Tapewire

Nasdaq · USD

RSVR

Reservoir Media, Inc.

Export transactions ↓
Tapewire entity
5296
SEC CIK
0001824403
Parsed reports
231

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2024 Filed Jun 13, 2024 01:50 UTC
Lafargue Rell Q. Jr.Director · President and COO
GrantCommon stock, $0.0001 par value 187,745 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072652 · ownership.xml · nonDerivative · entry 1

Lafargue Rell Q. Jr. · CIK 0001865887 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,172

F1 · shares: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest in two equal installments on May 31, 2025 and May 31, 2026, respectively, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
June 10, 2024 Filed Jun 13, 2024 01:42 UTC
Heindlmeyer James AChief Financial Officer
GrantCommon stock, $0.0001 par value 23,265 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072647 · ownership.xml · nonDerivative · entry 1

Heindlmeyer James A · CIK 0001864346 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,284

F1 · shares: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest in two equal installments on May 31, 2025 and May 31, 2026, respectively, subject to the Reporting Person's continued service to the Issuer on such date.

Read SEC document
June 10, 2024 Filed Jun 13, 2024 01:47 UTC
Khosrowshahi GolnarDirector · Chief Executive Officer
GrantCommon stock, $0.0001 par value 119,325 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-072650 · ownership.xml · nonDerivative · entry 1

Khosrowshahi Golnar · CIK 0001743515 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,492

F1 · shares: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on April 1, 2025, subject to Reporting Person's continued service to the Issuer on such date.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:05 UTC
Richmond Hill Investments, LLCMay be deemed a 10% owner
Richmond Hill Investment Co., LPMay be deemed a 10% owner
Richmond Hill Capital Management, LLCMay be deemed a 10% owner
ESSEX EQUITY HOLDINGS, LLCMay be deemed a 10% owner
Taylor Ryan P.May be deemed a 10% owner
LIU JOHN DMay be deemed a 10% owner
GrantCommon stock, $0.0001 par value 639 $7.82 $4,996.98
Disclosure

SEC source: 0001214659-24-010810 · marketforms-66317.xml · nonDerivative · entry 1

ER Reservoir LLC · CIK 0001875478 · 10% owner

Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner

Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,841

F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025 (the "Settlement Date").

F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant.

F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,888 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:20 UTC GrantCommon stock, $0.0001 par value 1,598 $7.82 $12,496.36
Disclosure

SEC source: 0000950170-24-071925 · ownership.xml · nonDerivative · entry 1

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,961

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2025 (the "Settlement Date")

F2 · shares: The number of DSUs received was calculated based on $7.82 which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:25 UTC GrantCommon stock, $0.0001 par value 639 $7.82 $4,996.98
Disclosure

SEC source: 0000950170-24-071935 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,240

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2025 (the "Settlement Date").

F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:05 UTC GrantCommon stock, $0.0001 par value 639 $7.82 $4,996.98
Disclosure

SEC source: 0000950170-24-071858 · ownership.xml · nonDerivative · entry 1

Taylor Ryan P. · CIK 0001501578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,841

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025.

F2 · shares: The number of DSUs received was calculated based on $7.82 which was the closing price of the Issuer's Common Stock on the date of grant.

F3 · balance_after: Represents 14,953 Restricted Stock Units ("RSUs") awarded under the Plan and 3,888 DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 20:10 UTC GrantCommon stock, $0.0001 par value 639 $7.82 $4,996.98
Disclosure

SEC source: 0000950170-24-071880 · ownership.xml · nonDerivative · entry 1

Cook Stephen M. · CIK 0001867327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919,901

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025.

F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
June 05, 2024 Filed Jun 6, 2024 23:18 UTC
Wesbild Inc.10% owner
PurchaseCommon stock, $0.0001 par value 50,000 $8.11 $405,335.00
Disclosure

SEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 4

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

Wesbild Inc. · CIK 0001874181 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Wesbild, Inc.

Disclosed balance after: 28,576,573

F5 · price: The 50,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.9883 to $8.1446 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:18 UTC
Wesbild Inc.10% owner
PurchaseCommon stock, $0.0001 par value 100,000 $8.02 $802,430.00
Disclosure

SEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 3

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

Wesbild Inc. · CIK 0001874181 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Wesbild, Inc.

Disclosed balance after: 28,526,573

F4 · price: The 100,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.925 to $8.03 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:18 UTC
Wesbild Inc.10% owner
PurchaseCommon stock, $0.0001 par value 100,000 $7.99 $798,660.00
Disclosure

SEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 2

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

Wesbild Inc. · CIK 0001874181 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Wesbild, Inc.

Disclosed balance after: 28,426,573

F3 · price: The 100,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.9105 to $8.01 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 23:18 UTC
Wesbild Inc.10% owner
PurchaseCommon stock, $0.0001 par value 100,000 $7.98 $798,480.00
Disclosure

SEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 1

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

Wesbild Inc. · CIK 0001874181 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · Wesbild, Inc.

Disclosed balance after: 28,326,573

F1 · price: The 100,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $7.9517 to $8.0198 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:15 UTC
Lafargue Rell Q. Jr.Director · President and COO
Tax withholdingCommon stock, $0.0001 par value 48,921 $8.04 $393,324.84
Disclosure

SEC source: 0000950170-24-068680 · ownership.xml · nonDerivative · entry 2

Lafargue Rell Q. Jr. · CIK 0001865887 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 242,427

F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:15 UTC
Lafargue Rell Q. Jr.Director · President and COO
Tax withholdingCommon stock, $0.0001 par value 40,860 $8.04 $328,514.40
Disclosure

SEC source: 0000950170-24-068680 · ownership.xml · nonDerivative · entry 1

Lafargue Rell Q. Jr. · CIK 0001865887 · Director · President and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,348

F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:10 UTC
Heindlmeyer James AChief Financial Officer
Tax withholdingCommon stock, $0.0001 par value 7,631 $8.04 $61,353.24
Disclosure

SEC source: 0000950170-24-068661 · ownership.xml · nonDerivative · entry 1

Heindlmeyer James A · CIK 0001864346 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,019

F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations.

Read SEC document
April 01, 2024 Filed Apr 3, 2024 20:10 UTC
Khosrowshahi GolnarDirector · Chief Executive Officer
Tax withholdingCommon stock, $0.0001 par value 80,403 $8.08 $649,656.24
Disclosure

SEC source: 0001209191-24-005202 · doc4.xml · nonDerivative · entry 1

Khosrowshahi Golnar · CIK 0001743515 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,167

F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations.

Read SEC document
March 04, 2024 Filed Mar 4, 2024 23:31 UTC PurchaseCommon stock, $0.0001 par value 30,000 $7.23 $216,945.00
Disclosure

SEC source: 0001209191-24-004224 · doc4.xml · nonDerivative · entry 3

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 200,000

F4 · price: The 30,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.20 to $7.33 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 23:31 UTC PurchaseCommon stock, $0.0001 par value 40,000 $7.33 $293,172.00
Disclosure

SEC source: 0001209191-24-004224 · doc4.xml · nonDerivative · entry 2

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 170,000

F3 · price: The 40,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.235 to $7.44 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 23:31 UTC PurchaseCommon stock, $0.0001 par value 30,000 $7.27 $217,995.00
Disclosure

SEC source: 0001209191-24-004224 · doc4.xml · nonDerivative · entry 1

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 130,000

F1 · price: The 30,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $7.215 to $7.35 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 22:10 UTC PurchaseCommon stock, $0.0001 par value 16,608 $7.08 $117,554.75
Disclosure

SEC source: 0001209191-24-003946 · doc4.xml · nonDerivative · entry 1

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 100,000

F1 · shares: The 16,608 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.97 to $7.10 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 21, 2024 Filed Feb 22, 2024 00:30 UTC PurchaseCommon stock, $0.0001 par value 35,000 $7.05 $246,575.00
Disclosure

SEC source: 0001209191-24-003746 · doc4.xml · nonDerivative · entry 3

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 83,392

F4 · price: The 35,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.975 to $7.05 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 00:30 UTC PurchaseCommon stock, $0.0001 par value 25,000 $7.04 $176,097.50
Disclosure

SEC source: 0001209191-24-003746 · doc4.xml · nonDerivative · entry 2

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 48,392

F3 · price: The 25,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.97 to $7.05 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:34 UTC GrantCommon stock, $0.0001 par value 718 $6.96 $4,997.28
Disclosure

SEC source: 0001209191-24-003535 · doc4.xml · nonDerivative · entry 1

Taylor Ryan P. · CIK 0001501578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,202

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024.

F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant.

F3 · balance_after: Represents 14,953 Restricted Stock Units ("RSUs") awarded under the Plan and 3,249 DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
February 16, 2024 Filed Feb 20, 2024 21:55 UTC GrantCommon stock, $0.0001 par value 718 $6.96 $4,997.28
Disclosure

SEC source: 0001209191-24-003552 · doc4.xml · nonDerivative · entry 1

Cook Stephen M. · CIK 0001867327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 919,262

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on July 29, 2024.

F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 17:16 UTC
Richmond Hill Investments, LLCMay be deemed a 10% owner
Richmond Hill Investment Co., LPMay be deemed a 10% owner
Richmond Hill Capital Management, LLCMay be deemed a 10% owner
ESSEX EQUITY HOLDINGS, LLCMay be deemed a 10% owner
Taylor Ryan P.May be deemed a 10% owner
LIU JOHN DMay be deemed a 10% owner
GrantCommon stock, $0.0001 par value 718 $6.96 $4,997.28
Disclosure

SEC source: 0001214659-24-003214 · marketforms-64795.xml · nonDerivative · entry 1

ER Reservoir LLC · CIK 0001875478 · 10% owner

Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner

Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 18,202

F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date").

F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant.

F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,249 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:10 UTC GrantCommon stock, $0.0001 par value 1,795 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003648 · doc4.xml · nonDerivative · entry 1

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,363

F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting Person received these shares in connection with the Reporting Person's quarterly compensation for service as a non-employee director.

Read SEC document
February 16, 2024 Filed Feb 21, 2024 21:30 UTC GrantCommon stock, $0.0001 par value 718 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-003652 · doc4.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,601

F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting Person received these shares in connection with the Reporting Person's quarterly compensation for service as a non-employee director.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:30 UTC PurchaseCommon stock, $0.0001 par value 23,392 $7.00 $163,690.20
Disclosure

SEC source: 0001209191-24-003746 · doc4.xml · nonDerivative · entry 1

Khosrowshahi Hassan · CIK 0001874086 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 23,392

F1 · price: The 23,392 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.92 to $7.00 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:34 UTC GrantCommon stock, $0.0001 par value 2,083 $6.00 $12,498.00
Disclosure

SEC source: 0001209191-23-056075 · doc4.xml · nonDerivative · entry 1

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,568

F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2024 (the "Settlement Date").

F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:31 UTC GrantCommon stock, $0.0001 par value 833 $6.00 $4,998.00
Disclosure

SEC source: 0001209191-23-056072 · doc4.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,883

F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2024 (the "Settlement Date").

F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
November 17, 2023 Filed Nov 20, 2023 21:15 UTC GrantCommon stock, $0.0001 par value 833 $6.00 $4,998.00
Disclosure

SEC source: 0001209191-23-056041 · doc4.xml · nonDerivative · entry 1

Taylor Ryan P. · CIK 0001501578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,484

F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024.

F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant.

F3 · balance_after: Represents 14,953 Restricted Stock Units ("RSUs") awarded under the Plan and 2,531 DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 16:06 UTC
Richmond Hill Investments, LLCMay be deemed a 10% owner
Richmond Hill Investment Co., LPMay be deemed a 10% owner
Richmond Hill Capital Management, LLCMay be deemed a 10% owner
ESSEX EQUITY HOLDINGS, LLCMay be deemed a 10% owner
Taylor Ryan P.May be deemed a 10% owner
LIU JOHN DMay be deemed a 10% owner
GrantCommon stock, $0.0001 par value 833 $6.00 $4,998.00
Disclosure

SEC source: 0001214659-23-015419 · marketforms-63536.xml · nonDerivative · entry 1

ER Reservoir LLC · CIK 0001875478 · 10% owner

Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner

Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner

Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner

LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 17,484

F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. (the "Settlement Date")

F2 · shares: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant.

F3 · ownership.nature: Amount of securities beneficially owned following the reported transaction includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,531 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:25 UTC GrantCommon stock, $0.0001 par value 833 $6.00 $4,998.00
Disclosure

SEC source: 0001209191-23-056260 · doc4.xml · nonDerivative · entry 1

Cook Stephen M. · CIK 0001867327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 918,544

F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024.

F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 22:00 UTC
Croft HelimaDirector
GiftCommon stock, $0.0001 par value 12,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048973 · doc4.xml · nonDerivative · entry 2

Croft Helima · CIK 0001873031 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Reflects the gift of common stock as charitable contribution made by Reporting Person. No shares were sold.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 22:00 UTC
Croft HelimaDirector
GrantCommon stock, $0.0001 par value 12,578 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-048973 · doc4.xml · nonDerivative · entry 1

Croft Helima · CIK 0001873031 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,578

F1 · shares: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 21:18 UTC
LIU JOHN D10% owner
GrantCommon stock, $0.0001 par value 934 $5.35 $4,996.90
Disclosure

SEC source: 0001214659-23-011571 · marketforms-62266.xml · nonDerivative · entry 2

ER Reservoir LLC · CIK 0001875478 · 10% owner

Richmond Hill Investments, LLC · CIK 0001455952 · 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · 10% owner

Taylor Ryan P. · CIK 0001501578 · 10% owner

LIU JOHN D · CIK 0001288449 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 16,651

F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan to Ryan P. Taylor. Each DSU is the economic equivalent of one share of Issuer's Common Stock. The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date").

F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant.

F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 21:18 UTC
LIU JOHN D10% owner
GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-011571 · marketforms-62266.xml · nonDerivative · entry 1

ER Reservoir LLC · CIK 0001875478 · 10% owner

Richmond Hill Investments, LLC · CIK 0001455952 · 10% owner

Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner

ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · 10% owner

Taylor Ryan P. · CIK 0001501578 · 10% owner

LIU JOHN D · CIK 0001288449 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 15,717

F1 · kind: The Shares being reported represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs were issued in connection with Mr. Taylor's annual equity compensation for service as a non-employee director. The RSUs will vest on July 28, 2024, subject to Mr. Taylor's continued service on the board of directors (the "Board") of the Issuer on such date.

F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 23:29 UTC GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046814 · doc4.xml · nonDerivative · entry 1

Koss Jennifer G. · CIK 0001872100 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,578

F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 00:35 UTC GrantCommon stock, $0.0001 par value 2,336 $5.35 $12,497.60
Disclosure

SEC source: 0001209191-23-046835 · doc4.xml · nonDerivative · entry 2

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,485

F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 2, 2024.

F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 00:35 UTC GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046835 · doc4.xml · nonDerivative · entry 1

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,149

F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 23:26 UTC GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046812 · doc4.xml · nonDerivative · entry 1

de Gelder Neil · CIK 0001863997 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,471

F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 00:38 UTC GrantCommon stock, $0.0001 par value 934 $5.35 $4,996.90
Disclosure

SEC source: 0001209191-23-046837 · doc4.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 266,050

F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 2, 2024.

F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 00:38 UTC GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046837 · doc4.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265,116

F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 23:58 UTC GrantCommon stock, $0.0001 par value 934 $5.35 $4,996.90
Disclosure

SEC source: 0001209191-23-046817 · doc4.xml · nonDerivative · entry 2

Taylor Ryan P. · CIK 0001501578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,651

F3 · kind: Represents DSUs awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024.

F4 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant.

F2 · balance_after: Represents RSUs awarded under the Plan and Deferred Stock Units ("DSUs") awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 23:58 UTC GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046817 · doc4.xml · nonDerivative · entry 1

Taylor Ryan P. · CIK 0001501578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,717

F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

F2 · balance_after: Represents RSUs awarded under the Plan and Deferred Stock Units ("DSUs") awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 00:00 UTC GrantCommon stock, $0.0001 par value 934 $5.35 $4,996.90
Disclosure

SEC source: 0001209191-23-046819 · doc4.xml · nonDerivative · entry 2

Cook Stephen M. · CIK 0001867327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 917,711

F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date").

F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
August 17, 2023 Filed Aug 22, 2023 00:00 UTC GrantCommon stock, $0.0001 par value 14,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-046819 · doc4.xml · nonDerivative · entry 1

Cook Stephen M. · CIK 0001867327 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,777

F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 15, 2023 Filed Aug 16, 2023 01:06 UTC PurchaseCommon stock, $0.0001 par value 8,000 $5.32 $42,560.80
Disclosure

SEC source: 0001209191-23-045929 · doc4.xml · nonDerivative · entry 3

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,196

F3 · price: The 8,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $5.28 to $5.38 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

Read SEC document
August 14, 2023 Filed Aug 16, 2023 01:06 UTC PurchaseCommon stock, $0.0001 par value 10,000 $5.39 $53,862.00
Disclosure

SEC source: 0001209191-23-045929 · doc4.xml · nonDerivative · entry 2

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,196

F2 · price: The 10,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $5.36 to $5.39 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

Read SEC document
August 11, 2023 Filed Aug 16, 2023 01:06 UTC PurchaseCommon stock, $0.0001 par value 10,000 $5.27 $52,734.00
Disclosure

SEC source: 0001209191-23-045929 · doc4.xml · nonDerivative · entry 1

Field Ezra S. · CIK 0001864193 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,196

F1 · price: The 10,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $5.24 to $5.39 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.