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RPM

RPM INTERNATIONAL INC/DE/

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3418
SEC CIK
0000110621
Parsed reports
446

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202601
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 04, 2023 Filed Oct 6, 2023 20:48 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052336 · doc4.xml · nonDerivative · entry 1

Whited Elizabeth F · CIK 0001690609 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,300

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:47 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052331 · doc4.xml · nonDerivative · entry 1

SUMMERS WILLIAM B JR · CIK 0001216772 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,622

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:45 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052327 · doc4.xml · nonDerivative · entry 1

Pawlikowski Ellen M · CIK 0001751642 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,700

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:43 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052325 · doc4.xml · nonDerivative · entry 1

Nance Frederick R. · CIK 0001388816 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,715

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:42 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052323 · doc4.xml · nonDerivative · entry 1

Livingston Robert · CIK 0001302675 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,618

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:40 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052321 · doc4.xml · nonDerivative · entry 1

FAZZOLARI SALVATORE D · CIK 0001201346 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,923

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:38 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052319 · doc4.xml · nonDerivative · entry 1

Deckard Jenniffer D. · CIK 0001621011 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,279

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:36 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052317 · doc4.xml · nonDerivative · entry 1

CARBONARI BRUCE A · CIK 0001224021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,168.32

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:35 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052315 · doc4.xml · nonDerivative · entry 1

BALLBACH JOHN M · CIK 0001242950 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,901

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
October 04, 2023 Filed Oct 6, 2023 20:33 UTC GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-052313 · doc4.xml · nonDerivative · entry 1

Andrews Kirkland B · CIK 0001529284 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,075

F1 · kind: Represents a grant of 1,800 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 20:27 UTC
Laroche Michael J.VP, Controller & CAO
SaleCommon Stock, $0.01 par value 2,593 $103.63 $268,713.63
Disclosure

SEC source: 0001209191-23-046549 · doc4.xml · nonDerivative · entry 1

Laroche Michael J. · CIK 0001892453 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,286

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $103.62030 - $103.66. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 4,611 shares of Common Stock issued pursuant to the Plan and 4,200 shares of Common Stock issued as Performance Earned Restricted Stock pursuant to the Plan.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:38 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
SaleCommon Stock, $0.01 par value 6,137 $103.29 $633,884.59
Disclosure

SEC source: 0001209191-23-044608 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,451

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $103.25 - $103.27. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 4,552 shares of Common Stock issued pursuant to the Plan, 632 vested restricted shares of Common Stock held in escrow in the 97 Plan, 20,834 shares of vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 6,800 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:37 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionStock Appreciation Rights · Derivative 200,000 $0.00 Strike: $50.99 $0.00
Disclosure

SEC source: 0001209191-23-044604 · doc4.xml · derivative · entry 9

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,336,000

Underlying: Common Stock · 200,000 shares

Expires 2026-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Appreciation Rights vested on July 25, 2017, 2018, 2019 and 2020.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2017 and 2023 and expire ten years from the date of grant.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:37 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 44,737 $102.88 $4,602,542.56
Disclosure

SEC source: 0001209191-23-044604 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,117,072

F1 · balance_after: Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 31,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:37 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Disposition to issuerCommon Stock, $0.01 par value 99,126 $102.88 $10,198,082.88
Disclosure

SEC source: 0001209191-23-044604 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,161,809

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:37 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Exercise / conversionCommon Stock, $0.01 par value 200,000 $50.99 $10,198,000.00
Disclosure

SEC source: 0001209191-23-044604 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,260,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
SaleCommon Stock, $0.01 par value 3,966 $103.02 $408,573.35
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 7

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,473

F1 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $102.96 - $103.1168. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes an aggregate of 3,220 shares of Common Stock issued pursuant to the Plan, 13,350 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 8,100 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:37 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
SaleCommon Stock, $0.01 par value 20,433 $103.54 $2,115,583.78
Disclosure

SEC source: 0001209191-23-044604 · doc4.xml · nonDerivative · entry 8

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · As Co-Trustee of the Thomas C. Sullivan Trust dated 12/14/1987, as Amended

Disclosed balance after: 0

F4 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $103.10 - $103.835. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 5,000 $0.00 Strike: $81.01 $0.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · derivative · entry 11

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,800

Underlying: Common Stock · 5,000 shares

Expires 2032-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2020 and 2023 and expire 10 years from the date of grant.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $86.93 $0.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · derivative · entry 10

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,800

Underlying: Common Stock · 10,000 shares

Expires 2031-07-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Appreciation Rights vested on July 21, 2022 and 2023.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 10,000 $0.00 Strike: $78.49 $0.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · derivative · entry 9

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,800

Underlying: Common Stock · 10,000 shares

Expires 2030-07-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Appreciation Rights vested on July 22, 2022 and 2023.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionStock Appreciation Rights · Derivative 5,000 $0.00 Strike: $62.17 $0.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · derivative · entry 8

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,800

Underlying: Common Stock · 5,000 shares

Expires 2029-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 3,160 $103.62 $327,439.20
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 6

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,439

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Disposition to issuerCommon Stock, $0.01 par value 22,874 $103.62 $2,370,203.88
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 5

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,599

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 5,000 $81.01 $405,050.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 10,000 $86.93 $869,300.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 10,000 $78.49 $784,900.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:34 UTC
Moore Edward W.SVP, GC & CCO
Exercise / conversionCommon Stock, $0.01 par value 5,000 $62.17 $310,850.00
Disclosure

SEC source: 0001209191-23-044601 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:53 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 7,983 $92.95 $742,019.85
Disclosure

SEC source: 0001209191-23-043326 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,060,935

F1 · kind: On July 21, 2023, 18,000 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 7,983 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F2 · balance_after: Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 31,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:50 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
Tax withholdingCommon Stock, $0.01 par value 9,402 $92.95 $873,915.90
Disclosure

SEC source: 0001209191-23-043324 · doc4.xml · nonDerivative · entry 2

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,588

F2 · kind: On July 21, 2023, 632 shares of Common Stock issued to the Reporting Person pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended (the "97 Plan") vested, 18,020 shares of Common Stock issued to the Reporting Person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "2007 Plan") vested, and 2,814 shares of Common Stock issued to the Reporting Person pursuant to the Plan vested. In accordance with the 97 Plan, the 2007 Plan and the Plan, the Reporting Person disposed of 9,402 shares back to the Issuer to satisfy tax obligations of the Reporting Person.

F3 · balance_after: Includes an aggregate of 4,552 shares of Common Stock issued pursuant to the Plan, 632 vested restricted shares of Common Stock held in escrow in the 97 Plan, 20,834 shares of vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 6,800 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:50 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
Tax withholdingCommon Stock, $0.01 par value 1,120 $92.95 $104,104.00
Disclosure

SEC source: 0001209191-23-043324 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,990

F1 · kind: On July 21, 2023, 3,750 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 1,120 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:49 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 1,996 $92.95 $185,528.20
Disclosure

SEC source: 0001209191-23-043322 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,473

F1 · kind: On July 21, 2023, 4,500 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 1,996 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F2 · balance_after: Includes an aggregate of 3,220 shares of Common Stock issued pursuant to the Plan, 13,350 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 8,100 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:43 UTC
Kinser Timothy R.VP-Operations
Tax withholdingCommon Stock, $0.01 par value 997 $92.95 $92,671.15
Disclosure

SEC source: 0001209191-23-043320 · doc4.xml · nonDerivative · entry 1

Kinser Timothy R. · CIK 0001888826 · VP-Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,147

F1 · kind: On July 21, 2023, 3,000 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 997 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F2 · balance_after: Includes an aggregate of 4,150 shares of Common Stock issued pursuant to the Plan, 478 vested restricted shares of Common Stock held in escrow until the Reporting Persons' retirement and 6,300 shares of Common Stock issued as Performance Earned Restricted Stock pursuant to the Plan.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:41 UTC
Kastner Janeen B.VP Corp. Benefits/Risk Mgmt.
Tax withholdingCommon Stock, $0.01 par value 1,929 $92.95 $179,300.55
Disclosure

SEC source: 0001209191-23-043318 · doc4.xml · nonDerivative · entry 1

Kastner Janeen B. · CIK 0001622407 · VP Corp. Benefits/Risk Mgmt.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,722

F1 · kind: On July 21, 2023, 4,500 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 1,929 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F2 · balance_after: Includes an aggregate of 10,824 shares of Common Stock issued pursuant to the Plan, 11,965 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement and 8,100 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:39 UTC Tax withholdingCommon Stock, $0.01 par value 1,929 $92.95 $179,300.55
Disclosure

SEC source: 0001209191-23-043316 · doc4.xml · nonDerivative · entry 1

Gordon Russell L · CIK 0001546777 · VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,161

F1 · kind: On July 21, 2023, 4,500 shares of Common Stock issued to the Reporting Person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the Reporting Person disposed of 1,929 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F2 · balance_after: Includes an aggregate of 14,980 shares of Common Stock issued pursuant to the Plan, 18,781 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 8,100 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:53 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantStock Appreciation Rights · Derivative 126,000 $0.00 Strike: $93.51 $0.00
Disclosure

SEC source: 0001209191-23-043115 · doc4.xml · derivative · entry 7

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,536,000

Underlying: Common Stock · 126,000 shares

Expires 2033-07-19

F5 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments beginning on July 19, 2024.

F6 · balance_after: Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2023 and expire ten years from the date of grant.

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July 19, 2023 Filed Jul 21, 2023 20:53 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
Tax withholdingCommon Stock, $0.01 par value 21,426 $93.51 $2,003,545.26
Disclosure

SEC source: 0001209191-23-043115 · doc4.xml · nonDerivative · entry 3

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,918

F2 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 21,426 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F3 · balance_after: Includes an aggregate of 4,294 shares of Common Stock issued pursuant to the Plan, 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 99,686 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 49,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

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July 19, 2023 Filed Jul 21, 2023 20:53 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 50,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043115 · doc4.xml · nonDerivative · entry 2

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,090,344

F2 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 21,426 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

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July 19, 2023 Filed Jul 21, 2023 20:53 UTC
SULLIVAN FRANK CDirector · Chairman and CEO
GrantCommon Stock, $0.01 par value 10,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043115 · doc4.xml · nonDerivative · entry 1

SULLIVAN FRANK C · CIK 0001224025 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,344

F1 · kind: The reporting person was granted 10,400 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan").

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July 19, 2023 Filed Jul 21, 2023 20:49 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
Tax withholdingCommon Stock, $0.01 par value 1,493 $93.51 $139,610.43
Disclosure

SEC source: 0001209191-23-043106 · doc4.xml · nonDerivative · entry 4

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,110

F3 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 1,493 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F4 · balance_after: Includes an aggregate of 632 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 25,386 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan and the Plan, and 10,550 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

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July 19, 2023 Filed Jul 21, 2023 20:49 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
GrantCommon Stock, $0.01 par value 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043106 · doc4.xml · nonDerivative · entry 3

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,603

F3 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 1,493 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

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July 19, 2023 Filed Jul 21, 2023 20:49 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
GrantCommon Stock, $0.01 par value 2,300 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043106 · doc4.xml · nonDerivative · entry 2

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,603

F2 · kind: The reporting person was granted 2,300 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

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July 19, 2023 Filed Jul 21, 2023 20:49 UTC
Ratajczak Matthew TVP-Global Tax and Treasurer
GrantCommon Stock, $0.01 par value 722 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043106 · doc4.xml · nonDerivative · entry 1

Ratajczak Matthew T · CIK 0001546776 · VP-Global Tax and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,303

F1 · kind: The Reporting Person was granted 722 shares of Common Stock, issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan").

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July 19, 2023 Filed Jul 21, 2023 20:47 UTC
Moore Edward W.SVP, GC & CCO
GrantStock Appreciation Rights · Derivative 20,800 $0.00 Strike: $93.51 $0.00
Disclosure

SEC source: 0001209191-23-043099 · doc4.xml · derivative · entry 4

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,800

Underlying: Common Stock · 20,800 shares

Expires 2033-07-19

F4 · derivative.exercise_date: The Stock Appreciation Rights vest in four equal installments, beginning on July 19, 2024.

F5 · balance_after: Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2019 and 2023 and expire 10 years from the date of grant.

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July 19, 2023 Filed Jul 21, 2023 20:47 UTC
Moore Edward W.SVP, GC & CCO
Tax withholdingCommon Stock, $0.01 par value 3,220 $93.51 $301,102.20
Disclosure

SEC source: 0001209191-23-043099 · doc4.xml · nonDerivative · entry 3

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,469

F2 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 3,220 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F3 · balance_after: Includes an aggregate of 3,220 shares of Common Stock issued pursuant to the Plan, 13,350 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 12,600 shares of Common Stock, issued as Performance Earned Restricted Stock pursuant to the Plan.

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July 19, 2023 Filed Jul 21, 2023 20:47 UTC
Moore Edward W.SVP, GC & CCO
GrantCommon Stock, $0.01 par value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043099 · doc4.xml · nonDerivative · entry 2

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,698

F2 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 3,220 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

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July 19, 2023 Filed Jul 21, 2023 20:47 UTC
Moore Edward W.SVP, GC & CCO
GrantCommon Stock, $0.01 par value 2,700 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043099 · doc4.xml · nonDerivative · entry 1

Moore Edward W. · CIK 0001414203 · SVP, GC & CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,689

F1 · kind: The reporting person was granted 2,700 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan").

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:44 UTC
Laroche Michael J.VP, Controller & CAO
Tax withholdingCommon Stock, $0.01 par value 1,117 $93.51 $104,450.67
Disclosure

SEC source: 0001209191-23-043094 · doc4.xml · nonDerivative · entry 4

Laroche Michael J. · CIK 0001892453 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,879

F3 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 1,117 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

F4 · balance_after: Includes an aggregate of 4,611 shares of Common Stock issued pursuant to the Plan and 4,200 shares of Common Stock issued as Performance Earned Restricted Stock pursuant to the Plan.

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July 19, 2023 Filed Jul 21, 2023 20:44 UTC
Laroche Michael J.VP, Controller & CAO
GrantCommon Stock, $0.01 par value 3,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043094 · doc4.xml · nonDerivative · entry 3

Laroche Michael J. · CIK 0001892453 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,996

F3 · kind: On July 19, 2023, all of the Reporting Person's Performance Stock Units previously granted in 2020 pursuant to the Plan vested. In accordance with the Plan, the Reporting Person disposed of 1,117 shares of Common Stock back to the Issuer to satisfy tax obligations of the Reporting Person.

Read SEC document
July 19, 2023 Filed Jul 21, 2023 20:44 UTC
Laroche Michael J.VP, Controller & CAO
GrantCommon Stock, $0.01 par value 1,800 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-043094 · doc4.xml · nonDerivative · entry 2

Laroche Michael J. · CIK 0001892453 · VP, Controller & CAO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,246

F2 · kind: The reporting person was granted 1,800 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.