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person · Reporting owner

Rothstein Adam

Disclosed activity across 7 companies

Tapewire entity
10185
SEC CIK
0001602273

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BuzzFeed, Inc.BZFD · Entity 6808DirectorSeptember 02, 2026September 04, 2026
Fathom Holdings Inc.FTHM · Entity 7614DirectorAugust 20, 2025August 21, 2025
QualTek Services Inc.ROCRU · Entity 115163DirectorMarch 05, 2021March 08, 2021
Reservoir Media, Inc.RSVR · Entity 5296DirectorAugust 14, 2026August 19, 2026
Roth CH Acquisition I CoROCHU · Entity 148912DirectorMay 05, 2020May 08, 2020
Roth CH Acquisition V Co.ROCLU · Entity 85136DirectorDecember 03, 2021December 06, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BuzzFeed, Inc.

Report date September 02, 2026 · Filed September 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,214,898 Reported balance After 2026-09-02 transaction · row 1
1 source row

Row 1 · 2026-09-02 · Exercise / conversion · Acquired 30,381 · Balance 1,214,898

F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect91,146 Reported balance After 2026-09-02 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-02 · Exercise / conversion · Disposed 30,381 · Balance 91,146

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.

F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.

F2: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.

F4: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Fathom Holdings Inc.

Report date August 20, 2025 · Filed August 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect913,046 Reported balance After 2025-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-08-20 · Grant · Acquired 82,645 · Balance 913,046

F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

QualTek Services Inc.

Report date March 05, 2021 · Filed March 08, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect40,233 Reported balance After 2021-03-05 transaction · row 1
1 source row

Row 1 · 2021-03-05 · Purchase · Acquired 5,000 · Balance 40,233

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct1,250 Reported balance After 2021-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-03-05 · Purchase · Acquired 1,250 · Balance 1,250

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Reservoir Media, Inc.

Report date August 14, 2026 · Filed August 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.0001 par valueSEC Table I · non-derivativeDirect87,910 Ending reported balance After 2026-08-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-14 · Grant · Acquired 502 · Balance 79,878

F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.

Row 2 · 2026-08-14 · Grant · Acquired 8,032 · Balance 87,910

F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.

F3: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Roth CH Acquisition I Co

Report date May 05, 2020 · Filed May 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect47,829 Ending reported balance After 2020-05-07 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-05-05 · Purchase · Acquired 5,000 · Balance 42,829

F1: The reporting person acquired units, consisting of shares and warrants.

Row 2 · 2020-05-07 · Purchase · Acquired 5,000 · Balance 47,829

F1: The reporting person acquired units, consisting of shares and warrants.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct3,750 Reported balance After 2020-05-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-05-05 · Purchase · Acquired 3,750 · Balance 3,750

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct7,500 Reported balance After 2020-05-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-05-07 · Purchase · Acquired 3,750 · Balance 7,500

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, consisting of shares and warrants.

F2: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Roth CH Acquisition V Co.

Report date December 03, 2021 · Filed December 06, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,523 Reported balance After 2021-12-03 transaction · row 1
1 source row

Row 1 · 2021-12-03 · Purchase · Acquired 4,569 · Balance 42,523

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct2,284 Reported balance After 2021-12-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-12-03 · Purchase · Acquired 2,284 · Balance 2,284

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TIGO ENERGY, INC.

Report date May 23, 2023 · Filed May 25, 2023

Section 16 reporting ended · disclosed 2023-05-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,549 Reported balance After 2023-05-23 transaction · row 1
1 source row

Row 1 · 2023-05-23 · Sale · Disposed 20,485 · Balance 12,549

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct185 Reported balance After 2023-05-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-05-23 · Sale · Disposed 2,099 · Balance 185

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.

F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2026 Filed Sep 4, 2026 21:06 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 30,381 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000015 · wk-form4_1788556004.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,146

Underlying: Class A Common Stock · 30,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: 1/4 of the award vested on September 2, 2026. The remaining 91,146 RSUs vest ratably as to 1/4 of the total award of 121,527 RSUs on the 2nd of each December, March and June thereafter.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
September 02, 2026 Filed Sep 4, 2026 21:06 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 30,381 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000015 · wk-form4_1788556004.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,214,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 30,381 restricted stock units ("RSUs") fully vested on September 2, 2026 and were settled in shares of the Issuer's Class A common stock.

Read SEC document
August 14, 2026 Filed Aug 19, 2026 00:33 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 8,032 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000013 · ownership.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,910

F3 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2027, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 14, 2026 Filed Aug 19, 2026 00:33 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 502 $9.96 $4,999.92
Disclosure

SEC source: 0001602273-26-000013 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,878

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2 · price: The number of DSUs received was calculated based on $9.96, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
July 21, 2026 Filed Jul 23, 2026 23:09 UTC BuzzFeed, Inc. BZFD · Entity 6808 GrantRestricted Stock Units · Derivative 121,527 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000118 · wk-form4_1784848183.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,527

Underlying: Class A Common Stock · 121,527 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: The RSU grant vests ratably as to 1/4 of the total award on the 2nd of each September, December, March and June thereafter.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
June 22, 2026 Filed Jun 25, 2026 01:48 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 492 $10.15 $4,993.80
Disclosure

SEC source: 0001602273-26-000010 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,376

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2027 (the "Settlement Date").

F2 · shares: The number of DSUs received was calculated based on $10.15, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:26 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 146,682 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000091 · wk-form4_1780003614.xml · derivative · entry 4

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 146,682 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: The reported transaction reflects the accelerated vesting. in connection with the consummation of a transaction constituting a Corporate Transaction (as defined in the Company's 2021 Equity Incentive Plan, as amended (the "Plan")), of RSUs previously granted on February 12, 2026, pursuant to the terms of the applicable award agreement and the Plan.

F3 · derivative.expiration_date: The reported transaction reflects the accelerated vesting. in connection with the consummation of a transaction constituting a Corporate Transaction (as defined in the Company's 2021 Equity Incentive Plan, as amended (the "Plan")), of RSUs previously granted on February 12, 2026, pursuant to the terms of the applicable award agreement and the Plan.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:26 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 23,283 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000091 · wk-form4_1780003614.xml · derivative · entry 3

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 23,283 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: The reported transaction reflects the accelerated vesting. in connection with the consummation of a transaction constituting a Corporate Transaction (as defined in the Company's 2021 Equity Incentive Plan, as amended (the "Plan")), of RSUs previously granted on February 12, 2026, pursuant to the terms of the applicable award agreement and the Plan.

F3 · derivative.expiration_date: The reported transaction reflects the accelerated vesting. in connection with the consummation of a transaction constituting a Corporate Transaction (as defined in the Company's 2021 Equity Incentive Plan, as amended (the "Plan")), of RSUs previously granted on February 12, 2026, pursuant to the terms of the applicable award agreement and the Plan.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:26 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 146,682 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000091 · wk-form4_1780003614.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,184,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 169,964 restricted stock units ("RSUs") fully vested on May 26, 2026 and were settled in shares of the issuer's common stock.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:26 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 23,283 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000091 · wk-form4_1780003614.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 169,964 restricted stock units ("RSUs") fully vested on May 26, 2026 and were settled in shares of the issuer's common stock.

Read SEC document
May 12, 2026 Filed May 12, 2026 21:09 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 23,282 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000062 · wk-form4_1778620147.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,283

Underlying: Class A Common Stock · 23,282 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: 1/2 of the total award vested on the transaction date. The remaining 23,283 RSUs vest on August 12, 2026.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
May 12, 2026 Filed May 12, 2026 21:09 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 23,282 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000062 · wk-form4_1778620147.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,014,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 23,282 restricted stock units ("RSUs") fully vested on May 12, 2026 and were settled in shares of the issuer's common stock.

Read SEC document
May 01, 2026 Filed May 5, 2026 21:50 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 101,338 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000006 · wk-form4_1778017816.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 101,338 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: The remaining 101,338 RSUs vested on the transaction date.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
May 01, 2026 Filed May 5, 2026 21:50 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 101,338 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000006 · wk-form4_1778017816.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 991,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 101,338 restricted stock units ("RSUs") fully vested on May 1, 2026 and were settled in shares of the Issuer's common stock.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 23:05 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 48,894 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000011 · wk-form4_1772492728.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,682

Underlying: Class A Common Stock · 48,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 146,682 RSUs vest ratably as to 1/4 of the total award on the 1st of June, September and December thereafter.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
March 01, 2026 Filed Mar 2, 2026 23:05 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 48,894 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000011 · wk-form4_1772492728.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 889,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 48,894 restricted stock units ("RSUs") fully vested on March 1, 2026 and were settled in shares of the issuer's common stock.

Read SEC document
February 20, 2026 Filed Feb 24, 2026 21:31 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 654 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067216 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,884

F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan").

Read SEC document
February 12, 2026 Filed Feb 17, 2026 22:45 UTC BuzzFeed, Inc. BZFD · Entity 6808 GrantRestricted Stock Units · Derivative 195,576 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000004 · wk-form4_1771368326.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,576

Underlying: Class A Common Stock · 195,576 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F4 · derivative.exercise_date: The RSU grant vests ratably as to 1/4 of the total award on the 1st of March, June, September and December thereafter.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
February 12, 2026 Filed Feb 17, 2026 22:45 UTC BuzzFeed, Inc. BZFD · Entity 6808 GrantRestricted Stock Units · Derivative 46,565 $0.00 $0.00
Disclosure

SEC source: 0001828972-26-000004 · wk-form4_1771368326.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,565

Underlying: Class A Common Stock · 46,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: The RSU grant vests as follows: 1/2 of the total award vests on May 12, 2026 and 1/2 of the total award vests on August 12, 2026.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 22:25 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 101,337 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000002 · wk-form4_1770157550.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,338

Underlying: Class A Common Stock · 101,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: 1/2 the award vested on the transaction date. The remaining 1/2 vests on May 1, 2026.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
February 01, 2026 Filed Feb 3, 2026 22:25 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 101,337 $0.00 $0.00
Disclosure

SEC source: 0001602273-26-000002 · wk-form4_1770157550.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:24 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 16,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000253 · wk-form4_1764804286.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: The remaining 16,656 RSUs vested on the transaction date.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 23:24 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 16,656 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000253 · wk-form4_1764804286.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 739,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 16,656 restricted stock units ("RSUs") fully vested on December 1, 2025 and were settled in shares of the Issuer's common stock.

Read SEC document
November 25, 2025 Filed Nov 26, 2025 23:26 UTC BuzzFeed, Inc. BZFD · Entity 6808 GrantRestricted Stock Units · Derivative 202,675 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000245 · wk-form4_1764199586.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,675

Underlying: Class A Common Stock · 202,675 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: The RSU grant vests as follows: 1/2 of the total award vests on February 1, 2026 and 1/2 of the total award vests on May 1, 2026.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
November 21, 2025 Filed Nov 25, 2025 23:20 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 684 $7.30 $4,993.20
Disclosure

SEC source: 0001193125-25-297701 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,230

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 2, 2026 (the "Settlement Date"). The Reporting Person disclaims beneficial ownership of the underlying shares except to the extent of his pecuniary interest therein.

F2 · shares: The number of DSUs received was calculated based on $7.30, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
September 11, 2025 Filed Sep 12, 2025 22:50 UTC BuzzFeed, Inc. BZFD · Entity 6808 SaleClass A Common Stock 150,000 $2.00 $300,660.00
Disclosure

SEC source: 0001828972-25-000227 · wk-form4_1757717413.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 723,045

F1 · shares: On September 11, 2025, the Reporting Person sold these shares in multiple trades at prices ranging from $2.00 to $2.055. The price reported above in Column 4 reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 21:00 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 10,281 $7.81 $80,294.61
Disclosure

SEC source: 0000950170-25-114270 · ownership.xml · nonDerivative · entry 3

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,546

F3 · shares: The sales were executed in multiple trades at prices ranging from $7.80 to $7.81. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
September 10, 2025 Filed Sep 11, 2025 21:00 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 55,000 $7.80 $429,000.00
Disclosure

SEC source: 0000950170-25-114270 · ownership.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,827

F2 · shares: The sales were executed in multiple trades at prices ranging from $7.80 to $7.82. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
September 09, 2025 Filed Sep 11, 2025 21:00 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 34,719 $7.92 $274,974.48
Disclosure

SEC source: 0000950170-25-114270 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,827

F1 · shares: The sales were executed in multiple trades at prices ranging from $7.90 to $7.92. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
September 01, 2025 Filed Sep 4, 2025 00:22 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 16,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000214 · wk-form4_1756945316.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,656

Underlying: Class A Common Stock · 16,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 16,656 RSUs vests ratably as to 1/4 of the total award on the 1st of December.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
September 01, 2025 Filed Sep 4, 2025 00:22 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 16,655 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000214 · wk-form4_1756945316.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 16,655 restricted stock units ("RSUs") fully vested on September 1, 2025 and were settled in shares of the Issuer's common stock.

Read SEC document
August 20, 2025 Filed Aug 21, 2025 20:09 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 82,645 $0.00 $0.00
Disclosure

SEC source: 0001578563-25-000376 · primary_doc.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 913,046

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 82,645 are restricted stock units that vest in full on August 19, 2026.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 22:48 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 10,430 $0.00 $0.00
Disclosure

SEC source: 0001602273-25-000005 · ownership.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,546

F3 · kind: Represents Restricted Stock Units ("RSUs") awarded under the Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest on July 28, 2026, subject to Reporting Person's continued service on the board of directors (the "Board") of the Issuer on such date.

Read SEC document
August 15, 2025 Filed Aug 19, 2025 22:48 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 651 $7.67 $4,993.17
Disclosure

SEC source: 0001602273-25-000005 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,116

F1 · kind: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2026.

F2 · shares: The number of DSUs received was calculated based on $7.67, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 01:35 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 8,430 $7.54 $63,591.71
Disclosure

SEC source: 0000950170-25-106851 · ownership.xml · nonDerivative · entry 4

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,465

F4 · shares: The sales were executed in multiple trades at prices ranging from $7.50 to $7.66. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 08, 2025 Filed Aug 12, 2025 01:35 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 40,000 $7.49 $299,564.00
Disclosure

SEC source: 0000950170-25-106851 · ownership.xml · nonDerivative · entry 3

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,895

F3 · shares: The sales were executed in multiple trades at prices ranging from $7.455 to $7.630. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 01:35 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 9,667 $7.63 $73,736.98
Disclosure

SEC source: 0000950170-25-106851 · ownership.xml · nonDerivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,895

F2 · shares: The sales were executed in multiple trades at prices ranging from $7.60 to $7.77. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 07, 2025 Filed Aug 12, 2025 01:35 UTC Reservoir Media, Inc. RSVR · Entity 5296 SaleCommon stock, $0.0001 par value 64,891 $7.62 $494,462.93
Disclosure

SEC source: 0000950170-25-106851 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 224,562

F1 · shares: The sales were executed in multiple trades at prices ranging from $7.56 to $7.81. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 21:24 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 684 $7.30 $4,993.20
Disclosure

SEC source: 0000950170-25-084471 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 289,453

F1 · date: Represents Deferred Stock Units ("DSUs") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan"). Each DSU is the economic equivalent of one share of common stock, $0.0001 par value per share (the "Common Stock"), of Reservoir Media, Inc. (the "Issuer"). The Reporting Person acquired these DSUs in connection with the Reporting Person's quarterly compensation for service as a non-employee director of the Issuer. The Reporting Person elected to receive payment of his quarterly compensation in DSUs in lieu of cash. This issuance of DSUs will be settled in shares of Common Stock on January 1, 2026 (the "Settlement Date").

F2 · shares: The number of DSUs received was calculated based on $7.30, which was the closing price of the Issuer's Common Stock on the date of grant.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:50 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 16,656 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000151 · wk-form4_1748987413.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,311

Underlying: Class A Common Stock · 16,656 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 33,311 RSUs vest ratably as to 1/4 of the total award on the 1st of each September and December thereafter.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:50 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 16,656 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000151 · wk-form4_1748987413.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 16,656 restricted stock units ("RSUs") fully vested on June 1, 2025 and were settled in shares of the Issuer's common stock.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 20:06 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 56,117 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-025553 · tm259794-2_4seq1.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 830,401

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock.

F2 · ownership.direct: Of these shares, 56,117 are restricted stock units that vest in full on the date of Fathom Holdings Inc.'s 2025 annual meeting of shareholders.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:53 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 16,655 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000048 · wk-form4_1741132429.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,967

Underlying: Class A Common Stock · 16,655 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: 1/4 of the award vested on the transaction date. The remaining 49,967 RSUs vest ratably as to 1/4 of the total award on the 1st of each June, September, and December thereafter.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:53 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 16,655 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000048 · wk-form4_1741132429.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,734

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 16,655 restricted stock units ("RSUs") fully vested on March 1, 2025 and were settled in shares of the Issuer's common stock.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 23:19 UTC Reservoir Media, Inc. RSVR · Entity 5296 GrantCommon stock, $0.0001 par value 621 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-023454 · ownership.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,769

F1 · kind: Represents common stock, $0.0001 par value per share, of Reservoir Media, Inc. (the "Issuer") awarded under the Reservoir Media, Inc. 2021 Omnibus Incentive Plan (the "Plan").

Read SEC document
February 07, 2025 Filed Feb 11, 2025 23:41 UTC BuzzFeed, Inc. BZFD · Entity 6808 GrantRestricted Stock Units · Derivative 66,622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000017 · wk-form4_1739317258.xml · derivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,622

Underlying: Class A Common Stock · 66,622 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F2 · derivative.exercise_date: The RSU grant vests ratably as to 1/4 of the total award on the 1st of each March, June, September, and December thereafter.

F3 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

Read SEC document
January 01, 2025 Filed Jan 2, 2025 23:42 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 47,637 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000002 · wk-form4_1735861336.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 47,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: The remaining 47,637 RSUs vested on the transaction date.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

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January 01, 2025 Filed Jan 2, 2025 23:42 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 47,637 $0.00 $0.00
Disclosure

SEC source: 0001828972-25-000002 · wk-form4_1735861336.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 823,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 47,637 restricted stock units ("RSUs") fully vested on January 1, 2025 and were settled in shares of the Issuer's common stock.

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December 01, 2024 Filed Dec 3, 2024 00:09 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionRestricted Stock Units · Derivative 26,919 $0.00 $0.00
Disclosure

SEC source: 0001828972-24-000235 · wk-form4_1733184552.xml · derivative · entry 2

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 26,919 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock, subject to the Reporting Person's continued status as a service provider to the Issuer.

F3 · derivative.exercise_date: The remaining 26,919 RSUs vested on the transaction date.

F4 · derivative.expiration_date: These RSUs do not expire; they either vest or are cancelled prior to the vesting date.

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December 01, 2024 Filed Dec 3, 2024 00:09 UTC BuzzFeed, Inc. BZFD · Entity 6808 Exercise / conversionClass A Common Stock 26,919 $0.00 $0.00
Disclosure

SEC source: 0001828972-24-000235 · wk-form4_1733184552.xml · nonDerivative · entry 1

Rothstein Adam · CIK 0001602273 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775,442

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 26,919 restricted stock units ("RSUs") fully vested on December 1, 2024 and were settled in shares of the Issuer's common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.