Tapewire

Nasdaq · USD

RMCF

Rocky Mountain Chocolate Factory, Inc.

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Tapewire entity
1473
SEC CIK
0001616262
Parsed reports
296

Last 12 months

Inside the activity.

4 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202500
Jan 202620
Feb 2026010
Mar 202604
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 30, 2022 Filed Jan 4, 2023 15:23 UTC GrantCommon Stock 6,840 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000245 · rdgdoc.xml · nonDerivative · entry 1

Arreaga Gabriel · CIK 0001831556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023.

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December 30, 2022 Filed Jan 4, 2023 15:22 UTC GrantCommon Stock 6,840 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-000244 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,158

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023.

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November 14, 2022 Filed Nov 15, 2022 22:11 UTC PurchaseCommon Stock 17,650 $6.75 $119,197.51
Disclosure

SEC source: 0001437749-22-027475 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 604,485

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 10, 2022 Filed Nov 10, 2022 22:14 UTC PurchaseCommon Stock 21,833 $6.64 $145,034.44
Disclosure

SEC source: 0001437749-22-026970 · rdgdoc.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 586,835

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 09, 2022 Filed Nov 10, 2022 22:14 UTC PurchaseCommon Stock 1,222 $6.58 $8,039.42
Disclosure

SEC source: 0001437749-22-026970 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 565,002

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 22:14 UTC PurchaseCommon Stock 5,967 $6.68 $39,864.93
Disclosure

SEC source: 0001437749-22-026970 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 563,780

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
November 02, 2022 Filed Nov 2, 2022 20:33 UTC PurchaseCommon Stock 1,275 $6.59 $8,405.95
Disclosure

SEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 4

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,318

Read SEC document
November 02, 2022 Filed Nov 2, 2022 20:33 UTC PurchaseCommon Stock 9,344 $6.59 $61,598.45
Disclosure

SEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 557,813

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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November 01, 2022 Filed Nov 2, 2022 20:33 UTC PurchaseCommon Stock 6 $6.55 $39.30
Disclosure

SEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 548,469

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 31, 2022 Filed Nov 2, 2022 20:33 UTC PurchaseCommon Stock 500 $6.59 $3,296.45
Disclosure

SEC source: 0001437749-22-025550 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 548,463

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 27, 2022 Filed Oct 31, 2022 18:19 UTC PurchaseCommon Stock 823 $6.54 $5,382.42
Disclosure

SEC source: 0001437749-22-025146 · rdgdoc.xml · nonDerivative · entry 3

Riegel Mark O · CIK 0001890368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,868

Read SEC document
October 27, 2022 Filed Oct 31, 2022 18:19 UTC PurchaseCommon Stock 550 $6.60 $3,630.00
Disclosure

SEC source: 0001437749-22-025146 · rdgdoc.xml · nonDerivative · entry 2

Riegel Mark O · CIK 0001890368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,045

Read SEC document
October 27, 2022 Filed Oct 31, 2022 18:19 UTC PurchaseCommon Stock 152 $6.55 $995.60
Disclosure

SEC source: 0001437749-22-025146 · rdgdoc.xml · nonDerivative · entry 1

Riegel Mark O · CIK 0001890368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,495

Read SEC document
October 25, 2022 Filed Oct 27, 2022 13:30 UTC
Sarlls Robert JDirector · Chief Executive Officer
PurchaseCommon Stock 800 $6.61 $5,288.00
Disclosure

SEC source: 0001437749-22-024914 · rdgdoc.xml · nonDerivative · entry 2

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F6 · ownership.direct: stock purchased through Rollover IRA account

Read SEC document
October 25, 2022 Filed Oct 27, 2022 13:30 UTC
Sarlls Robert JDirector · Chief Executive Officer
PurchaseCommon Stock 500 $6.64 $3,321.10
Disclosure

SEC source: 0001437749-22-024914 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

F5 · ownership.direct: stock purchased through SEP-IRA account

Read SEC document
October 20, 2022 Filed Oct 20, 2022 16:07 UTC PurchaseCommon Stock 1,600 $6.16 $9,856.00
Disclosure

SEC source: 0001437749-22-024466 · rdgdoc.xml · nonDerivative · entry 1

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,074

Read SEC document
October 20, 2022 Filed Oct 21, 2022 15:05 UTC PurchaseCommon Stock 15,215 $6.14 $93,473.35
Disclosure

SEC source: 0001437749-22-024503 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 547,963

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 19, 2022 Filed Oct 21, 2022 15:05 UTC PurchaseCommon Stock 100 $6.00 $600.00
Disclosure

SEC source: 0001437749-22-024503 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 532,748

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
October 18, 2022 Filed Oct 20, 2022 16:31 UTC
Sarlls Robert JDirector · Chief Executive Officer
PurchaseCommon Stock 3,400 $6.21 $21,123.18
Disclosure

SEC source: 0001437749-22-024476 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Read SEC document
October 17, 2022 Filed Oct 19, 2022 16:54 UTC PurchaseCommon Stock 10,000 $5.98 $59,797.00
Disclosure

SEC source: 0001437749-22-024373 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 532,648

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3 · ownership.nature: Since last reported, 2,399 were transferred out of GVIC's beneficial ownership

Read SEC document
August 10, 2022 Filed Aug 11, 2022 11:39 UTC GrantRestricted Stock Units · Derivative 39,556 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-019991 · rdgdoc.xml · derivative · entry 2

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,556

Underlying: Common Stock · 39,556 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.

F4 · shares: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.

F3 · derivative.exercise_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.

F3 · derivative.expiration_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.

F4 · balance_after: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.

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August 10, 2022 Filed Aug 11, 2022 11:39 UTC GrantNon-Qualified Stock Option · Derivative 8,476 $0.00 Strike: $6.85 $0.00
Disclosure

SEC source: 0001437749-22-019991 · rdgdoc.xml · derivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,476

Underlying: Common Stock · 8,476 shares

Expires 2032-08-10

F1 · derivative.exercise_date: Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 2,189 $6.85 $14,994.65
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 16

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,658

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 16, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 311 $6.75 $2,099.25
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 15

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,469

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 2,400 $6.85 $16,440.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 14

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,158

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 100 $6.70 $670.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 13

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,758

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 20 $6.55 $131.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 12

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,658

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 1 $6.55 $6.55
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 11

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,638

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 2,500 $6.55 $16,375.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 10

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,637

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 137 $6.35 $869.95
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 9

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,137

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 3,897 $6.62 $25,798.14
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 8

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 103 $6.50 $669.50
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 7

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,103

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 800 $6.49 $5,192.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 6

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 200 $6.48 $1,296.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 5

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,200

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 1,423 $6.50 $9,249.50
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 4

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 2,502 $6.30 $15,762.60
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 3

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,577

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 900 $6.30 $5,670.00
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 2

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,075

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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June 14, 2022 Filed Jun 17, 2022 01:44 UTC
Berger AndrewSee Explanation of Responses
PurchaseCommon Stock 175 $6.29 $1,100.75
Disclosure

SEC source: 0001213900-22-033414 · ownership.xml · nonDerivative · entry 1

Berger Andrew · CIK 0001656039 · See Explanation of Responses

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175

F1 · balance_after: Mr. Berger is a member of a "group" with AB Value Partners, LP, AB Value Management LLC, Bradley Radoff, Mary Bradley, Richard Degnan, Correne S. Loeffler and Suchit Majmudar for purposes of Section 13(d) of the Exchange Act that collectively beneficially owns over 10% of the Issuer's outstanding shares of Common Stock. The reporting person disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

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May 09, 2022 Filed May 11, 2022 11:30 UTC
Sarlls Robert JDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 55,336 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-011862 · rdgdoc.xml · derivative · entry 2

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,336

Underlying: Common Stock · 55,336 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock.

F4 · shares: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.

F3 · derivative.exercise_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.

F3 · derivative.expiration_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025.

F4 · balance_after: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units.

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May 09, 2022 Filed May 11, 2022 11:30 UTC
Sarlls Robert JDirector · Chief Executive Officer
GrantNon-Qualified Stock Option · Derivative 27,668 $0.00 Strike: $6.38 $0.00
Disclosure

SEC source: 0001437749-22-011862 · rdgdoc.xml · derivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,668

Underlying: Common Stock · 27,668 shares

Expires 2032-05-09

F1 · derivative.exercise_date: Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025.

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February 14, 2022 Filed Feb 14, 2022 18:23 UTC PurchaseCommon Stock 100 $8.14 $814.00
Disclosure

SEC source: 0001437749-22-003324 · rdgdoc.xml · nonDerivative · entry 2

Charles Elisabeth B · CIK 0001690326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,543

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February 14, 2022 Filed Feb 14, 2022 18:23 UTC PurchaseCommon Stock 100 $8.11 $811.00
Disclosure

SEC source: 0001437749-22-003324 · rdgdoc.xml · nonDerivative · entry 1

Charles Elisabeth B · CIK 0001690326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,443

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February 09, 2022 Filed Feb 9, 2022 19:18 UTC
MERRYMAN BRYAN JCEO/CFO Treasurer
SaleCommon Stock 27,394 $8.06 $220,716.20
Disclosure

SEC source: 0001437749-22-002913 · rdgdoc.xml · nonDerivative · entry 1

MERRYMAN BRYAN J · CIK 0001258028 · CEO/CFO Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,999

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February 09, 2022 Filed Feb 14, 2022 17:21 UTC Amendment
MERRYMAN BRYAN JCEO/CFO Treasurer
SaleCommon Stock 27,393 $8.06 $220,708.14
Disclosure

SEC source: 0001437749-22-003306 · rdgdoc.xml · nonDerivative · entry 1

MERRYMAN BRYAN J · CIK 0001258028 · CEO/CFO Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Correction to the number of shares reported as sold by the reporting person

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January 31, 2022 Filed Jan 31, 2022 20:01 UTC SaleCommon 4,464 $7.81 $34,863.84
Disclosure

SEC source: 0001437749-22-001955 · rdgdoc.xml · nonDerivative · entry 1

McGrath Ryan R · CIK 0001715894 · VP of IT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

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January 28, 2022 Filed Feb 1, 2022 16:58 UTC PurchaseCommon Stock 6,400 $7.76 $49,664.00
Disclosure

SEC source: 0001437749-22-002070 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 525,047

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 28, 2022 Filed Feb 1, 2022 16:58 UTC PurchaseCommon Stock 4,700 $7.76 $36,472.00
Disclosure

SEC source: 0001437749-22-002070 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,043

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January 27, 2022 Filed Jan 31, 2022 17:14 UTC PurchaseCommon Stock 6,548 $7.95 $52,056.60
Disclosure

SEC source: 0001437749-22-001939 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 518,647

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 26, 2022 Filed Jan 28, 2022 17:37 UTC PurchaseCommon Stock 13,972 $7.97 $111,356.84
Disclosure

SEC source: 0001437749-22-001833 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 512,099

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

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January 18, 2022 Filed Jan 19, 2022 11:57 UTC
Coupe Donna L.VP Franchise Support
SaleCommon 100 $8.02 $802.00
Disclosure

SEC source: 0001437749-22-001163 · rdgdoc.xml · nonDerivative · entry 7

Coupe Donna L. · CIK 0001436974 · VP Franchise Support

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,800

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.