RPM

SEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 4

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,057,637

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 11,647 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F4 · balance_after: Includes an aggregate of 8,401 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 59,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069,284

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 11,647 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,043,024

F2 · kind: The reporting person was granted 21,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047997 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,021,874

F1 · kind: The reporting person was granted 1,732 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047994 · doc4.xml · derivative · entry 5

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,500

Underlying: Common Stock · 20,000 shares

Expires 2031-07-21

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 21, 2022.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2017 and 2021 and expire 10 years from the date of grant.

SEC source: 0001209191-21-047994 · doc4.xml · nonDerivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,934

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,542 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F4 · balance_after: Includes an aggregate of 5,297 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 12,218 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047994 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,476

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,542 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-21-047994 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,224

F2 · kind: The reporting person was granted 5,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047994 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,824

F1 · kind: The reporting person was granted 564 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047992 · doc4.xml · derivative · entry 6

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-21

F6 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 22, 2021.

F7 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2021 and expire 10 years from the date of grant.

SEC source: 0001209191-21-047992 · doc4.xml · nonDerivative · entry 4

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,676

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,463 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F4 · balance_after: Includes an aggregate of 27,785 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047992 · doc4.xml · nonDerivative · entry 3

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,139

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 1,463 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-21-047992 · doc4.xml · nonDerivative · entry 2

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,887

F2 · kind: The reporting person was granted 5,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047992 · doc4.xml · nonDerivative · entry 1

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,487

F1 · kind: The reporting person was granted 1,776 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047990 · doc4.xml · derivative · entry 5

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 20,000 shares

Expires 2031-07-21

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 21, 2021.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2021 and expire 10 years from the date of grant.

SEC source: 0001209191-21-047990 · doc4.xml · nonDerivative · entry 4

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,800

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,251 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F4 · balance_after: Includes an aggregate of 17,323 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 16,269 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047990 · doc4.xml · nonDerivative · entry 3

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,051

F3 · kind: On July 21, 2021, a portion of the reporting person's Performance Stock Units previously granted on October 3, 2018 pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 2,251 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-21-047990 · doc4.xml · nonDerivative · entry 2

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,799

F2 · kind: The reporting person was granted 5,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047990 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,399

F1 · kind: The reporting person was granted 2,197 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047384 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,624

F1 · kind: On July 16, 2021, 2,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 597 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 3,552 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 16,541 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 7,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-047379 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,908

F1 · kind: On July 16, 2021, 2,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 597 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 23,123 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, and 7,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-037265 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,202

F1 · kind: On May 28, 2021, 4,188 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 1,795 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 15,126 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 16,269 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-037254 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,260

F1 · kind: On May 28, 2021, 2,093 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 615 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 4,733 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 12,218 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-037247 · doc4.xml · nonDerivative · entry 1

SMILEY KEITH R · CIK 0001224033 · VP-Finance & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,221

F1 · kind: On May 28, 2021, 1,372 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 408 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 3,552 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 4,825 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 16,541 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 9,750 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-037237 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,020,142

F1 · kind: On May 28, 2021, 4,200 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 1,863 shares back to the issuer to satisfy tax obligations of the reporting person.

F2 · balance_after: Includes an aggregate of 6,669 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-029294 · doc4.xml · derivative · entry 8

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,210,000

Underlying: Common Stock · 200,000 shares

Expires 2024-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 21, 2015, 2016, 2017 and 2018.

F4 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2020 and expire 10 years from the date of grant.

SEC source: 0001209191-21-029294 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,022,005

F1 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-029294 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,067,530

SEC source: 0001209191-21-029294 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-027007 · doc4.xml · nonDerivative · entry 1

GROSS THOMAS · CIK 0001205244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,016

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $90.45 - $90.705. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-026650 · doc4.xml · nonDerivative · entry 1

GROSS THOMAS · CIK 0001205244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $91.73 - $92.0823. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

SEC source: 0001209191-21-011254 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,327

SEC source: 0001209191-21-005876 · doc4.xml · nonDerivative · entry 5

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,997

F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $84.436 - $85.29. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes an aggregate of 19,314 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 13,876 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-005876 · doc4.xml · derivative · entry 6

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,000

Underlying: Common Stock · 20,000 shares

Expires 2022-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 16, 2013, 2014, 2015 and 2016.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2020 and expire 10 years from the date of grant.

SEC source: 0001209191-21-005876 · doc4.xml · nonDerivative · entry 4

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,665

SEC source: 0001209191-21-005876 · doc4.xml · nonDerivative · entry 3

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,030

SEC source: 0001209191-21-005876 · doc4.xml · nonDerivative · entry 2

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-005876 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,997

F1 · kind: On January 26, 2021, 24,281 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 10,405 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-21-002960 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,875

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $86.45 - $87.04. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 6,826 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 10,740 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 9,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-21-046568 · doc5.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,012,542

F1 · balance_after: Includes an aggregate of 6,669 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting person's retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

SEC source: 0001209191-20-056684 · doc4.xml · nonDerivative · entry 1

SUMMERS WILLIAM B JR · CIK 0001216772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,118

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 549 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056677 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,227

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 570 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056670 · doc4.xml · nonDerivative · entry 1

Livingston Robert · CIK 0001302675 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,170

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 580 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056662 · doc4.xml · nonDerivative · entry 1

GROSS THOMAS · CIK 0001205244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,803

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 565 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056664 · doc4.xml · nonDerivative · entry 1

Lagacy Julie A. · CIK 0001712567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,170

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 580 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056659 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,402

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 540 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056655 · doc4.xml · nonDerivative · entry 1

Deckard Jenniffer D. · CIK 0001621011 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,775

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 549 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056649 · doc4.xml · nonDerivative · entry 1

Daberko David A. · CIK 0001181653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,408

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 473 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-056646 · doc4.xml · nonDerivative · entry 1

CARBONARI BRUCE A · CIK 0001224021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,021

F1 · kind: On October 30, 2020, 2,150 shares of Common Stock issued to the reporting person pursuant to the RPM International Inc. 2003 Restricted Stock Plan for Directors (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 473 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person.

SEC source: 0001209191-20-054799 · doc4.xml · nonDerivative · entry 4

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 961,892

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $87.35 - $88.35. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 10,869 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 95,168 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, and 38,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.