Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Director | November 16, 2023 | November 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date November 16, 2023 · Filed November 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,914 |
Reported balance
After 2023-11-16 transaction · row 1
1 source rowRow 1 · 2023-11-16 · Purchase · Acquired 1,000 · Balance 22,914 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 16, 2023 16:27 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,000 | $4.10 | $4,100.00 |
DisclosureSEC source: 0001437749-23-032348 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,914 Read SEC document |
| November 09, 2023 Filed Nov 9, 2023 16:18 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 300 | $4.03 | $1,209.00 |
DisclosureSEC source: 0001437749-23-031274 · rdgdoc.xml · nonDerivative · entry 2 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,914 Read SEC document |
| November 09, 2023 Filed Nov 9, 2023 16:18 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 700 | $3.99 | $2,793.00 |
DisclosureSEC source: 0001437749-23-031274 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,614 Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 16:29 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,000 | $3.99 | $7,981.80 |
DisclosureSEC source: 0001437749-23-030967 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,914 Read SEC document |
| August 10, 2023 Filed Aug 14, 2023 15:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 2,000 | $5.66 | $11,320.00 |
DisclosureSEC source: 0001437749-23-023634 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,914 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 10:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 6,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-000247 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,914 F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023. Read SEC document |
| October 20, 2022 Filed Oct 20, 2022 16:07 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,600 | $6.16 | $9,856.00 |
DisclosureSEC source: 0001437749-22-024466 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,074 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 13:21 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-027665 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,474 F1 · kind: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Read SEC document |
| March 02, 2021 Filed Mar 3, 2021 16:27 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-004852 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131 Read SEC document |
| January 07, 2020 Filed Jan 9, 2020 17:42 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon | 1,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-000407 · rdgdoc.xml · nonDerivative · entry 1 Seabert Brett P · CIK 0001709049 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,631 F1 · price: Stock Award under the 2007 Equity Incentive Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.