Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | Director · Chief Executive Officer | November 22, 2023 | November 22, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date November 22, 2023 · Filed November 22, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,130 |
Ending reported balance
After 2023-11-22 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-22 · Purchase · Acquired 1,000 · Balance 36,530 Row 2 · 2023-11-22 · Purchase · Acquired 600 · Balance 37,130 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2023 Filed Nov 22, 2023 14:29 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 600 | $4.16 | $2,496.00 |
DisclosureSEC source: 0001437749-23-032874 · rdgdoc.xml · nonDerivative · entry 2 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,130 Read SEC document |
| November 22, 2023 Filed Nov 22, 2023 14:29 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,000 | $4.17 | $4,170.00 |
DisclosureSEC source: 0001437749-23-032874 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,530 Read SEC document |
| November 14, 2023 Filed Nov 14, 2023 11:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 1,400 | $4.10 | $5,740.00 |
DisclosureSEC source: 0001437749-23-031829 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,530 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 17:39 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 27,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-023872 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,130 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 17:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 600 | $5.89 | $3,531.00 |
DisclosureSEC source: 0001437749-23-021682 · rdgdoc.xml · nonDerivative · entry 2 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 17:33 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 400 | $5.92 | $2,366.48 |
DisclosureSEC source: 0001437749-23-021682 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,400 Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 17:47 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 200 | $5.70 | $1,140.00 |
DisclosureSEC source: 0001437749-23-021069 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 16:40 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 100 | $5.63 | $563.00 |
DisclosureSEC source: 0001437749-23-020456 · rdgdoc.xml · nonDerivative · entry 2 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,800 Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 16:40 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 203 | $5.72 | $1,161.16 |
DisclosureSEC source: 0001437749-23-020456 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,700 Read SEC document |
| July 18, 2023 Filed Jul 20, 2023 16:49 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 297 | $5.40 | $1,603.80 |
DisclosureSEC source: 0001437749-23-020350 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,497 Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 13:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 800 | $6.61 | $5,288.00 |
DisclosureSEC source: 0001437749-22-024914 · rdgdoc.xml · nonDerivative · entry 2 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,200 F6 · ownership.direct: stock purchased through Rollover IRA account Read SEC document |
| October 25, 2022 Filed Oct 27, 2022 13:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $6.64 | $3,321.10 |
DisclosureSEC source: 0001437749-22-024914 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 F5 · ownership.direct: stock purchased through SEP-IRA account Read SEC document |
| October 18, 2022 Filed Oct 20, 2022 16:31 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 3,400 | $6.21 | $21,123.18 |
DisclosureSEC source: 0001437749-22-024476 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| May 09, 2022 Filed May 11, 2022 11:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantRestricted Stock Units · Derivative | 55,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-011862 · rdgdoc.xml · derivative · entry 2 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,336 Underlying: Common Stock · 55,336 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. F4 · shares: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units. F3 · derivative.exercise_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025. F3 · derivative.expiration_date: Restricted stock units granted under the Company's 2007 Equity Incentive Plan (as amended) that vest upon RMCF's common stock achieving a specific level of total shareholder return ("TSR") for a performance period ending on 02/28/2025. F4 · balance_after: Reported number of shares represents the maximum number of shares that may be issued pursuant to these restricted stock units. Read SEC document |
| May 09, 2022 Filed May 11, 2022 11:30 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantNon-Qualified Stock Option · Derivative | 27,668 | $0.00 Strike: $6.38 | $0.00 |
DisclosureSEC source: 0001437749-22-011862 · rdgdoc.xml · derivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,668 Underlying: Common Stock · 27,668 shares Expires 2032-05-09 F1 · derivative.exercise_date: Stock Option granted under the Company's 2007 Equity Incentive Plan (as amended) and becomes exercisable with respect to 1/3 of the shares on 02/28/2023 and 1/12 quarterly thereafter until fully exercisable on 02/28/2025. Read SEC document |
| October 20, 2020 Filed Oct 24, 2022 13:28 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 500 | $6.19 | $3,095.00 |
DisclosureSEC source: 0001437749-22-024592 · rdgdoc.xml · nonDerivative · entry 1 Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.