Last 12 months
Inside the activity.
0 purchase rows · 18 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 12 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2014 Filed Feb 12, 2014 22:54 UTC |
Adams Paul R.COO, Pratt & Whitney
|
GrantCommon Stock | 6,528 | $111.60 | $728,524.80 |
DisclosureSEC source: 0001225208-14-004376 · doc4.xml · nonDerivative · entry 1 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,550 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:55 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GrantRestricted Stock Units · Derivative | 2,001 | $111.60 | $223,311.60 |
DisclosureSEC source: 0001225208-14-004377 · doc4.xml · derivative · entry 5 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,311.4303 Underlying: Common Stock · 2,001 shares Expires not disclosed F2 · derivative.exercise_price: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. The reporting person's acceptance of this award amends the vesting provisions of her ELG RSU award previously granted on 5/15/2013 from "retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group" to "upon Qualifying Separation from UTC with completion of at least three years of service as a member of UTC's Executive Leadership Group". F2 · derivative.exercise_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. The reporting person's acceptance of this award amends the vesting provisions of her ELG RSU award previously granted on 5/15/2013 from "retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group" to "upon Qualifying Separation from UTC with completion of at least three years of service as a member of UTC's Executive Leadership Group". F2 · derivative.expiration_date: The Restricted Stock Units vest on retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group. The reporting person's acceptance of this award amends the vesting provisions of her ELG RSU award previously granted on 5/15/2013 from "retirement from UTC on or after age 62 with a minimum of three years of service as a member of UTC's Executive Leadership Group" to "upon Qualifying Separation from UTC with completion of at least three years of service as a member of UTC's Executive Leadership Group". Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:55 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
Tax withholdingCommon Stock | 1,185 | $111.60 | $132,246.00 |
DisclosureSEC source: 0001225208-14-004377 · doc4.xml · nonDerivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,608.9193 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:55 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GrantCommon Stock | 3,414 | $111.60 | $381,002.40 |
DisclosureSEC source: 0001225208-14-004377 · doc4.xml · nonDerivative · entry 2 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,793.9193 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC |
ROGAN THOMAS IVice President, Treasurer
|
Tax withholdingCommon Stock | 2,575 | $111.60 | $287,370.00 |
DisclosureSEC source: 0001225208-14-004378 · doc4.xml · nonDerivative · entry 2 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,512 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantCommon Stock | 7,480 | $111.60 | $834,768.00 |
DisclosureSEC source: 0001225208-14-004378 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,087 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC |
Gill Charles DSenior VP and General Counsel
|
Tax withholdingCommon Stock | 10,103 | $111.60 | $1,127,494.80 |
DisclosureSEC source: 0001225208-14-004379 · doc4.xml · nonDerivative · entry 2 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,171 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:56 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantCommon Stock | 23,392 | $111.60 | $2,610,547.20 |
DisclosureSEC source: 0001225208-14-004379 · doc4.xml · nonDerivative · entry 1 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,274 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Tax withholdingCommon Stock | 13,074 | $111.60 | $1,459,058.40 |
DisclosureSEC source: 0001225208-14-004380 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,531 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
GrantCommon Stock | 26,792 | $111.60 | $2,989,987.20 |
DisclosureSEC source: 0001225208-14-004380 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,605 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
HAYES GREGORYSVP and CFO
|
Tax withholdingCommon Stock | 16,386 | $111.60 | $1,828,677.60 |
DisclosureSEC source: 0001225208-14-004381 · doc4.xml · nonDerivative · entry 2 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,345 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
HAYES GREGORYSVP and CFO
|
GrantCommon Stock | 36,312 | $111.60 | $4,052,419.20 |
DisclosureSEC source: 0001225208-14-004381 · doc4.xml · nonDerivative · entry 1 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,731 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
Tax withholdingCommon Stock | 7,949.942 | $111.60 | $887,213.53 |
DisclosureSEC source: 0001225208-14-004382 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,972.6545 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GrantCommon Stock | 31,144 | $111.60 | $3,475,670.40 |
DisclosureSEC source: 0001225208-14-004382 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,922.5965 F1 · shares: The reporting person acquired 15,572 shares of UTC common stock and 15,572 UTC deferred stock units upon the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. The reporting person previously elected to defer receipt of a portion of the actual shares of common stock that otherwise would be received upon the vesting of these PSUs and in respect of that portion of the vested units acquired instead deferred stock units that settle exclusively in shares and are included in Table I as common stock equivalents. Each deferred stock unit has a value equal to one share of UTC common stock. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
Tax withholdingCommon Stock | 1,494 | $111.60 | $166,730.40 |
DisclosureSEC source: 0001225208-14-004383 · doc4.xml · nonDerivative · entry 2 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,136 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 22:57 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
GrantCommon Stock | 4,325 | $111.60 | $482,670.00 |
DisclosureSEC source: 0001225208-14-004383 · doc4.xml · nonDerivative · entry 1 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,630 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 23:00 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 60,027 | $111.60 | $6,699,013.20 |
DisclosureSEC source: 0001225208-14-004384 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 541,164 Read SEC document |
| February 10, 2014 Filed Feb 12, 2014 23:00 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantCommon Stock | 123,080 | $111.60 | $13,735,728.00 |
DisclosureSEC source: 0001225208-14-004384 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,191 F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 4, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 71,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · derivative · entry 6 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 71,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 31,885 | $114.68 | $3,656,571.80 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · nonDerivative · entry 3 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,111 Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 17,839 | $114.68 | $2,045,776.52 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · nonDerivative · entry 2 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,996 Read SEC document |
| January 31, 2014 Filed Feb 3, 2014 22:06 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 71,000 | $51.50 | $3,656,500.00 |
DisclosureSEC source: 0001225208-14-003074 · doc4.xml · nonDerivative · entry 1 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2014 Filed Feb 3, 2014 22:06 UTC |
ROGAN THOMAS IVice President, Treasurer
|
SaleCommon Stock | 5,499 | $115.16 | $633,240.09 |
DisclosureSEC source: 0001225208-14-003073 · doc4.xml · nonDerivative · entry 1 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,607 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 115.091 to 115.200. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| January 29, 2014 Filed Jan 30, 2014 22:23 UTC |
WHITMAN CHRISTINE TODDDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,000 | $0.00 Strike: $44.09 | $0.00 |
DisclosureSEC source: 0001225208-14-002855 · doc4.xml · derivative · entry 4 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,000 shares Expires 2014-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2014 Filed Jan 30, 2014 22:23 UTC |
WHITMAN CHRISTINE TODDDirector
|
SaleCommon Stock | 4,850 | $113.50 | $550,455.60 |
DisclosureSEC source: 0001225208-14-002855 · doc4.xml · nonDerivative · entry 2 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 113.49 to 113.51. Upon request UTC will provide full information as to shares sold at each separate price. Read SEC document |
| January 29, 2014 Filed Jan 30, 2014 22:23 UTC |
WHITMAN CHRISTINE TODDDirector
|
Exercise / conversionCommon Stock | 7,000 | $44.09 | $308,595.00 |
DisclosureSEC source: 0001225208-14-002855 · doc4.xml · nonDerivative · entry 1 WHITMAN CHRISTINE TODD · CIK 0001271384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $51.50 | $0.00 |
DisclosureSEC source: 0001225208-14-002421 · doc4.xml · derivative · entry 9 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2015-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
Tax withholdingCommon Stock | 22,176 | $116.12 | $2,575,077.12 |
DisclosureSEC source: 0001225208-14-002421 · doc4.xml · nonDerivative · entry 4 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,778.5965 Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
SaleCommon Stock | 15,476 | $114.77 | $1,776,132.54 |
DisclosureSEC source: 0001225208-14-002421 · doc4.xml · nonDerivative · entry 3 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,954.5965 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.67 to 115.00. Upon request, UTC will provide full information as to shares sold at each separate price. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
Tax withholdingCommon Stock | 12,348 | $116.12 | $1,433,849.76 |
DisclosureSEC source: 0001225208-14-002421 · doc4.xml · nonDerivative · entry 2 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,430.5965 Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
Exercise / conversionCommon Stock | 50,000 | $51.50 | $2,575,000.00 |
DisclosureSEC source: 0001225208-14-002421 · doc4.xml · nonDerivative · entry 1 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,778.5965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Exercise / conversionStock Appreciation Right · Derivative | 27,500 | $0.00 Strike: $56.53 | $0.00 |
DisclosureSEC source: 0001225208-14-002422 · doc4.xml · derivative · entry 5 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,500 shares Expires 2016-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Tax withholdingCommon Stock | 20,301.3239 | $115.22 | $2,339,082.00 |
DisclosureSEC source: 0001225208-14-002422 · doc4.xml · nonDerivative · entry 3 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,813 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.841 to 115.07. Upon request, UTC will provide full information as to shares sold at each separate price. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
SaleCommon Stock | 7,198.6761 | $115.22 | $829,418.50 |
DisclosureSEC source: 0001225208-14-002422 · doc4.xml · nonDerivative · entry 2 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,114.3239 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.841 to 115.07. Upon request, UTC will provide full information as to shares sold at each separate price. Read SEC document |
| January 23, 2014 Filed Jan 27, 2014 22:18 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
Exercise / conversionCommon Stock | 27,500 | $56.53 | $1,554,575.00 |
DisclosureSEC source: 0001225208-14-002422 · doc4.xml · nonDerivative · entry 1 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2014 Filed Feb 12, 2014 22:55 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GiftCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-004377 · doc4.xml · nonDerivative · entry 1 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,379.9193 Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GrantStock Appreciation Right · Derivative | 69,000 | $112.49 Strike: $112.49 | $7,761,810.00 |
DisclosureSEC source: 0001225208-14-001029 · doc4.xml · derivative · entry 7 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 Underlying: Common Stock · 69,000 shares Expires 2024-01-01 F2 · balance_after: The reporting person was also awarded 18,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon acheivement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GrantStock Appreciation Right · Derivative | 139,000 | $112.49 Strike: $112.49 | $15,636,110.00 |
DisclosureSEC source: 0001225208-14-001029 · doc4.xml · derivative · entry 6 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,000 Underlying: Common Stock · 139,000 shares Expires 2024-01-01 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 12/31/2015 and 50% of the stock appreciation rights become exercisable on 12/31/2017, subject to the achievement of pre-established UTC Building & Industrial Systems earnings, sales and other financial targets. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC |
CHENEVERT LOUISDirector · Chairman & CEO
|
GrantStock Appreciation Right · Derivative | 217,500 | $112.49 Strike: $112.49 | $24,466,575.00 |
DisclosureSEC source: 0001225208-14-001030 · doc4.xml · derivative · entry 4 CHENEVERT LOUIS · CIK 0001184184 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,500 Underlying: Common Stock · 217,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 56,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC |
Amato Elizabeth BSVP, Human Resources & Org.
|
GrantStock Appreciation Right · Derivative | 35,000 | $112.49 Strike: $112.49 | $3,937,150.00 |
DisclosureSEC source: 0001225208-14-001031 · doc4.xml · derivative · entry 3 Amato Elizabeth B · CIK 0001555745 · SVP, Human Resources & Org. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common Stock · 35,000 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 9,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:19 UTC |
Gill Charles DSenior VP and General Counsel
|
GrantStock Appreciation Right · Derivative | 50,500 | $112.49 Strike: $112.49 | $5,680,745.00 |
DisclosureSEC source: 0001225208-14-001032 · doc4.xml · derivative · entry 4 Gill Charles D · CIK 0001395028 · Senior VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,500 Underlying: Common Stock · 50,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 13,200 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC |
HAYES GREGORYSVP and CFO
|
GrantStock Appreciation Right · Derivative | 71,500 | $112.49 Strike: $112.49 | $8,043,035.00 |
DisclosureSEC source: 0001225208-14-001033 · doc4.xml · derivative · entry 5 HAYES GREGORY · CIK 0001225946 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,500 Underlying: Common Stock · 71,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 18,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC |
ROGAN THOMAS IVice President, Treasurer
|
GrantStock Appreciation Right · Derivative | 16,000 | $112.49 Strike: $112.49 | $1,799,840.00 |
DisclosureSEC source: 0001225208-14-001034 · doc4.xml · derivative · entry 4 ROGAN THOMAS I · CIK 0001184192 · Vice President, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 4,100 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC |
BELLEMARE ALAINPres. & CEO, UTC Prop. & Aero.
|
GrantStock Appreciation Right · Derivative | 69,000 | $112.49 Strike: $112.49 | $7,761,810.00 |
DisclosureSEC source: 0001225208-14-001035 · doc4.xml · derivative · entry 3 BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,000 Underlying: Common Stock · 69,000 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 18,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC |
Maurer Michael BPresident, Sikorsky Aircraft
|
GrantStock Appreciation Right · Derivative | 33,500 | $112.49 Strike: $112.49 | $3,768,415.00 |
DisclosureSEC source: 0001225208-14-001036 · doc4.xml · derivative · entry 3 Maurer Michael B · CIK 0001549781 · President, Sikorsky Aircraft 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 Underlying: Common Stock · 33,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:21 UTC |
Adams Paul R.COO, Pratt & Whitney
|
GrantStock Appreciation Right · Derivative | 33,500 | $112.49 Strike: $112.49 | $3,768,415.00 |
DisclosureSEC source: 0001225208-14-001037 · doc4.xml · derivative · entry 3 Adams Paul R. · CIK 0001587263 · COO, Pratt & Whitney 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,500 Underlying: Common Stock · 33,500 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 8,700 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:22 UTC |
Parent Haughey NicoleVP, Corp. Strategy & Dev.
|
GrantStock Appreciation Right · Derivative | 6,700 | $112.49 Strike: $112.49 | $753,683.00 |
DisclosureSEC source: 0001225208-14-001038 · doc4.xml · derivative · entry 2 Parent Haughey Nicole · CIK 0001587294 · VP, Corp. Strategy & Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,700 Underlying: Common Stock · 6,700 shares Expires 2024-01-01 F1 · balance_after: The reporting person was also awarded 1,750 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:23 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 33,000 | $112.49 Strike: $112.49 | $3,712,170.00 |
DisclosureSEC source: 0001225208-14-001039 · doc4.xml · derivative · entry 4 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2024-01-01 F2 · balance_after: The reporting person was also awarded 8,600 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period. Read SEC document |
| January 02, 2014 Filed Jan 6, 2014 22:23 UTC |
Baranda Riva, Pedro Sainz DePresident, Otis Elevator
|
GrantStock Appreciation Right · Derivative | 52,500 | $112.49 Strike: $112.49 | $5,905,725.00 |
DisclosureSEC source: 0001225208-14-001039 · doc4.xml · derivative · entry 3 Baranda Riva, Pedro Sainz De · CIK 0001542911 · President, Otis Elevator 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 52,500 shares Expires 2024-01-01 F1 · derivative.exercise_date: 50% of the stock appreciation rights become exercisable on 12/31/2015 and 50% of the stock appreciation rights become exercisable on 12/31/2017, subject to the achievement of pre-established UTC Building & Industrial Systems earnings, sales, and other financial targets. Read SEC document |
| December 23, 2013 Filed Dec 26, 2013 22:10 UTC |
DARNIS GERAUDPres. & CEO, UTC Bldg. & Ind.
|
GiftCommon Stock | 5,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-026038 · doc4.xml · nonDerivative · entry 6 DARNIS GERAUD · CIK 0001184185 · Pres. & CEO, UTC Bldg. & Ind. 10b5-1 filing: Not disclosed Ownership: Indirect · Trust 3 Disclosed balance after: 5,850 F1 · shares: 10,074 shares held in a grantor retained annuity trust (GRAT) for the benefit of the reporting person and his family were distributed to the reporting person pursuant to an annuity obligation. The remaining 5,850 shares held in the GRAT were gifted to a family trust for the benefit of the reporting person's children. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.