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Nasdaq · USD

RRGB

RED ROBIN GOURMET BURGERS INC

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Tapewire entity
6468
SEC CIK
0001171759
Parsed reports
422

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202604
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2025 Filed Mar 25, 2025 23:03 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 919 $4.16 $3,823.04
Disclosure

SEC source: 0001415889-25-008954 · form4-03252025_110346.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,934

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,650 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 30,619 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:02 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
GrantCommon Stock 94,288 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008952 · form4-03252025_110344.xml · nonDerivative · entry 3

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,502

F5 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F6 · balance_after: Includes 145,772 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:02 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
SaleCommon Stock 932 $4.16 $3,877.12
Disclosure

SEC source: 0001415889-25-008952 · form4-03252025_110344.xml · nonDerivative · entry 2

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,214

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 7,877 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.13 to $4.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 51,484 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 24, 2025 Filed Mar 25, 2025 23:01 UTC
Spuler MeghanCHIEF PEOPLE OFFICER
GrantCommon Stock 28,286 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008950 · form4-03252025_110328.xml · nonDerivative · entry 1

Spuler Meghan · CIK 0002004857 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,992

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. One-third of the units are scheduled to vest on each of the first, second, and third anniversaries of the date of grant.

F2 · balance_after: Includes 42,083 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 23:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
SaleCommon Stock 10,418 $4.16 $43,338.88
Disclosure

SEC source: 0001415889-25-008956 · form4-03252025_110305.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,852

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 61,785 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 262,911 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 23:03 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 1,108 $4.16 $4,609.28
Disclosure

SEC source: 0001415889-25-008954 · form4-03252025_110346.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,853

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 6,650 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 30,619 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 21, 2025 Filed Mar 25, 2025 23:02 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
SaleCommon Stock 1,125 $4.16 $4,680.00
Disclosure

SEC source: 0001415889-25-008952 · form4-03252025_110344.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,146

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 7,877 time-based restricted stock units that were granted to the reporting person on March 20, 2023 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.04 to $4.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 51,484 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 00:30 UTC
Arnell Brenden RobynCHIEF ACCOUNTING OFFICER
SaleCommon Stock 523 $4.39 $2,295.97
Disclosure

SEC source: 0001415889-25-008549 · form4-03182025_080310.xml · nonDerivative · entry 2

Arnell Brenden Robyn · CIK 0002010335 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,699

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 3,257 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 6,512 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 00:30 UTC
Spuler MeghanCHIEF PEOPLE OFFICER
SaleCommon Stock 777 $4.39 $3,411.03
Disclosure

SEC source: 0001415889-25-008548 · form4-03182025_080308.xml · nonDerivative · entry 2

Spuler Meghan · CIK 0002004857 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,706

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 5,246 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 13,797 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 00:30 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 1,295 $4.39 $5,685.05
Disclosure

SEC source: 0001415889-25-008547 · form4-03182025_080306.xml · nonDerivative · entry 2

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,961

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 8,813 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 37,269 time-based restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
March 17, 2025 Filed Mar 19, 2025 00:30 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
SaleCommon Stock 1,714 $4.39 $7,524.46
Disclosure

SEC source: 0001415889-25-008546 · form4-03182025_080304.xml · nonDerivative · entry 2

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,271

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 14,239 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 59,361 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 17, 2025 Filed Mar 19, 2025 00:30 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
SaleCommon Stock 11,467 $4.39 $50,340.13
Disclosure

SEC source: 0001415889-25-008545 · form4-03182025_080301.xml · nonDerivative · entry 2

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 575,270

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 79,936 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F4 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.35 to $4.52, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 324,696 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:30 UTC
Arnell Brenden RobynCHIEF ACCOUNTING OFFICER
SaleCommon Stock 547 $4.46 $2,439.62
Disclosure

SEC source: 0001415889-25-008549 · form4-03182025_080310.xml · nonDerivative · entry 1

Arnell Brenden Robyn · CIK 0002010335 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,222

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 3,257 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to $4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 6,512 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:30 UTC
Spuler MeghanCHIEF PEOPLE OFFICER
SaleCommon Stock 812 $4.46 $3,621.52
Disclosure

SEC source: 0001415889-25-008548 · form4-03182025_080308.xml · nonDerivative · entry 1

Spuler Meghan · CIK 0002004857 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,483

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 5,246 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to $4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 13,797 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:30 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
SaleCommon Stock 1,354 $4.46 $6,038.84
Disclosure

SEC source: 0001415889-25-008547 · form4-03182025_080306.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,256

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 8,813 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to $4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 37,269 time-based restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:30 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
SaleCommon Stock 1,793 $4.46 $7,996.78
Disclosure

SEC source: 0001415889-25-008546 · form4-03182025_080304.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,985

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 14,239 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to $4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 59,361 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
March 14, 2025 Filed Mar 19, 2025 00:30 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
SaleCommon Stock 11,997 $4.46 $53,506.62
Disclosure

SEC source: 0001415889-25-008545 · form4-03182025_080301.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 586,737

F1 · kind: Represents the sale of shares by the issuer on behalf of the reporting person pursuant to automatic "sell-to-cover" transactions to cover tax withholding obligations and fees arising due to the vesting of 79,936 time-based restricted stock units that were granted to the reporting person on March 13, 2024 under the issuer's 2017 Performance Incentive Plan, as amended. These sell to cover transactions do not represent discretionary trades by the reporting person.

F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $4.41 to 4.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote.

F3 · balance_after: Includes 324,696 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 21:05 UTC
Spuler MeghanCHIEF PEOPLE OFFICER
Disposition to issuerCommon Stock 402 $4.82 $1,937.64
Disclosure

SEC source: 0001415889-24-029963 · form4-12202024_041201.xml · nonDerivative · entry 1

Spuler Meghan · CIK 0002004857 · CHIEF PEOPLE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,295

F1 · shares: In connection with the vesting of 1,654 time-based restricted stock units that were granted on December 18, 2023, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 402 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 19,043 time-based restricted stock units subject to vesting and forfeiture restrictions

Read SEC document
December 10, 2024 Filed Dec 12, 2024 21:05 UTC
Martin Christopher RossDirector · 10% owner
GrantCommon Stock 10,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029081 · form4-12122024_041201.xml · nonDerivative · entry 1

Martin Christopher Ross · CIK 0002041913 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,567

F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2024 Performance Incentive Plan. The grant includes a pro-rated amount for services provided from appointment date to the 2025 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant or (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 10,527 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 10, 2024 Filed Dec 12, 2024 19:05 UTC
Pappas James CDirector · 10% owner
GrantCommon Stock 10,567 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029074 · form4-12122024_021201.xml · nonDerivative · entry 1

Pappas James C · CIK 0001462171 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,567

F1 · shares: Represents a grant of time-based restricted stock units under the Issuer's 2024 Performance Incentive Plan. The grant includes a pro-rated amount for services provided from appointment date to the 2025 annual stockholders meeting. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant or (v) the Company's next annual meeting of stockholders..

F2 · balance_after: Includes 10,567 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 08, 2024 Filed Dec 11, 2024 21:30 UTC
Mussetter Sarah A.CHIEF LEGAL OFFICER
Disposition to issuerCommon Stock 1,824 $5.59 $10,196.16
Disclosure

SEC source: 0001415889-24-028953 · form4-12112024_041201.xml · nonDerivative · entry 1

Mussetter Sarah A. · CIK 0001481286 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,610

F1 · shares: In connection with the vesting of 6,345 time-based restricted stock units that were granted on December 8, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,824 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 46,082 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 00:45 UTC
Martin Christopher RossDirector · See Footnote 1
PurchaseCommon Stock, $0.001 par value 800,454 $5.19 $4,154,356.26
Disclosure

SEC source: 0000921895-24-002884 · form413432005_12042024.xml · nonDerivative · entry 1

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

Martin Christopher Ross · CIK 0002041913 · Director · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,614,906

F1 · security: This Form 4 is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher R. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: On December 3, 2024, the Issuer entered into an equity purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of the Issuer's Common Stock at a per share purchase price equal to $5.19.

F3 · shares: Shares of the Issuer's Common Stock purchased in the Private Placement.

F4 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 00:44 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.001 par value 592,906 $5.19 $3,077,182.14
Disclosure

SEC source: 0000921895-24-002883 · form408569058_12042024.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 1,084,104

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: On December 3, 2024, the Issuer entered into an equity purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of the Issuer's Common Stock at a per share purchase price equal to $5.19.

F3 · shares: Shares of the Issuer's Common Stock purchased in the Private Placement.

F5 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 00:44 UTC
Pappas James CDirector · 10% owner
PurchaseCommon Stock, $0.001 par value 207,549 $5.19 $1,077,179.31
Disclosure

SEC source: 0000921895-24-002883 · form408569058_12042024.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · 10% owner

JCP Investment Partnership, LP · CIK 0001461946 · 10% owner

JCP Investment Partners, LP · CIK 0001461947 · 10% owner

JCP Investment Holdings, LLC · CIK 0001461948 · 10% owner

Pappas James C · CIK 0001462171 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 776,564

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · shares: On December 3, 2024, the Issuer entered into an equity purchase agreement with certain purchasers, including certain of the Reporting Persons (the "Purchasers"), pursuant to which the Issuer agreed to issue and sell to the Purchasers in a private placement (the "Private Placement") shares of the Issuer's Common Stock at a per share purchase price equal to $5.19.

F3 · shares: Shares of the Issuer's Common Stock purchased in the Private Placement.

F4 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
November 14, 2024 Filed Nov 18, 2024 21:38 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 5,954 $5.13 $30,544.02
Disclosure

SEC source: 0001415889-24-027093 · form4-11182024_091110.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,778

F1 · shares: In connection with the vesting of 15,132 time-based restricted stock units that were granted on November 14, 2022, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 5,954 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 73,600 time-based restricted stock units subject to vesting and forfeiture restrictions.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 00:47 UTC PurchaseCommon Stock, $0.001 par value 45,000 $5.18 $233,253.00
Disclosure

SEC source: 0000921895-24-002517 · form413432005_11072024.xml · nonDerivative · entry 2

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

Martin Christopher Ross · CIK 0002041913 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,452

F1 · security: This Form 4 is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher R. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 00:43 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 18,523 $5.18 $96,012.12
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 4

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 491,198

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 00:43 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 26,477 $5.18 $137,240.88
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 569,015

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
November 05, 2024 Filed Nov 8, 2024 00:47 UTC PurchaseCommon Stock, $0.001 par value 250 $5.99 $1,497.50
Disclosure

SEC source: 0000921895-24-002517 · form413432005_11072024.xml · nonDerivative · entry 1

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

Martin Christopher Ross · CIK 0002041913 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 769,452

F1 · security: This Form 4 is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher R. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
November 05, 2024 Filed Nov 8, 2024 00:43 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 97 $5.99 $581.03
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 472,675

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Read SEC document
November 05, 2024 Filed Nov 8, 2024 00:43 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 153 $5.99 $916.47
Disclosure

SEC source: 0000921895-24-002516 · form408569058_11072024.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 542,538

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 21:11 UTC PurchaseCommon Stock, $0.001 par value 36,868 $5.79 $213,598.44
Disclosure

SEC source: 0000921895-24-002319 · form413432005_10172024.xml · nonDerivative · entry 2

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 769,202

F1 · security: This Form 4 is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 21:07 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 54,880 $5.79 $317,952.77
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 4

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 472,578

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Read SEC document
October 16, 2024 Filed Oct 17, 2024 21:07 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 21,988 $5.79 $127,389.68
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 3

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 542,385

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

Read SEC document
October 16, 2024 Filed Oct 19, 2024 00:40 UTC Amendment PurchaseCommon Stock, $0.001 par value 36,868 $5.79 $213,598.44
Disclosure

SEC source: 0000921895-24-002325 · form4a13432005_10182024.xml · nonDerivative · entry 2

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

Martin Christopher Ross · CIK 0002041913 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 769,202

F1 · security: This Form 4/A is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher R. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 21:11 UTC PurchaseCommon Stock, $0.001 par value 893 $5.59 $4,996.07
Disclosure

SEC source: 0000921895-24-002319 · form413432005_10172024.xml · nonDerivative · entry 1

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,334

F1 · security: This Form 4 is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 21:07 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 369 $5.59 $2,064.44
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 2

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: Managed Accounts of JCP Investment Management, LLC

Disclosed balance after: 417,698

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Represents shares of Common Stock held in certain accounts managed by JCP Management (the "JCP Accounts"). JCP Management, as the investment manager of the JCP Accounts, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed to beneficially own the shares of Common Stock held in the JCP Accounts.

Read SEC document
October 15, 2024 Filed Oct 17, 2024 21:07 UTC
Pappas James CSee Footnote 1
PurchaseCommon Stock, $0.001 par value 524 $5.59 $2,931.62
Disclosure

SEC source: 0000921895-24-002315 · form408569058_10172024.xml · nonDerivative · entry 1

JCP Investment Management, LLC · CIK 0001461945 · See Footnote 1

JCP Investment Partnership, LP · CIK 0001461946 · See Footnote 1

JCP Investment Partners, LP · CIK 0001461947 · See Footnote 1

JCP Investment Holdings, LLC · CIK 0001461948 · See Footnote 1

Pappas James C · CIK 0001462171 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · By: JCP Investment Partnership, LP

Disclosed balance after: 520,397

F1 · security: This Form 4 is filed jointly by JCP Investment Partnership, LP ("JCP Partnership"), JCP Investment Partners, LP ("JCP Partners"), JCP Investment Holdings, LLC ("JCP Holdings"), JCP Investment Management, LLC ("JCP Management") and James C. Pappas (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Represents shares of Common Stock owned directly by JCP Partnership. JCP Partners, as the general partner of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Holdings, as the general partner of JCP Partners, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. JCP Management, as the investment manager of JCP Partnership, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership. Mr. Pappas, as the managing member of JCP Management and the sole member of JCP Holdings, may be deemed to beneficially own the shares of Common Stock owned directly by JCP Partnership.

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October 15, 2024 Filed Oct 19, 2024 00:40 UTC Amendment PurchaseCommon Stock, $0.001 par value 893 $5.59 $4,996.07
Disclosure

SEC source: 0000921895-24-002325 · form4a13432005_10182024.xml · nonDerivative · entry 1

Jumana Capital Investments LLC · CIK 0002036142 · See Footnote 1

Martin Christopher Ross · CIK 0002041913 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 732,334

F1 · security: This Form 4/A is filed jointly by Jumana Capital Investments LLC ("Jumana Capital") and Christopher R. Martin (collectively, the "Reporting Persons"). Each of the Reporting Persons are members of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. The Reporting Persons disclaim beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.direct: Represents shares of Common Stock owned directly by Jumana Capital. Mr. Martin, as Manager of Jumana Capital, may be deemed to beneficially own the shares of Common Stock owned directly by Jumana Capital.

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September 13, 2024 Filed Sep 17, 2024 20:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
Tax withholdingCommon Stock 18,048 $3.26 $58,836.48
Disclosure

SEC source: 0001415889-24-023511 · form4-09172024_040901.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 598,734

F1 · shares: In connection with the vesting of 41,254 time-based restricted stock units which were granted on September 13, 2022, subject to the terms and conditions of the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 18,048 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F2 · balance_after: Includes 404,632 restricted stock units subject to vesting and forfeiture restrictions.

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September 10, 2024 Filed Sep 12, 2024 20:05 UTC
Hart Gerard JohanDirector · PRESIDENT AND CEO
PurchaseCommon Stock 10,000 $3.15 $31,526.00
Disclosure

SEC source: 0001415889-24-023283 · form4-09122024_040901.xml · nonDerivative · entry 1

Hart Gerard Johan · CIK 0001305052 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 616,782

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions ranging from $3.09 to $3.16, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the footnote.

F2 · balance_after: Includes 445,886 time-based restricted stock units subject to vesting and forfeiture restrictions.

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September 03, 2024 Filed Sep 5, 2024 20:05 UTC
Wilson Joshua ToddCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 5,000 $3.60 $18,000.00
Disclosure

SEC source: 0001415889-24-022892 · form4-09052024_040901.xml · nonDerivative · entry 1

Wilson Joshua Todd · CIK 0001954431 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,732

F1 · balance_after: Includes 88,732 restricted stock units subject to vesting and forfeiture restrictions.

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June 12, 2024 Filed Jun 14, 2024 20:05 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 474 $8.18 $3,877.32
Disclosure

SEC source: 0001415889-24-016863 · form4-06142024_040601.xml · nonDerivative · entry 2

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,152

F2 · shares: In connection with the vesting of 1,949 time-based restricted stock units that were granted on June 12, 2024, under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 474 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

F3 · balance_after: Includes 32,897 time-based restricted stock units subject to vesting and forfeiture restrictions.

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June 12, 2024 Filed Jun 14, 2024 20:05 UTC
Lynch Jyoti A.CHIEF TECHNOLOGY OFFICER
Tax withholdingCommon Stock 1,538 $8.18 $12,580.84
Disclosure

SEC source: 0001415889-24-016863 · form4-06142024_040601.xml · nonDerivative · entry 1

Lynch Jyoti A. · CIK 0001871356 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,626

F1 · shares: In connection with the vesting of 6,318 time-based restricted stock units that were granted on June 12, 2024, as a one-time award grant subject to all the terms and conditions of awards granted under the issuer's 2017 Performance Incentive Plan, as amended, the issuer withheld 1,538 of such shares to satisfy tax withholding obligations. The transaction was approved by the issuer's Compensation Committee in accordance with Rule 16b-3(d)(1) of the Exchange Act (the "Act"), and as such, is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.

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May 23, 2024 Filed May 28, 2024 20:43 UTC GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014687 · form4-05282024_080521.xml · nonDerivative · entry 1

LUMPKIN STEVE · CIK 0001018555 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,249

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 23, 2024 Filed May 28, 2024 21:06 UTC GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014691 · form4-05282024_090504.xml · nonDerivative · entry 1

Ackil Anthony S · CIK 0001808157 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,513

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 23, 2024 Filed May 28, 2024 21:02 UTC GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014690 · form4-05282024_090558.xml · nonDerivative · entry 1

Conforti Thomas G. · CIK 0001258294 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,006

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 time-based restricted stock units subject to vesting and forfeiture restrictions.

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May 23, 2024 Filed May 28, 2024 20:36 UTC GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014680 · form4-05282024_080522.xml · nonDerivative · entry 1

Regan Nicole Miller · CIK 0001991178 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,738

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 shares subject to vesting and forfeiture restrictions.

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May 23, 2024 Filed May 28, 2024 20:30 UTC
PACE DAVIDDirector
GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014675 · form4-05282024_080534.xml · nonDerivative · entry 1

PACE DAVID · CIK 0001181108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,698

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 shares subject to vesting and forfeiture restrictions.

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May 23, 2024 Filed May 28, 2024 20:26 UTC GrantCommon Stock 16,415 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014670 · form4-05282024_080548.xml · nonDerivative · entry 1

Page Allison A. · CIK 0001803514 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,147

F1 · shares: Represents a grant of restricted stock units under the issuer's 2024 Performance Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the later of (x) fifty weeks following the date of grant and (y) the Company's next annual meeting of stockholders.

F2 · balance_after: Includes 16,415 shares subject to vesting and forfeiture restrictions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.