 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,154 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.59 to $80.64. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionCommon Stock | 2,235 | $50.53 | $112,923.38 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 6 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionCommon Stock | 3,036 | $30.53 | $92,673.90 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 5 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,553 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionCommon Stock | 3,167 | $44.09 | $139,617.20 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 4 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionCommon Stock | 3,765 | $50.53 | $190,226.63 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 3 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionCommon Stock | 3,833 | $44.09 | $168,977.81 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 2 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 22:09 UTC |
MCCORMICK RICHARD DDirector
|
Exercise / conversionCommon Stock | 4,964 | $30.53 | $151,526.10 |
DisclosureSEC source: 0001225208-12-024893 · doc4.xml · nonDerivative · entry 1 MCCORMICK RICHARD D · CIK 0001017985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2012 Filed Dec 6, 2012 22:03 UTC |
Bowler J Thomas JRSVP, Human Resources and Org.
|
SaleCommon Stock | 7,137 | $80.38 | $573,642.80 |
DisclosureSEC source: 0001225208-12-024743 · doc4.xml · nonDerivative · entry 1 Bowler J Thomas JR · CIK 0001417893 · SVP, Human Resources and Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,313 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.371 to $80.402. Upon request, UTC will provide full information as to the shares sold at each separate price. The shares sold include shares distributed from the UTC Employee Savings Plan and previously held by the officer indirectly through the Savings Plan. Read SEC document |
| November 30, 2012 Filed Nov 30, 2012 22:12 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024101 · doc4.xml · derivative · entry 4 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Nov 30, 2012 22:12 UTC |
LONGO PETER F.Vice President, Controller
|
SaleCommon Stock | 5,000 | $79.90 | $399,497.50 |
DisclosureSEC source: 0001225208-12-024101 · doc4.xml · nonDerivative · entry 2 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,013.0565 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.893 to $79.911. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 30, 2012 Filed Nov 30, 2012 22:12 UTC |
LONGO PETER F.Vice President, Controller
|
Exercise / conversionCommon Stock | 5,000 | $31.71 | $158,525.00 |
DisclosureSEC source: 0001225208-12-024101 · doc4.xml · nonDerivative · entry 1 LONGO PETER F. · CIK 0001508592 · Vice President, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,013.0565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · derivative · entry 9 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,500 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 22,337 | $80.30 | $1,793,710.24 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 5 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,702 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.30 to $80.32. Upon request, UTC will provide full information as to the shares sold at each separate price. Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 5,563 | $80.30 | $446,708.90 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,039 Read SEC document |
| November 30, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 42,500 | $31.71 | $1,347,462.50 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 42,500 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · derivative · entry 8 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2013-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
SaleCommon Stock | 42,500 | $80.00 | $3,400,000.00 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,102 Read SEC document |
| November 29, 2012 Filed Dec 3, 2012 22:11 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 42,500 | $31.71 | $1,347,462.50 |
DisclosureSEC source: 0001225208-12-024222 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 06, 2012 Filed Nov 6, 2012 22:18 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 5,679 | $79.40 | $450,912.60 |
DisclosureSEC source: 0001225208-12-022539 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,317 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.