RMCF

SEC source: 0001209191-23-045211 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 863,503

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-045210 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 831,720

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-044839 · doc4.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 863,260

F3 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F1 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F2 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-044840 · doc4.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 831,477

F3 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-044839 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

SEC source: 0001209191-23-044839 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 857,335

F1 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F2 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-044840 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,783

SEC source: 0001209191-23-044840 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 825,552

F1 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F2 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-021904 · rdgdoc.xml · nonDerivative · entry 2

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,015

SEC source: 0001437749-23-021901 · rdgdoc.xml · nonDerivative · entry 1

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-23-021904 · rdgdoc.xml · nonDerivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,515

SEC source: 0001437749-23-021682 · rdgdoc.xml · nonDerivative · entry 2

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

SEC source: 0001437749-23-021682 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,400

SEC source: 0001209191-23-043940 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 710,735

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-021480 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 684,512

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-020891 · rdgdoc.xml · nonDerivative · entry 3

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,015

SEC source: 0001209191-23-043686 · doc4.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,823

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-043686 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 683,612

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-020891 · rdgdoc.xml · nonDerivative · entry 2

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,515

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-043659 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 702,435

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-021069 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

SEC source: 0001209191-23-043686 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 676,887

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-043401 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 696,635

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020728 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 671,077

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-020891 · rdgdoc.xml · nonDerivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,015

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-043401 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 693,235

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020728 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 667,677

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 5

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 684,034

F5 · kind: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.

F5 · shares: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.

F5 · price: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by, GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 4

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 661,086

F4 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 661,911

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020554 · rdgdoc.xml · nonDerivative · entry 4

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 658,476

F4 · kind: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.

F4 · price: As of July 21, 2023, certain separately managed accounts advised by GVIC received shares of Common Stock previously held in an account that was not advised by, and is not currently advised by GVIC. As a result of this receipt, GVIC claimed indirect beneficial ownership over such shares of Common Stock as of the date of the receipt. No purchase price is associated with the receipt.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-020554 · rdgdoc.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 635,528

F5 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-020554 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 636,353

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-042910 · doc4.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 647,478

F4 · shares: As of July 20, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F4 · price: As of July 20, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020459 · rdgdoc.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 621,320

F4 · kind: As of July 20, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F4 · price: As of July 20, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,600

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-043190 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 652,468

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020554 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 626,910

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-042910 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 647,828

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020456 · rdgdoc.xml · nonDerivative · entry 2

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,800

SEC source: 0001437749-23-020456 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,700

SEC source: 0001437749-23-020459 · rdgdoc.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 621,670

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-042910 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 636,728

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-020350 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,497

SEC source: 0001437749-23-020459 · rdgdoc.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 610,570

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively,"GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-006170 · rdgdoc.xml · nonDerivative · entry 1

JOHNSON STARLETTE B · CIK 0001186340 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,338

F1 · shares: Represents the initial common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of May 31, 2023, August 31, 2023 and November 30, 2023.

SEC source: 0001209191-23-000831 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 630,643

F1 · shares: Represents a common stock grant to Jeffrey R. Geygan in his capacity as a non-employee director of the issuer pursuant to the issuer's board of directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023, and August 31, 2023.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 5(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-000247 · rdgdoc.xml · nonDerivative · entry 1

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,914

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023.

SEC source: 0001437749-23-000248 · rdgdoc.xml · nonDerivative · entry 1

TAYLOR SANDRA E · CIK 0001243142 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,183

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023.

SEC source: 0001437749-23-000246 · rdgdoc.xml · nonDerivative · entry 1

Riegel Mark O · CIK 0001890368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,708

F1 · shares: Represents the annual common stock grant to non-employee directors pursuant to the issuer's Board of Directors compensation program. Shares awarded vest 25% on the grant date and 25% quarterly thereafter on each of February 28, 2023, May 31, 2023 and August 31, 2023.