Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | CFO | November 15, 2023 | November 16, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date November 15, 2023 · Filed November 16, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,645 |
Reported balance
After 2023-11-15 transaction · row 1
1 source rowRow 1 · 2023-11-15 · Purchase · Acquired 500 · Balance 19,645 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2023 Filed Nov 16, 2023 16:24 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $4.05 | $2,025.00 |
DisclosureSEC source: 0001437749-23-032346 · rdgdoc.xml · nonDerivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,645 Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 10:44 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $4.00 | $2,000.00 |
DisclosureSEC source: 0001437749-23-031459 · rdgdoc.xml · nonDerivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,145 Read SEC document |
| November 07, 2023 Filed Nov 8, 2023 17:26 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $3.95 | $1,975.00 |
DisclosureSEC source: 0001437749-23-030991 · rdgdoc.xml · nonDerivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,645 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 17:36 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 15,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-023867 · rdgdoc.xml · nonDerivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,145 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date. Read SEC document |
| August 02, 2023 Filed Aug 3, 2023 15:44 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $5.90 | $2,950.00 |
DisclosureSEC source: 0001437749-23-021904 · rdgdoc.xml · nonDerivative · entry 2 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,015 Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 15:44 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $5.90 | $2,950.00 |
DisclosureSEC source: 0001437749-23-021904 · rdgdoc.xml · nonDerivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,515 Read SEC document |
| July 27, 2023 Filed Jul 27, 2023 16:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $5.80 | $2,900.00 |
DisclosureSEC source: 0001437749-23-020891 · rdgdoc.xml · nonDerivative · entry 3 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,015 Read SEC document |
| July 26, 2023 Filed Jul 27, 2023 16:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $5.79 | $2,892.50 |
DisclosureSEC source: 0001437749-23-020891 · rdgdoc.xml · nonDerivative · entry 2 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,515 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 25, 2023 Filed Jul 27, 2023 16:00 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,000 | $5.85 | $5,847.00 |
DisclosureSEC source: 0001437749-23-020891 · rdgdoc.xml · nonDerivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,015 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 11:39 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantRestricted Stock Units · Derivative | 39,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-019991 · rdgdoc.xml · derivative · entry 2 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,556 Underlying: Common Stock · 39,556 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. F4 · shares: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units. F3 · derivative.exercise_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025. F3 · derivative.expiration_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025. F4 · balance_after: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units. Read SEC document |
| August 10, 2022 Filed Aug 11, 2022 11:39 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantNon-Qualified Stock Option · Derivative | 8,476 | $0.00 Strike: $6.85 | $0.00 |
DisclosureSEC source: 0001437749-22-019991 · rdgdoc.xml · derivative · entry 1 ARROYO A ALLEN · CIK 0001258292 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,476 Underlying: Common Stock · 8,476 shares Expires 2032-08-10 F1 · derivative.exercise_date: Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.