Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROYCE GLOBAL TRUST, INC.RGT · Entity 6751 | Secretary/General Counsel · Secretary-Investment Adviser | April 30, 2020 | May 01, 2020 |
| ROYCE MICRO-CAP TRUST, INC.RMT · Entity 5175 | Secretary · Secretary Investment Advisor | June 05, 2026 | June 08, 2026 |
| ROYCE SMALL-CAP TRUST, INC.RVT · Entity 4424 | Secretary · Secretary-Investment Adviser | July 09, 2018 | July 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROYCE GLOBAL TRUST, INC.
Report date April 30, 2020 · Filed May 01, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,600 |
Reported balance
After 2020-05-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-05-01 · Purchase · Acquired 100 · Balance 12,600 |
| Common StockSEC Table I · non-derivative | Direct | 12,500 |
Reported balance
After 2020-05-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-05-01 · Purchase · Acquired 500 · Balance 12,500 |
| Common StockSEC Table I · non-derivative | Direct | 12,000 |
Reported balance
After 2020-04-30 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-04-30 · Purchase · Acquired 2,000 · Balance 12,000 |
ROYCE MICRO-CAP TRUST, INC.
Report date June 05, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,232 |
Reported balance
After 2026-06-05 transaction · row 1
1 source rowRow 1 · 2026-06-05 · Purchase · Acquired 4,000 · Balance 12,232 |
ROYCE SMALL-CAP TRUST, INC.
Report date July 09, 2018 · Filed July 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,650 |
Reported balance
After 2018-07-09 transaction · row 1
1 source rowRow 1 · 2018-07-09 · Purchase · Acquired 5,150 · Balance 6,650 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2026 Filed Jun 8, 2026 16:12 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 4,000 | $13.70 | $54,800.00 |
DisclosureSEC source: 0000906304-26-000098 · form4.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,232 Read SEC document |
| June 01, 2026 Filed Jun 2, 2026 20:15 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 3,249 | $13.97 | $45,388.53 |
DisclosureSEC source: 0000906304-26-000096 · form4.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,232 Read SEC document |
| May 01, 2020 Filed May 1, 2020 20:24 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 500 | $9.80 | $4,900.00 |
DisclosureSEC source: 0001567619-20-008781 · doc1.xml · nonDerivative · entry 2 DENNEEN JOHN E · CIK 0001185842 · Secretary/General Counsel · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| May 01, 2020 Filed May 1, 2020 20:24 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 100 | $9.85 | $985.00 |
DisclosureSEC source: 0001567619-20-008781 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary/General Counsel · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,600 Read SEC document |
| April 30, 2020 Filed May 1, 2020 20:24 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 2,000 | $10.10 | $20,200.00 |
DisclosureSEC source: 0001567619-20-008781 · doc1.xml · nonDerivative · entry 3 DENNEEN JOHN E · CIK 0001185842 · Secretary/General Counsel · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 17:14 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,000 | $9.40 | $9,400.00 |
DisclosureSEC source: 0001567619-18-004529 · doc1.xml · nonDerivative · entry 2 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| October 24, 2018 Filed Oct 25, 2018 17:14 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,000 | $9.50 | $9,500.00 |
DisclosureSEC source: 0001567619-18-004529 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Read SEC document |
| October 18, 2018 Filed Oct 18, 2018 20:13 UTC Amendment | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 2,900 | $9.73 | $28,217.00 |
DisclosureSEC source: 0001567619-18-004286 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 15:58 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 100 | $9.75 | $975.00 |
DisclosureSEC source: 0001567619-18-004263 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Read SEC document |
| October 17, 2018 Filed Oct 18, 2018 15:57 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 100 | $9.75 | $975.00 |
DisclosureSEC source: 0001567619-18-004262 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Read SEC document |
| July 17, 2018 Filed Jul 17, 2018 15:51 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 3,000 | $10.50 | $31,500.00 |
DisclosureSEC source: 0001140361-18-032684 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 15:15 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 5,150 | $15.33 | $78,949.50 |
DisclosureSEC source: 0001140361-18-031981 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,650 Read SEC document |
| July 20, 2017 Filed Jul 20, 2017 17:38 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 244 | $9.83 | $2,398.52 |
DisclosureSEC source: 0001140361-17-028258 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 17:38 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 256 | $9.78 | $2,503.68 |
DisclosureSEC source: 0001140361-17-028258 · doc1.xml · nonDerivative · entry 2 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 17:55 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 700 | $13.56 | $9,493.40 |
DisclosureSEC source: 0001140361-16-088963 · doc1.xml · nonDerivative · entry 2 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700 Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 17:55 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 800 | $13.58 | $10,860.00 |
DisclosureSEC source: 0001140361-16-088963 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 17:54 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 2,000 | $8.18 | $16,353.00 |
DisclosureSEC source: 0001140361-16-088962 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,983 Read SEC document |
| December 07, 2016 Filed Dec 7, 2016 17:53 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,500 | $8.11 | $12,162.00 |
DisclosureSEC source: 0001140361-16-088961 · doc1.xml · nonDerivative · entry 1 DENNEEN JOHN E · CIK 0001185842 · Secretary · Secretary-Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.