ROKU

SEC source: 0001716837-20-000119 · edgar.xml · derivative · entry 1

HUNT NEIL D · CIK 0001393571 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

SEC source: 0001716837-20-000118 · edgar.xml · derivative · entry 2

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Class A Common Stock · 2,535 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

SEC source: 0001716837-20-000118 · edgar.xml · derivative · entry 1

Henricks Alan S. · CIK 0001513957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

SEC source: 0001716837-20-000117 · edgar.xml · derivative · entry 2

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535

Underlying: Class A Common Stock · 2,535 shares

Expires 2030-06-09

F2 · derivative.exercise_date: The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.

SEC source: 0001716837-20-000117 · edgar.xml · derivative · entry 1

Hastings Jeff · CIK 0001336253 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Class A Common Stock · 878 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.

SEC source: 0001716837-20-000110 · edgar.xml · nonDerivative · entry 3

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,268

F2 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

SEC source: 0001716837-20-000109 · edgar.xml · nonDerivative · entry 6

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.00 to $111.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000109 · edgar.xml · nonDerivative · entry 5

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87

F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.01 to $109.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000109 · edgar.xml · nonDerivative · entry 4

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737

F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.00 to $108.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000109 · edgar.xml · nonDerivative · entry 3

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,537

F2 · shares: Shares sold pursuant to Mr. Ozgen's 10b5-1 plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.98 to $107.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000108 · edgar.xml · nonDerivative · entry 3

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,812

F2 · shares: Shares sold pursuant to Mr. Kay's 10b5-1 plan.

SEC source: 0001716837-20-000110 · edgar.xml · nonDerivative · entry 2

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,946

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-20-000109 · edgar.xml · nonDerivative · entry 2

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,964

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-20-000108 · edgar.xml · nonDerivative · entry 2

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,121

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-20-000110 · edgar.xml · derivative · entry 4

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,780

Underlying: Class A Common Stock · 3,356 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on November 15, 2018.

SEC source: 0001716837-20-000110 · edgar.xml · nonDerivative · entry 1

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,624

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000109 · edgar.xml · derivative · entry 7

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,882

Underlying: Class A Common Stock · 9,989 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on June 1, 2019.

SEC source: 0001716837-20-000109 · edgar.xml · nonDerivative · entry 1

Ozgen Mustafa · CIK 0001767033 · SVP and GM of Account Acquisit

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,989

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000108 · edgar.xml · derivative · entry 4

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,819

Underlying: Class A Common Stock · 2,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.expiration_date: This RSU vests ratably in 16 quarterly installments. The first installment vested on March 1, 2020.

SEC source: 0001716837-20-000108 · edgar.xml · nonDerivative · entry 1

KAY STEPHEN H · CIK 0001247487 · SVP General Counsel, Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000107 · edgar.xml · derivative · entry 13

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856

Underlying: Class A Common Stock · 856 shares

Expires 2030-05-31

F10 · price: This stock option was awarded to the Reporting Person by the Issuer's Compensation Committee of the Board of Directors pursuant to the Issuer's Executive Supplemental Stock Option Program in exchange for a reduction in the monthly base salary of the Reporting Person of $33,333.33.

F9 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-20-000107 · edgar.xml · derivative · entry 12

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-20-000107 · edgar.xml · derivative · entry 11

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-20-000107 · edgar.xml · derivative · entry 10

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,293,333

Underlying: Class B Common Stock · 10,000 shares

Expires 2022-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: This stock option is fully vested.

SEC source: 0001716837-20-000107 · edgar.xml · derivative · entry 9

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 18,626,815

Underlying: Class A Common Stock · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 8

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,000

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.75 to $114.06 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 7

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 25,488

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.74 to $113.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 6

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 33,709

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.74 to $112.73 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 5

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 42,445

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.69 to $111.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 4

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 44,745

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.66 to $110.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 3

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 55,096

F2 · shares: Shares sold pursuant to a Rule 10b5-1 Sales Plan.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.65 to $109.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 2

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000107 · edgar.xml · nonDerivative · entry 1

Wood Anthony J. · CIK 0001716837 · Director · CEO and Chairman BOD · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Wood Revocable Trust

Disclosed balance after: 50,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

F1 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.

SEC source: 0001716837-20-000103 · edgar.xml · nonDerivative · entry 1

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

F1 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

SEC source: 0001716837-20-000102 · edgar.xml · nonDerivative · entry 6

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-20-000102 · edgar.xml · derivative · entry 9

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.

F5 · derivative.expiration_date: This RSU was granted on 5/24/2018 and vests annually over three years on each anniversary of the grant date.

SEC source: 0001716837-20-000102 · edgar.xml · derivative · entry 8

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,674

Underlying: Class A Common Stock · 307 shares

Expires 2028-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option vests in 36 equal monthly installments. The first installment vested on 5/24/2018.

SEC source: 0001716837-20-000102 · edgar.xml · nonDerivative · entry 5

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,225

SEC source: 0001716837-20-000102 · edgar.xml · nonDerivative · entry 4

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

F2 · shares: Shares sold pursuant to Ms. Fyfield's 10b5-1 plan.

SEC source: 0001716837-20-000102 · edgar.xml · nonDerivative · entry 3

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000102 · edgar.xml · nonDerivative · entry 2

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743

F1 · shares: These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.

SEC source: 0001716837-20-000097 · edgar.xml · nonDerivative · entry 2

Rothrock Ray A. · CIK 0001500899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,371

SEC source: 0001716837-20-000102 · edgar.xml · derivative · entry 7

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F3 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

SEC source: 0001716837-20-000102 · edgar.xml · nonDerivative · entry 1

Fyfield Mai · CIK 0001741111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000099 · edgar.xml · derivative · entry 2

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,065 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

F1 · derivative.expiration_date: This RSU was granted on 5/22/2019 and vested in a single installment on the anniversary of the grant date.

SEC source: 0001716837-20-000099 · edgar.xml · nonDerivative · entry 1

Ahuja Ravi · CIK 0001716859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 7

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,268

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 6

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,668

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.34 to $111.23 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 5

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,568

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.32 to $110.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001716837-20-000101 · edgar.xml · nonDerivative · entry 4

Rosenberg Scott A. · CIK 0001716857 · GM, Sr. VP Platform Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,178

F1 · shares: Shares sold pursuant to Mr. Rosenberg's 10b5-1 plan.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.59 to $112.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.