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ROYCE MICRO-CAP TRUST, INC.

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Tapewire entity
5175
SEC CIK
0000912147
Parsed reports
39

Last 12 months

Inside the activity.

5 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202630
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 00:51 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 1,000 $13.40 $13,400.00
Disclosure

SEC source: 0000906304-26-000163 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,624

Read SEC document
June 15, 2026 Filed Jun 15, 2026 19:34 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 3,600 $14.12 $50,832.00
Disclosure

SEC source: 0000906304-26-000102 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,319

Read SEC document
June 05, 2026 Filed Jun 8, 2026 16:12 UTC
DENNEEN JOHN ESecretary · Secretary Investment Advisor
PurchaseCommon Stock 4,000 $13.70 $54,800.00
Disclosure

SEC source: 0000906304-26-000098 · form4.xml · nonDerivative · entry 1

DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,232

Read SEC document
June 01, 2026 Filed Jun 2, 2026 20:15 UTC
DENNEEN JOHN ESecretary · Secretary Investment Advisor
PurchaseCommon Stock 3,249 $13.97 $45,388.53
Disclosure

SEC source: 0000906304-26-000096 · form4.xml · nonDerivative · entry 1

DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,232

Read SEC document
March 24, 2026 Filed Mar 27, 2026 18:33 UTC Amendment
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 6,500 $11.48 $74,620.00
Disclosure

SEC source: 0000906304-26-000056 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,648

Read SEC document
November 05, 2025 Filed Nov 6, 2025 20:02 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 200,000 $10.27 $2,054,000.00
Disclosure

SEC source: 0000906304-25-000240 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 596,926

Read SEC document
August 26, 2025 Filed Aug 27, 2025 14:40 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 2,100 $10.16 $21,336.00
Disclosure

SEC source: 0000906304-25-000189 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,721

Read SEC document
May 06, 2025 Filed May 6, 2025 17:54 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 2,042 $8.17 $16,683.14
Disclosure

SEC source: 0000912147-25-000026 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 796,928

Read SEC document
May 05, 2025 Filed May 6, 2025 17:54 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 7,570 $8.31 $62,906.70
Disclosure

SEC source: 0000912147-25-000026 · form4.xml · nonDerivative · entry 3

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in the Royce Charitable Trust

Disclosed balance after: 457,070

Read SEC document
May 05, 2025 Filed May 6, 2025 17:54 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 43,229 $8.31 $359,232.99
Disclosure

SEC source: 0000912147-25-000026 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 798,970

Read SEC document
May 02, 2025 Filed May 5, 2025 20:18 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 43,230 $8.33 $360,105.90
Disclosure

SEC source: 0000912147-25-000024 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held in the Royce Charitable Trust

Disclosed balance after: 464,640

Read SEC document
May 02, 2025 Filed May 5, 2025 20:18 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 43,229 $8.33 $360,097.57
Disclosure

SEC source: 0000912147-25-000024 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,199

Read SEC document
April 17, 2025 Filed Apr 17, 2025 19:02 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 76,354 $7.83 $597,851.82
Disclosure

SEC source: 0000912147-25-000022 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 885,428

Read SEC document
April 16, 2025 Filed Apr 17, 2025 19:02 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 9,160 $7.87 $72,089.20
Disclosure

SEC source: 0000912147-25-000022 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 961,782

Read SEC document
February 19, 2025 Filed Feb 19, 2025 21:48 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 100,000 $9.92 $991,700.00
Disclosure

SEC source: 0000912147-25-000010 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 970,942

Read SEC document
February 18, 2025 Filed Feb 19, 2025 21:48 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 50,000 $9.97 $498,400.00
Disclosure

SEC source: 0000912147-25-000010 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,942

Read SEC document
January 31, 2025 Filed Feb 3, 2025 21:00 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 50,000 $9.94 $497,000.00
Disclosure

SEC source: 0000912147-25-000004 · form4.xml · nonDerivative · entry 4

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,120,942

Read SEC document
January 30, 2025 Filed Feb 3, 2025 21:00 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 50,000 $9.93 $496,500.00
Disclosure

SEC source: 0000912147-25-000004 · form4.xml · nonDerivative · entry 3

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,170,942

Read SEC document
January 30, 2025 Filed Feb 3, 2025 21:00 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 50,000 $9.96 $498,000.00
Disclosure

SEC source: 0000912147-25-000004 · form4.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,220,942

Read SEC document
January 29, 2025 Filed Feb 3, 2025 21:00 UTC
ROYCE CHARLES MSr. Advisor Royce & Associates
SaleCommon Stock 50,000 $9.88 $494,000.00
Disclosure

SEC source: 0000912147-25-000004 · form4.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Sr. Advisor Royce & Associates

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,270,942

Read SEC document
August 16, 2024 Filed Aug 19, 2024 14:28 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 5,400 $9.56 $51,624.00
Disclosure

SEC source: 0000912147-24-000007 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,040

Read SEC document
March 22, 2024 Filed Mar 22, 2024 18:17 UTC
Gannon Francis D.Vice President
PurchaseCommon Stock 2,500 $9.28 $23,200.00
Disclosure

SEC source: 0000912147-24-000004 · form4.xml · nonDerivative · entry 1

Gannon Francis D. · CIK 0001333932 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
March 21, 2024 Filed Mar 22, 2024 18:55 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 5,000 $9.24 $46,200.00
Disclosure

SEC source: 0000912147-24-000005 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,945

Read SEC document
March 21, 2024 Filed Mar 22, 2024 18:17 UTC
Gannon Francis D.Vice President
PurchaseCommon Stock 2,500 $9.25 $23,125.00
Disclosure

SEC source: 0000912147-24-000004 · form4.xml · nonDerivative · entry 2

Gannon Francis D. · CIK 0001333932 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
October 05, 2022 Filed Oct 5, 2022 19:04 UTC PurchaseCommon Stock 2,500 $8.33 $20,825.00
Disclosure

SEC source: 0001567619-22-018262 · doc1.xml · nonDerivative · entry 1

Grisanti Christopher C. · CIK 0001714888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Read SEC document
May 06, 2022 Filed May 6, 2022 20:26 UTC
O BYRNE DANIEL AVice President · VP - Investment Advisor
PurchaseCommon Stock 1,000 $9.30 $9,300.00
Disclosure

SEC source: 0001567619-22-009684 · doc1.xml · nonDerivative · entry 1

O BYRNE DANIEL A · CIK 0001232147 · Vice President · VP - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,587

Read SEC document
December 29, 2021 Filed Dec 30, 2021 19:27 UTC
ROYCE CHARLES MPortfolio Manager
GiftCommon Stock 420,000 $11.57 $4,859,400.00
Disclosure

SEC source: 0001567619-21-022663 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,044,038

F2 · kind: Gift of shares to The Royce Charitable Trust.

Read SEC document
September 09, 2021 Filed Sep 9, 2021 18:34 UTC PurchaseCommon Stock 2,500 $11.99 $29,975.00
Disclosure

SEC source: 0001567619-21-016896 · doc1.xml · nonDerivative · entry 1

Grisanti Christopher C. · CIK 0001714888 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
July 23, 2021 Filed Jul 26, 2021 15:51 UTC PurchaseCommon Stock 420 $11.84 $4,972.80
Disclosure

SEC source: 0001567619-21-013953 · doc1.xml · nonDerivative · entry 1

OBRIEN G PETER · CIK 0001193493 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,360

Read SEC document
February 25, 2021 Filed Feb 26, 2021 14:27 UTC PurchaseCommon Stock 1,500 $11.90 $17,850.00
Disclosure

SEC source: 0001567619-21-004980 · doc1.xml · nonDerivative · entry 1

SHIELDS MICHAEL K. · CIK 0001640894 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
January 29, 2021 Filed Jan 29, 2021 21:17 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 8,000 $10.78 $86,240.00
Disclosure

SEC source: 0001567619-21-001710 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,475

Read SEC document
December 18, 2020 Filed Dec 18, 2020 21:43 UTC PurchaseCommon Stock 9,000 $10.12 $91,080.00
Disclosure

SEC source: 0001567619-20-021373 · doc1.xml · nonDerivative · entry 1

Harper Cecile Burleigh · CIK 0001819480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Read SEC document
October 12, 2020 Filed Oct 13, 2020 14:13 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 10,000 $8.40 $84,000.00
Disclosure

SEC source: 0001567619-20-017735 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,128

Read SEC document
September 21, 2020 Filed Sep 22, 2020 16:05 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 5,455 $7.72 $42,112.60
Disclosure

SEC source: 0001567619-20-016964 · doc1.xml · nonDerivative · entry 3

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 114,424

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 16:05 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 44,545 $7.60 $338,542.00
Disclosure

SEC source: 0001567619-20-016964 · doc1.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 69,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 21, 2020 Filed Sep 22, 2020 16:05 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 43,000 $7.61 $327,230.00
Disclosure

SEC source: 0001567619-20-016964 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 26,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 18, 2020 Filed Sep 21, 2020 20:48 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 50,000 $7.88 $394,000.00
Disclosure

SEC source: 0001567619-20-016943 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 119,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 17, 2020 Filed Sep 17, 2020 20:21 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 50,000 $7.83 $391,500.00
Disclosure

SEC source: 0001567619-20-016839 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 169,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:21 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 14,390 $7.85 $112,961.50
Disclosure

SEC source: 0001567619-20-016839 · doc1.xml · nonDerivative · entry 3

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 255,489

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 20:21 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 35,610 $7.89 $280,962.90
Disclosure

SEC source: 0001567619-20-016839 · doc1.xml · nonDerivative · entry 2

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 219,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 15, 2020 Filed Sep 16, 2020 20:39 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 100,000 $7.83 $782,700.00
Disclosure

SEC source: 0001567619-20-016804 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 269,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
September 14, 2020 Filed Sep 15, 2020 18:39 UTC
ROYCE CHARLES MPortfolio Manager
SaleCommon Stock 35,000 $7.77 $271,950.00
Disclosure

SEC source: 0001567619-20-016714 · doc1.xml · nonDerivative · entry 1

ROYCE CHARLES M · CIK 0001009121 · Portfolio Manager

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Investment Entity

Disclosed balance after: 369,879

F1 · ownership.direct: Shares held in a family investment entity of which the reporting person is the sole managing member and in which the reporting person has a substantial pecuniary interest (which may vary from time to time). The reporting person disclaims beneficial ownership of the portion of such shares owned by the family investment entity in which he has no pecuniary interest.

Read SEC document
January 09, 2020 Filed Jan 9, 2020 21:28 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 5,000 $8.56 $42,824.00
Disclosure

SEC source: 0001567619-20-000815 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,210

Read SEC document
January 27, 2017 Filed Jan 30, 2017 17:26 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 2,400 $8.33 $19,992.00
Disclosure

SEC source: 0001140361-17-003369 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Read SEC document
December 07, 2016 Filed Dec 7, 2016 17:54 UTC
DENNEEN JOHN ESecretary · Secretary-Investment Adviser
PurchaseCommon Stock 2,000 $8.18 $16,353.00
Disclosure

SEC source: 0001140361-16-088962 · doc1.xml · nonDerivative · entry 1

DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,983

Read SEC document
October 07, 2016 Filed Oct 7, 2016 19:41 UTC
CLARK CHRISTOPHER DPresident · CEO - Investment Adviser
PurchaseCOMMON STOCK 3,200 $7.74 $24,768.00
Disclosure

SEC source: 0001140361-16-082279 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · President · CEO - Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Read SEC document
October 07, 2016 Filed Oct 27, 2016 17:09 UTC Amendment
CLARK CHRISTOPHER DDirector · President · CEO - Investment Adviser
PurchaseCOMMON STOCK 3,200 $7.74 $24,768.00
Disclosure

SEC source: 0001140361-16-083731 · doc1.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Adviser

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Read SEC document
March 24, 2002 Filed Mar 25, 2026 13:50 UTC
CLARK CHRISTOPHER DDirector · President · CEO - Investment Advisor
PurchaseCommon Stock 6,500 $11.48 $74,620.00
Disclosure

SEC source: 0000906304-26-000054 · form4.xml · nonDerivative · entry 1

CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,648

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.