Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROYCE GLOBAL TRUST, INC.RGT · Entity 6751 | Director · President · CEO Investment Advisor | September 30, 2026 | October 02, 2026 |
| ROYCE MICRO-CAP TRUST, INC.RMT · Entity 5175 | Director · President · CEO - Investment Advisor | September 30, 2026 | October 02, 2026 |
| ROYCE SMALL-CAP TRUST, INC.RVT · Entity 4424 | Director · President · CEO Investment Advisor | September 30, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROYCE GLOBAL TRUST, INC.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,127 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 743 · Balance 52,127 |
| Common StockSEC Table I · non-derivative | IndirectHeld by spouse | 5,074 |
Reported balance
Holding disclosure · report date 2026-09-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,074 |
ROYCE MICRO-CAP TRUST, INC.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,624 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 1,000 · Balance 76,624 |
ROYCE SMALL-CAP TRUST, INC.
Report date September 30, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,840 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Purchase · Acquired 1,200 · Balance 53,840 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2026 Filed Oct 2, 2026 00:58 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 743 | $14.22 | $10,565.46 |
DisclosureSEC source: 0000906304-26-000164 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,127 Read SEC document |
| September 30, 2026 Filed Oct 2, 2026 00:51 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 1,000 | $13.40 | $13,400.00 |
DisclosureSEC source: 0000906304-26-000163 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,624 Read SEC document |
| September 30, 2026 Filed Sep 30, 2026 20:55 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 1,200 | $17.06 | $20,472.00 |
DisclosureSEC source: 0000906304-26-000162 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,840 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 19:32 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 2,800 | $18.16 | $50,848.00 |
DisclosureSEC source: 0000906304-26-000101 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,826 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 19:34 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 3,600 | $14.12 | $50,832.00 |
DisclosureSEC source: 0000906304-26-000102 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,319 Read SEC document |
| March 24, 2026 Filed Mar 25, 2026 13:49 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 4,500 | $16.69 | $75,105.00 |
DisclosureSEC source: 0000906304-26-000053 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,235 Read SEC document |
| March 24, 2026 Filed Mar 27, 2026 18:33 UTC Amendment | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 6,500 | $11.48 | $74,620.00 |
DisclosureSEC source: 0000906304-26-000056 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,648 Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 14:42 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 1,300 | $15.99 | $20,787.00 |
DisclosureSEC source: 0000906304-25-000191 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,622 Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 14:40 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 2,100 | $10.16 | $21,336.00 |
DisclosureSEC source: 0000906304-25-000189 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,721 Read SEC document |
| August 26, 2025 Filed Aug 27, 2025 14:42 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,600 | $12.69 | $20,304.00 |
DisclosureSEC source: 0000906304-25-000190 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,638 Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 14:22 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stok | 3,400 | $15.20 | $51,680.00 |
DisclosureSEC source: 0000804116-24-000009 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,057 Read SEC document |
| August 16, 2024 Filed Aug 19, 2024 14:28 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 5,400 | $9.56 | $51,624.00 |
DisclosureSEC source: 0000912147-24-000007 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,040 Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 18:56 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 3,300 | $14.76 | $48,706.35 |
DisclosureSEC source: 0000804116-24-000006 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,489 Read SEC document |
| March 21, 2024 Filed Mar 22, 2024 18:55 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 5,000 | $9.24 | $46,200.00 |
DisclosureSEC source: 0000912147-24-000005 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,945 Read SEC document |
| January 29, 2021 Filed Jan 29, 2021 21:17 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 8,000 | $10.78 | $86,240.00 |
DisclosureSEC source: 0001567619-21-001710 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,475 Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 14:16 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 10,000 | $13.72 | $137,200.00 |
DisclosureSEC source: 0001567619-20-017736 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,417 Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 14:13 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 10,000 | $8.40 | $84,000.00 |
DisclosureSEC source: 0001567619-20-017735 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,128 Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 20:30 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 795 | $9.51 | $7,558.07 |
DisclosureSEC source: 0001567619-20-008546 · doc1.xml · nonDerivative · entry 2 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,538 Read SEC document |
| April 27, 2020 Filed Apr 28, 2020 20:30 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 3,500 | $9.54 | $33,402.25 |
DisclosureSEC source: 0001567619-20-008546 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,038 Read SEC document |
| April 23, 2020 Filed Apr 23, 2020 17:31 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 5,000 | $9.25 | $46,250.00 |
DisclosureSEC source: 0001567619-20-008298 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,743 Read SEC document |
| April 20, 2020 Filed Apr 20, 2020 21:01 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 4,000 | $8.91 | $35,640.00 |
DisclosureSEC source: 0001567619-20-008172 · doc1.xml · nonDerivative · entry 2 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,538 Read SEC document |
| April 20, 2020 Filed Apr 20, 2020 21:01 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 2,205 | $8.84 | $19,492.20 |
DisclosureSEC source: 0001567619-20-008172 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,743 Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 21:01 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 3,771 | $8.91 | $33,599.61 |
DisclosureSEC source: 0001567619-20-008172 · doc1.xml · nonDerivative · entry 3 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,538 Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 18:26 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,000 | $11.65 | $11,650.00 |
DisclosureSEC source: 0001567619-20-003195 · doc1.xml · nonDerivative · entry 2 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 5,000 Read SEC document |
| February 13, 2020 Filed Feb 13, 2020 18:26 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 3,500 | $11.65 | $40,775.00 |
DisclosureSEC source: 0001567619-20-003195 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,767 Read SEC document |
| January 09, 2020 Filed Jan 9, 2020 21:28 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 5,000 | $8.56 | $42,824.00 |
DisclosureSEC source: 0001567619-20-000815 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,210 Read SEC document |
| January 09, 2020 Filed Jan 9, 2020 21:22 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 2,000 | $11.76 | $23,518.20 |
DisclosureSEC source: 0001567619-20-000812 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,267 Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 20:02 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 2,000 | $10.88 | $21,760.00 |
DisclosureSEC source: 0001567619-19-021496 · doc1.xml · nonDerivative · entry 3 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,165 Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 20:02 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 3,200 | $10.88 | $34,816.00 |
DisclosureSEC source: 0001567619-19-021496 · doc1.xml · nonDerivative · entry 2 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 26,165 Read SEC document |
| November 14, 2019 Filed Nov 14, 2019 20:02 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 3,030 | $10.84 | $32,848.53 |
DisclosureSEC source: 0001567619-19-021496 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 15:05 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 500 | $10.80 | $5,398.40 |
DisclosureSEC source: 0001567619-19-021325 · doc1.xml · nonDerivative · entry 3 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,935 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 15:05 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 800 | $10.80 | $8,639.92 |
DisclosureSEC source: 0001567619-19-021325 · doc1.xml · nonDerivative · entry 2 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Indirect · Held by spouse Disclosed balance after: 19,435 Read SEC document |
| November 13, 2019 Filed Nov 14, 2019 15:05 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,970 | $10.81 | $21,286.05 |
DisclosureSEC source: 0001567619-19-021325 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,635 Read SEC document |
| September 11, 2019 Filed Sep 12, 2019 15:38 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 5,500 | $10.18 | $55,990.00 |
DisclosureSEC source: 0001567619-19-018166 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665 Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 17:25 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 1,500 | $9.33 | $13,995.00 |
DisclosureSEC source: 0001567619-18-004761 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,112 Read SEC document |
| July 10, 2018 Filed Jul 10, 2018 19:59 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 4,000 | $10.60 | $42,400.00 |
DisclosureSEC source: 0001140361-18-032019 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612 Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 16:30 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 5,390 | $15.33 | $82,628.70 |
DisclosureSEC source: 0001140361-18-032000 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,358 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 17:25 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCommon Stock | 1,500 | $13.88 | $20,820.00 |
DisclosureSEC source: 0001140361-17-003368 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,540 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 17:26 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 2,400 | $8.33 | $19,992.00 |
DisclosureSEC source: 0001140361-17-003369 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,662 Read SEC document |
| January 27, 2017 Filed Jan 30, 2017 17:27 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCommon Stock | 2,400 | $8.30 | $19,920.00 |
DisclosureSEC source: 0001140361-17-003370 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,555 Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 18:51 UTC | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCOMMON STOCK | 3,100 | $8.10 | $25,095.74 |
DisclosureSEC source: 0001140361-16-082458 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · President · CEO - Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| October 10, 2016 Filed Oct 27, 2016 19:54 UTC Amendment | ROYCE GLOBAL TRUST, INC. RGT · Entity 6751 | PurchaseCOMMON STOCK | 3,100 | $8.10 | $25,095.74 |
DisclosureSEC source: 0001140361-16-083766 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Read SEC document |
| October 07, 2016 Filed Oct 7, 2016 19:35 UTC | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCOMMON STOCK | 2,000 | $12.66 | $25,318.60 |
DisclosureSEC source: 0001140361-16-082277 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · President · CEO, Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 07, 2016 Filed Oct 7, 2016 19:41 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCOMMON STOCK | 3,200 | $7.74 | $24,768.00 |
DisclosureSEC source: 0001140361-16-082279 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · President · CEO - Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| October 07, 2016 Filed Oct 27, 2016 16:31 UTC Amendment | ROYCE SMALL-CAP TRUST, INC. RVT · Entity 4424 | PurchaseCOMMON STOCK | 2,000 | $12.66 | $25,318.60 |
DisclosureSEC source: 0001140361-16-083727 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO, Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| October 07, 2016 Filed Oct 27, 2016 17:09 UTC Amendment | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCOMMON STOCK | 3,200 | $7.74 | $24,768.00 |
DisclosureSEC source: 0001140361-16-083731 · doc1.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Read SEC document |
| March 24, 2002 Filed Mar 25, 2026 13:50 UTC | ROYCE MICRO-CAP TRUST, INC. RMT · Entity 5175 | PurchaseCommon Stock | 6,500 | $11.48 | $74,620.00 |
DisclosureSEC source: 0000906304-26-000054 · form4.xml · nonDerivative · entry 1 CLARK CHRISTOPHER D · CIK 0001619450 · Director · President · CEO - Investment Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,648 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.