Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROYCE MICRO-CAP TRUST, INC.RMT · Entity 5175 | Vice President · VP - Investment Advisor | May 06, 2022 | May 06, 2022 |
| ROYCE SMALL-CAP TRUST, INC.RVT · Entity 4424 | Vice President · VP - Investment Advisor | March 23, 2020 | March 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROYCE MICRO-CAP TRUST, INC.
Report date May 06, 2022 · Filed May 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,587 |
Reported balance
After 2022-05-06 transaction · row 1
1 source rowRow 1 · 2022-05-06 · Purchase · Acquired 1,000 · Balance 11,587 |
ROYCE SMALL-CAP TRUST, INC.
Report date March 23, 2020 · Filed March 25, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,817 |
Reported balance
After 2020-03-23 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-03-23 · Purchase · Acquired 7,817 · Balance 7,817 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 06, 2022 Filed May 6, 2022 20:26 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 1,000 | $9.30 | $9,300.00 |
DisclosureSEC source: 0001567619-22-009684 · doc1.xml · nonDerivative · entry 1 O BYRNE DANIEL A · CIK 0001232147 · Vice President · VP - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,587 Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 14:21 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 7,000 | $7.96 | $55,720.00 |
DisclosureSEC source: 0001567619-20-006929 · doc1.xml · nonDerivative · entry 1 O BYRNE DANIEL A · CIK 0001232147 · Vice President · VP - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 15:57 UTC Amendment | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 7,817 | $7.92 | $61,910.64 |
DisclosureSEC source: 0001567619-20-006983 · doc1.xml · nonDerivative · entry 1 O BYRNE DANIEL A · CIK 0001232147 · Vice President · VP - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,817 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.