Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Director | February 14, 2022 | February 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date February 14, 2022 · Filed February 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,543 |
Ending reported balance
After 2022-02-14 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-14 · Purchase · Acquired 100 · Balance 4,443 Row 2 · 2022-02-14 · Purchase · Acquired 100 · Balance 4,543 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
At Home Group Inc.
Report date July 22, 2021 · Filed August 03, 2021
Section 16 reporting ended · disclosed 2021-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,132 |
Reported balance
After 2021-07-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-07-22 · Other · Disposed 34,043 · Balance 5,132 F1: This amount consists of shares deliverable upon vesting and settlement of restricted stock units. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-07-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-07-23 · Disposition to issuer · Disposed 5,132 · Balance 0 F2: These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share). |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.46 · Expires 2023-12-02 | Direct | 0 |
Reported balance
After 2021-07-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-23 · Disposition to issuer · Disposed 3,488 · Balance 0 F4: This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment in an amount representing the difference between, for each share in respect of the option, the exercise price of the option and the market value of the underlying issuer common stock on the effective date of the merger ($37 per share). F3: This option was fully vested and exercisable as of the cancellation date. |
Filing footnotes · ownership attribution and instrument terms
F1: This amount consists of shares deliverable upon vesting and settlement of restricted stock units.
F2: These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).
F3: This option was fully vested and exercisable as of the cancellation date.
F4: This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment in an amount representing the difference between, for each share in respect of the option, the exercise price of the option and the market value of the underlying issuer common stock on the effective date of the merger ($37 per share).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2022 Filed Feb 14, 2022 18:23 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 100 | $8.14 | $814.00 |
DisclosureSEC source: 0001437749-22-003324 · rdgdoc.xml · nonDerivative · entry 2 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,543 Read SEC document |
| February 14, 2022 Filed Feb 14, 2022 18:23 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 100 | $8.11 | $811.00 |
DisclosureSEC source: 0001437749-22-003324 · rdgdoc.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,443 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 13:22 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 4,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-21-027666 · rdgdoc.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,343 F1 · kind: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Read SEC document |
| July 23, 2021 Filed Aug 3, 2021 10:49 UTC | At Home Group Inc. HOME · Entity 136668 | Disposition to issuerStock Option (Right to Buy) · Derivative | 3,488 | $24.54 Strike: $12.46 | $85,595.52 |
DisclosureSEC source: 0001104659-21-099251 · tm2123866-14_4seq1.xml · derivative · entry 3 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,488 shares Expires 2023-12-02 F4 · price: This option was cancelled pursuant to the Merger Agreement in exchange for a cash payment in an amount representing the difference between, for each share in respect of the option, the exercise price of the option and the market value of the underlying issuer common stock on the effective date of the merger ($37 per share). F3 · derivative.exercise_date: This option was fully vested and exercisable as of the cancellation date. Read SEC document |
| July 23, 2021 Filed Aug 3, 2021 10:49 UTC | At Home Group Inc. HOME · Entity 136668 | Disposition to issuerCommon Stock | 5,132 | $37.00 | $189,884.00 |
DisclosureSEC source: 0001104659-21-099251 · tm2123866-14_4seq1.xml · nonDerivative · entry 2 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: These restricted stock units were cancelled pursuant to the amended and restated merger agreement between issuer, Ambience Parent, Inc. and Ambience Merger Sub, Inc. (the "Merger Agreement") in exchange for a cash payment equal to the market value of the underlying issuer common stock on the effective date of the merger ($37 per share). Read SEC document |
| July 22, 2021 Filed Aug 3, 2021 10:49 UTC | At Home Group Inc. HOME · Entity 136668 | OtherCommon Stock | 34,043 | $37.00 | $1,259,591.00 |
DisclosureSEC source: 0001104659-21-099251 · tm2123866-14_4seq1.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,132 F1 · balance_after: This amount consists of shares deliverable upon vesting and settlement of restricted stock units. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 16:06 UTC | At Home Group Inc. HOME · Entity 136668 | GrantCommon Stock | 5,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001741 · form4-04012021_040414.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,175 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. These restricted stock units will vest on March 30, 2022, and each vested restricted stock unit will be settled for one share of common stock within 30 days thereafter. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 18:27 UTC | At Home Group Inc. HOME · Entity 136668 | GrantCommon Stock | 16,300 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-20-000735 · form4.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,043 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer, these restricted stock units will vest on June 22, 2021 and be settled in shares of common stock within 30 days thereafter. F2 · balance_after: This amount includes 16,300 shares deliverable upon vesting of restricted stock units. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 18:22 UTC | At Home Group Inc. HOME · Entity 136668 | GrantCommon Stock | 7,292 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008024 · doc1.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,743 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer, these restricted stock units will vest on March 28, 2020 and be settled in shares of common stock within 30 days thereafter. F2 · balance_after: This amount includes 11,094 shares deliverable upon vesting and settlement of restricted stock units. Read SEC document |
| April 03, 2018 Filed Apr 5, 2018 19:14 UTC | At Home Group Inc. HOME · Entity 136668 | GrantCommon Stock | 3,802 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-017462 · doc1.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,451 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer, these restricted stock units will vest on April 3, 2019 and be settled in shares of common stock within 30 days thereafter. F2 · balance_after: This amount includes 3,802 shares deliverable upon vesting and settlement of restricted stock units. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 16:42 UTC | At Home Group Inc. HOME · Entity 136668 | GrantCommon Stock | 6,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-015233 · doc1.xml · nonDerivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,649 F1 · kind: The reported transaction is an award of restricted stock units in respect of the issuer's common stock. Subject to the reporting person's continued service as a director of the issuer, these restricted stock units will vest on April 5, 2018 and be settled in shares of common stock within 30 days thereafter. F2 · balance_after: This amount consists of 6,649 shares deliverable upon vesting and settlement of restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 08:01 UTC | At Home Group Inc. HOME · Entity 136668 | GrantDirector Stock Option (Right to Buy) · Derivative | 3,488 | $0.00 Strike: $12.46 | $0.00 |
DisclosureSEC source: 0001140361-16-088732 · doc1.xml · derivative · entry 1 Charles Elisabeth B · CIK 0001690326 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,488 Underlying: Common Stock · 3,488 shares Expires 2023-12-02 F1 · derivative.exercise_date: This option will vest with respect to all of underlying shares on December 2, 2017, subject to the reporting person's continued service as a director of the issuer through such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.