Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2024 Filed Jun 13, 2024 01:50 UTC |
Lafargue Rell Q. Jr.Director · President and COO
|
GrantCommon stock, $0.0001 par value | 187,745 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072652 · ownership.xml · nonDerivative · entry 1 Lafargue Rell Q. Jr. · CIK 0001865887 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 430,172 F1 · shares: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest in two equal installments on May 31, 2025 and May 31, 2026, respectively, subject to the Reporting Person's continued service to the Issuer on such date. Read SEC document |
| June 10, 2024 Filed Jun 13, 2024 01:42 UTC |
Heindlmeyer James AChief Financial Officer
|
GrantCommon stock, $0.0001 par value | 23,265 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072647 · ownership.xml · nonDerivative · entry 1 Heindlmeyer James A · CIK 0001864346 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,284 F1 · shares: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest in two equal installments on May 31, 2025 and May 31, 2026, respectively, subject to the Reporting Person's continued service to the Issuer on such date. Read SEC document |
| June 10, 2024 Filed Jun 13, 2024 01:47 UTC |
Khosrowshahi GolnarDirector · Chief Executive Officer
|
GrantCommon stock, $0.0001 par value | 119,325 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-072650 · ownership.xml · nonDerivative · entry 1 Khosrowshahi Golnar · CIK 0001743515 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,492 F1 · shares: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on April 1, 2025, subject to Reporting Person's continued service to the Issuer on such date. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:05 UTC |
ER Reservoir LLC10% owner
Richmond Hill Investments, LLCMay be deemed a 10% owner
Richmond Hill Investment Co., LPMay be deemed a 10% owner
Richmond Hill Capital Management, LLCMay be deemed a 10% owner
ESSEX EQUITY HOLDINGS, LLCMay be deemed a 10% owner
Taylor Ryan P.May be deemed a 10% owner
LIU JOHN DMay be deemed a 10% owner
|
GrantCommon stock, $0.0001 par value | 639 | $7.82 | $4,996.98 |
DisclosureSEC source: 0001214659-24-010810 · marketforms-66317.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,841 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,888 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:20 UTC |
Field Ezra S.Director
|
GrantCommon stock, $0.0001 par value | 1,598 | $7.82 | $12,496.36 |
DisclosureSEC source: 0000950170-24-071925 · ownership.xml · nonDerivative · entry 1 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,961 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2025 (the "Settlement Date") F2 · shares: The number of DSUs received was calculated based on $7.82 which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:25 UTC |
Rothstein AdamDirector
|
GrantCommon stock, $0.0001 par value | 639 | $7.82 | $4,996.98 |
DisclosureSEC source: 0000950170-24-071935 · ownership.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,240 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2025 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:05 UTC |
Taylor Ryan P.Director
|
GrantCommon stock, $0.0001 par value | 639 | $7.82 | $4,996.98 |
DisclosureSEC source: 0000950170-24-071858 · ownership.xml · nonDerivative · entry 1 Taylor Ryan P. · CIK 0001501578 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,841 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025. F2 · shares: The number of DSUs received was calculated based on $7.82 which was the closing price of the Issuer's Common Stock on the date of grant. F3 · balance_after: Represents 14,953 Restricted Stock Units ("RSUs") awarded under the Plan and 3,888 DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2024 Filed Jun 11, 2024 20:10 UTC |
Cook Stephen M.Director
|
GrantCommon stock, $0.0001 par value | 639 | $7.82 | $4,996.98 |
DisclosureSEC source: 0000950170-24-071880 · ownership.xml · nonDerivative · entry 1 Cook Stephen M. · CIK 0001867327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 919,901 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 28, 2025. F2 · shares: The number of DSUs received was calculated based on $7.82, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| June 05, 2024 Filed Jun 6, 2024 23:18 UTC |
Khosrowshahi Hassan10% owner
Wesbild Inc.10% owner
|
PurchaseCommon stock, $0.0001 par value | 50,000 | $8.11 | $405,335.00 |
DisclosureSEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 4 Khosrowshahi Hassan · CIK 0001874086 · 10% owner Wesbild Inc. · CIK 0001874181 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Wesbild, Inc. Disclosed balance after: 28,576,573 F5 · price: The 50,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.9883 to $8.1446 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 23:18 UTC |
Khosrowshahi Hassan10% owner
Wesbild Inc.10% owner
|
PurchaseCommon stock, $0.0001 par value | 100,000 | $8.02 | $802,430.00 |
DisclosureSEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 3 Khosrowshahi Hassan · CIK 0001874086 · 10% owner Wesbild Inc. · CIK 0001874181 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Wesbild, Inc. Disclosed balance after: 28,526,573 F4 · price: The 100,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.925 to $8.03 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 23:18 UTC |
Khosrowshahi Hassan10% owner
Wesbild Inc.10% owner
|
PurchaseCommon stock, $0.0001 par value | 100,000 | $7.99 | $798,660.00 |
DisclosureSEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 2 Khosrowshahi Hassan · CIK 0001874086 · 10% owner Wesbild Inc. · CIK 0001874181 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Wesbild, Inc. Disclosed balance after: 28,426,573 F3 · price: The 100,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.9105 to $8.01 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 23:18 UTC |
Khosrowshahi Hassan10% owner
Wesbild Inc.10% owner
|
PurchaseCommon stock, $0.0001 par value | 100,000 | $7.98 | $798,480.00 |
DisclosureSEC source: 0000950170-24-070100 · ownership.xml · nonDerivative · entry 1 Khosrowshahi Hassan · CIK 0001874086 · 10% owner Wesbild Inc. · CIK 0001874181 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · Wesbild, Inc. Disclosed balance after: 28,326,573 F1 · price: The 100,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $7.9517 to $8.0198 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Wesbild, Inc. ("Wesbild"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Wesbild by virtue of his position as the chairman and controlling person of Wesbild. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:15 UTC |
Lafargue Rell Q. Jr.Director · President and COO
|
Tax withholdingCommon stock, $0.0001 par value | 48,921 | $8.04 | $393,324.84 |
DisclosureSEC source: 0000950170-24-068680 · ownership.xml · nonDerivative · entry 2 Lafargue Rell Q. Jr. · CIK 0001865887 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 242,427 F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:15 UTC |
Lafargue Rell Q. Jr.Director · President and COO
|
Tax withholdingCommon stock, $0.0001 par value | 40,860 | $8.04 | $328,514.40 |
DisclosureSEC source: 0000950170-24-068680 · ownership.xml · nonDerivative · entry 1 Lafargue Rell Q. Jr. · CIK 0001865887 · Director · President and COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,348 F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations. Read SEC document |
| May 31, 2024 Filed Jun 4, 2024 20:10 UTC |
Heindlmeyer James AChief Financial Officer
|
Tax withholdingCommon stock, $0.0001 par value | 7,631 | $8.04 | $61,353.24 |
DisclosureSEC source: 0000950170-24-068661 · ownership.xml · nonDerivative · entry 1 Heindlmeyer James A · CIK 0001864346 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,019 F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 20:10 UTC |
Khosrowshahi GolnarDirector · Chief Executive Officer
|
Tax withholdingCommon stock, $0.0001 par value | 80,403 | $8.08 | $649,656.24 |
DisclosureSEC source: 0001209191-24-005202 · doc4.xml · nonDerivative · entry 1 Khosrowshahi Golnar · CIK 0001743515 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 226,167 F1 · shares: Represents shares of common stock withheld by Reservoir Media, Inc. in connection with the vesting of restricted stock units to cover the Reporting Person's tax withholding obligations. Read SEC document |
| March 04, 2024 Filed Mar 4, 2024 23:31 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 30,000 | $7.23 | $216,945.00 |
DisclosureSEC source: 0001209191-24-004224 · doc4.xml · nonDerivative · entry 3 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 200,000 F4 · price: The 30,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.20 to $7.33 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:31 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 40,000 | $7.33 | $293,172.00 |
DisclosureSEC source: 0001209191-24-004224 · doc4.xml · nonDerivative · entry 2 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 170,000 F3 · price: The 40,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $7.235 to $7.44 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:31 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 30,000 | $7.27 | $217,995.00 |
DisclosureSEC source: 0001209191-24-004224 · doc4.xml · nonDerivative · entry 1 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 130,000 F1 · price: The 30,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $7.215 to $7.35 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). Hassan Khosrowshahi may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. Mr. Khosrowshahi disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 22, 2024 Filed Feb 26, 2024 22:10 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 16,608 | $7.08 | $117,554.75 |
DisclosureSEC source: 0001209191-24-003946 · doc4.xml · nonDerivative · entry 1 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 100,000 F1 · shares: The 16,608 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.97 to $7.10 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 21, 2024 Filed Feb 22, 2024 00:30 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 35,000 | $7.05 | $246,575.00 |
DisclosureSEC source: 0001209191-24-003746 · doc4.xml · nonDerivative · entry 3 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 83,392 F4 · price: The 35,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.975 to $7.05 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 00:30 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 25,000 | $7.04 | $176,097.50 |
DisclosureSEC source: 0001209191-24-003746 · doc4.xml · nonDerivative · entry 2 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 48,392 F3 · price: The 25,000 Shares of the Issuer reported on this Form 4 were purchased in multiple trades at prices ranging from $6.97 to $7.05 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:34 UTC |
Taylor Ryan P.Director
|
GrantCommon stock, $0.0001 par value | 718 | $6.96 | $4,997.28 |
DisclosureSEC source: 0001209191-24-003535 · doc4.xml · nonDerivative · entry 1 Taylor Ryan P. · CIK 0001501578 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,202 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · balance_after: Represents 14,953 Restricted Stock Units ("RSUs") awarded under the Plan and 3,249 DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:55 UTC |
Cook Stephen M.Director
|
GrantCommon stock, $0.0001 par value | 718 | $6.96 | $4,997.28 |
DisclosureSEC source: 0001209191-24-003552 · doc4.xml · nonDerivative · entry 1 Cook Stephen M. · CIK 0001867327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 919,262 F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on July 29, 2024. F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 17:16 UTC |
ER Reservoir LLC10% owner
Richmond Hill Investments, LLCMay be deemed a 10% owner
Richmond Hill Investment Co., LPMay be deemed a 10% owner
Richmond Hill Capital Management, LLCMay be deemed a 10% owner
ESSEX EQUITY HOLDINGS, LLCMay be deemed a 10% owner
Taylor Ryan P.May be deemed a 10% owner
LIU JOHN DMay be deemed a 10% owner
|
GrantCommon stock, $0.0001 par value | 718 | $6.96 | $4,997.28 |
DisclosureSEC source: 0001214659-24-003214 · marketforms-64795.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,202 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date"). F2 · shares: The number of DSUs received was calculated based on $6.96, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 3,249 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 21:10 UTC |
Field Ezra S.Director
|
GrantCommon stock, $0.0001 par value | 1,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003648 · doc4.xml · nonDerivative · entry 1 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 139,363 F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting Person received these shares in connection with the Reporting Person's quarterly compensation for service as a non-employee director. Read SEC document |
| February 16, 2024 Filed Feb 21, 2024 21:30 UTC |
Rothstein AdamDirector
|
GrantCommon stock, $0.0001 par value | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-003652 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,601 F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). The Reporting Person received these shares in connection with the Reporting Person's quarterly compensation for service as a non-employee director. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 00:30 UTC |
Khosrowshahi Hassan10% owner
|
PurchaseCommon stock, $0.0001 par value | 23,392 | $7.00 | $163,690.20 |
DisclosureSEC source: 0001209191-24-003746 · doc4.xml · nonDerivative · entry 1 Khosrowshahi Hassan · CIK 0001874086 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 23,392 F1 · price: The 23,392 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $6.92 to $7.00 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. F2 · ownership.nature: The Shares were purchased by Persis Holdings Ltd. ("Persis"). The Reporting Person may be deemed to be the beneficial owner of the Shares held by Persis by virtue of his position as the chairman and controlling person of Persis. The Reporting Person disclaims any beneficial ownership of any of the Issuer's securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise, except to the extent of his pecuniary interest therein, and the inclusion of the Shares in this Report shall not be deemed an admission of beneficial ownership of the reported Shares for purposes of Section 16 of the Exchange Act, or for any other purpose. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:34 UTC |
Field Ezra S.Director
|
GrantCommon stock, $0.0001 par value | 2,083 | $6.00 | $12,498.00 |
DisclosureSEC source: 0001209191-23-056075 · doc4.xml · nonDerivative · entry 1 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,568 F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2024 (the "Settlement Date"). F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:31 UTC |
Rothstein AdamDirector
|
GrantCommon stock, $0.0001 par value | 833 | $6.00 | $4,998.00 |
DisclosureSEC source: 0001209191-23-056072 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,883 F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2024 (the "Settlement Date"). F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| November 17, 2023 Filed Nov 20, 2023 21:15 UTC |
Taylor Ryan P.Director
|
GrantCommon stock, $0.0001 par value | 833 | $6.00 | $4,998.00 |
DisclosureSEC source: 0001209191-23-056041 · doc4.xml · nonDerivative · entry 1 Taylor Ryan P. · CIK 0001501578 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,484 F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · balance_after: Represents 14,953 Restricted Stock Units ("RSUs") awarded under the Plan and 2,531 DSUs awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 16:06 UTC |
ER Reservoir LLC10% owner
Richmond Hill Investments, LLCMay be deemed a 10% owner
Richmond Hill Investment Co., LPMay be deemed a 10% owner
Richmond Hill Capital Management, LLCMay be deemed a 10% owner
ESSEX EQUITY HOLDINGS, LLCMay be deemed a 10% owner
Taylor Ryan P.May be deemed a 10% owner
LIU JOHN DMay be deemed a 10% owner
|
GrantCommon stock, $0.0001 par value | 833 | $6.00 | $4,998.00 |
DisclosureSEC source: 0001214659-23-015419 · marketforms-63536.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · May be deemed a 10% owner Richmond Hill Investment Co., LP · CIK 0001501577 · May be deemed a 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · May be deemed a 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · May be deemed a 10% owner Taylor Ryan P. · CIK 0001501578 · May be deemed a 10% owner LIU JOHN D · CIK 0001288449 · May be deemed a 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,484 F1 · kind: The Shares being reported represent Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. (the "Settlement Date") F2 · shares: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant. F3 · ownership.nature: Amount of securities beneficially owned following the reported transaction includes 14,953 shares of Common Stock underlying Restricted Stock Units ("RSUs") and 2,531 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the "Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:25 UTC |
Cook Stephen M.Director
|
GrantCommon stock, $0.0001 par value | 833 | $6.00 | $4,998.00 |
DisclosureSEC source: 0001209191-23-056260 · doc4.xml · nonDerivative · entry 1 Cook Stephen M. · CIK 0001867327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 918,544 F1 · shares: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. F2 · price: The number of DSUs received was calculated based on $6.00, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 22:00 UTC |
Croft HelimaDirector
|
GiftCommon stock, $0.0001 par value | 12,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048973 · doc4.xml · nonDerivative · entry 2 Croft Helima · CIK 0001873031 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Reflects the gift of common stock as charitable contribution made by Reporting Person. No shares were sold. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 22:00 UTC |
Croft HelimaDirector
|
GrantCommon stock, $0.0001 par value | 12,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048973 · doc4.xml · nonDerivative · entry 1 Croft Helima · CIK 0001873031 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,578 F1 · shares: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:18 UTC |
ER Reservoir LLC10% owner
Richmond Hill Investments, LLC10% owner
ESSEX EQUITY HOLDINGS, LLC10% owner
Taylor Ryan P.10% owner
LIU JOHN D10% owner
|
GrantCommon stock, $0.0001 par value | 934 | $5.35 | $4,996.90 |
DisclosureSEC source: 0001214659-23-011571 · marketforms-62266.xml · nonDerivative · entry 2 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · 10% owner Taylor Ryan P. · CIK 0001501578 · 10% owner LIU JOHN D · CIK 0001288449 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 16,651 F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan to Ryan P. Taylor. Each DSU is the economic equivalent of one share of Issuer's Common Stock. The DSUs were issued in connection with Mr. Taylor's quarterly compensation for service as a non-employee director. Mr. Taylor elected to receive payment of his quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date"). F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 21:18 UTC |
ER Reservoir LLC10% owner
Richmond Hill Investments, LLC10% owner
ESSEX EQUITY HOLDINGS, LLC10% owner
Taylor Ryan P.10% owner
LIU JOHN D10% owner
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-23-011571 · marketforms-62266.xml · nonDerivative · entry 1 ER Reservoir LLC · CIK 0001875478 · 10% owner Richmond Hill Investments, LLC · CIK 0001455952 · 10% owner Richmond Hill Capital Management, LLC · CIK 0001501573 · 10% owner ESSEX EQUITY HOLDINGS, LLC · CIK 0001667008 · 10% owner Taylor Ryan P. · CIK 0001501578 · 10% owner LIU JOHN D · CIK 0001288449 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 15,717 F1 · kind: The Shares being reported represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan") to Ryan P. Taylor. Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs were issued in connection with Mr. Taylor's annual equity compensation for service as a non-employee director. The RSUs will vest on July 28, 2024, subject to Mr. Taylor's continued service on the board of directors (the "Board") of the Issuer on such date. F4 · ownership.nature: Amount of securities beneficially owned following the reported transactions includes 764 shares of Common Stock underlying DSUs awarded to Mr. Taylor for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC (the" Fund"), Mr. Taylor has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of the Fund on the applicable Settlement Date. Mr. Taylor disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:29 UTC |
Koss Jennifer G.Director
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046814 · doc4.xml · nonDerivative · entry 1 Koss Jennifer G. · CIK 0001872100 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,578 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 00:35 UTC |
Field Ezra S.Director
|
GrantCommon stock, $0.0001 par value | 2,336 | $5.35 | $12,497.60 |
DisclosureSEC source: 0001209191-23-046835 · doc4.xml · nonDerivative · entry 2 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,485 F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 2, 2024. F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 00:35 UTC |
Field Ezra S.Director
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046835 · doc4.xml · nonDerivative · entry 1 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,149 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:26 UTC |
de Gelder NeilDirector
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046812 · doc4.xml · nonDerivative · entry 1 de Gelder Neil · CIK 0001863997 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,471 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 00:38 UTC |
Rothstein AdamDirector
|
GrantCommon stock, $0.0001 par value | 934 | $5.35 | $4,996.90 |
DisclosureSEC source: 0001209191-23-046837 · doc4.xml · nonDerivative · entry 2 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 266,050 F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on January 2, 2024. F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 00:38 UTC |
Rothstein AdamDirector
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046837 · doc4.xml · nonDerivative · entry 1 Rothstein Adam · CIK 0001602273 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,116 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:58 UTC |
Taylor Ryan P.Director
|
GrantCommon stock, $0.0001 par value | 934 | $5.35 | $4,996.90 |
DisclosureSEC source: 0001209191-23-046817 · doc4.xml · nonDerivative · entry 2 Taylor Ryan P. · CIK 0001501578 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,651 F3 · kind: Represents DSUs awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. The DSUs will be settled in shares of Common Stock on July 29, 2024. F4 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. F2 · balance_after: Represents RSUs awarded under the Plan and Deferred Stock Units ("DSUs") awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 23:58 UTC |
Taylor Ryan P.Director
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046817 · doc4.xml · nonDerivative · entry 1 Taylor Ryan P. · CIK 0001501578 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,717 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. F2 · balance_after: Represents RSUs awarded under the Plan and Deferred Stock Units ("DSUs") awarded in connection with the Reporting Person's compensation for service as a non-employee director of the Issuer. Due to his position as the manager of the general partner of a manager of ER Reservoir LLC, Reporting Person has directed the Issuer to transfer shares issued upon settlement of the RSUs and DSUs into the account of ER Reservoir LLC on the applicable Settlement Date. The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 00:00 UTC |
Cook Stephen M.Director
|
GrantCommon stock, $0.0001 par value | 934 | $5.35 | $4,996.90 |
DisclosureSEC source: 0001209191-23-046819 · doc4.xml · nonDerivative · entry 2 Cook Stephen M. · CIK 0001867327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 917,711 F2 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Plan. Each DSU is the economic equivalent of one share of Common Stock. The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of their quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on July 29, 2024 (the "Settlement Date"). F3 · shares: The number of DSUs received was calculated based on $5.35, which was the closing price of the Issuer's Common Stock on the date of grant. Read SEC document |
| August 17, 2023 Filed Aug 22, 2023 00:00 UTC |
Cook Stephen M.Director
|
GrantCommon stock, $0.0001 par value | 14,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046819 · doc4.xml · nonDerivative · entry 1 Cook Stephen M. · CIK 0001867327 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 916,777 F1 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each RSU represents a contingent right to receive one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The RSUs will vest on July 28, 2024, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 01:06 UTC |
Field Ezra S.Director
|
PurchaseCommon stock, $0.0001 par value | 8,000 | $5.32 | $42,560.80 |
DisclosureSEC source: 0001209191-23-045929 · doc4.xml · nonDerivative · entry 3 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,196 F3 · price: The 8,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $5.28 to $5.38 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 01:06 UTC |
Field Ezra S.Director
|
PurchaseCommon stock, $0.0001 par value | 10,000 | $5.39 | $53,862.00 |
DisclosureSEC source: 0001209191-23-045929 · doc4.xml · nonDerivative · entry 2 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,196 F2 · price: The 10,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $5.36 to $5.39 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. Read SEC document |
| August 11, 2023 Filed Aug 16, 2023 01:06 UTC |
Field Ezra S.Director
|
PurchaseCommon stock, $0.0001 par value | 10,000 | $5.27 | $52,734.00 |
DisclosureSEC source: 0001209191-23-045929 · doc4.xml · nonDerivative · entry 1 Field Ezra S. · CIK 0001864193 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,196 F1 · price: The 10,000 shares of common stock, par value $0.0001 per share (the "Shares"), of Reservoir Media, Inc. (the "Issuer") reported on this Form 4 were purchased in multiple trades at prices ranging from $5.24 to $5.39 per share. The price reported above reflects the weighted average purchase price per Share. The Reporting Persons hereby undertake to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of Shares purchased and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.