Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rocky Mountain Chocolate Factory, Inc.RMCF · Entity 1473 | VP Sales and Marketing | March 18, 2024 | March 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rocky Mountain Chocolate Factory, Inc.
Report date March 18, 2024 · Filed March 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,004 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Purchase · Acquired 93 · Balance 6,097 Row 2 · 2024-03-18 · Sale · Disposed 93 · Balance 6,004 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2024 Filed Mar 20, 2024 11:28 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 93 | $3.67 | $341.31 |
DisclosureSEC source: 0001437749-24-008615 · rdgdoc.xml · nonDerivative · entry 2 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,004 Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 11:28 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 93 | $3.84 | $357.12 |
DisclosureSEC source: 0001437749-24-008615 · rdgdoc.xml · nonDerivative · entry 1 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,097 Read SEC document |
| February 16, 2024 Filed Feb 23, 2024 10:13 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | SaleCommon Stock | 312 | $4.20 | $1,310.40 |
DisclosureSEC source: 0001437749-24-005294 · rdgdoc.xml · nonDerivative · entry 1 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,004 F1 · kind: The reporting person has agreed to disgorge to RMCF $21.22, which is the full amount of the short-wing profit realized according to Section 16(b) of the Securities Exchange Act of 1934, as amended, in connection with the transactions reported herein." Read SEC document |
| November 17, 2023 Filed Nov 17, 2023 17:36 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 127 | $4.19 | $531.81 |
DisclosureSEC source: 0001437749-23-032497 · rdgdoc.xml · nonDerivative · entry 1 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,316 F1 · shares: Fractional amounts have been rounded up to the nearest whole share. F2 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the SEC staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 13, 2023 Filed Nov 13, 2023 10:52 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 100 | $4.01 | $401.00 |
DisclosureSEC source: 0001437749-23-031462 · rdgdoc.xml · nonDerivative · entry 1 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,189 Read SEC document |
| August 11, 2023 Filed Aug 15, 2023 17:38 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | GrantCommon Stock | 6,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-023870 · rdgdoc.xml · nonDerivative · entry 1 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,089 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 15:43 UTC | Rocky Mountain Chocolate Factory, Inc. RMCF · Entity 1473 | PurchaseCommon Stock | 86 | $5.81 | $499.92 |
DisclosureSEC source: 0001437749-23-021901 · rdgdoc.xml · nonDerivative · entry 1 Ford Andrew · CIK 0001988030 · VP Sales and Marketing 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86 F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.