RMCF

SEC source: 0001209191-23-056315 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 937,856

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-056319 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 900,069

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-032348 · rdgdoc.xml · nonDerivative · entry 1

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,914

SEC source: 0001437749-23-032369 · rdgdoc.xml · nonDerivative · entry 2

Conklin Kara L · CIK 0002001175 · VP Franchise Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 800

SEC source: 0001437749-23-032369 · rdgdoc.xml · nonDerivative · entry 1

Conklin Kara L · CIK 0002001175 · VP Franchise Development

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

SEC source: 0001437749-23-032346 · rdgdoc.xml · nonDerivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,645

SEC source: 0001437749-23-031829 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,530

SEC source: 0001437749-23-031880 · rdgdoc.xml · nonDerivative · entry 1

JOHNSON STARLETTE B · CIK 0001186340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,338

SEC source: 0001209191-23-055508 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 932,853

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-055511 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 895,066

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-031462 · rdgdoc.xml · nonDerivative · entry 1

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,189

SEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 930,598

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-055033 · doc4.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 892,811

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-031274 · rdgdoc.xml · nonDerivative · entry 2

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,914

SEC source: 0001437749-23-031274 · rdgdoc.xml · nonDerivative · entry 1

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,614

SEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 927,823

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-031459 · rdgdoc.xml · nonDerivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,145

SEC source: 0001209191-23-055033 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 890,036

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-055036 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 921,592

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · ownership.nature: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-055033 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 883,805

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-054721 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 917,292

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-030967 · rdgdoc.xml · nonDerivative · entry 1

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,914

SEC source: 0001437749-23-030991 · rdgdoc.xml · nonDerivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,645

SEC source: 0001209191-23-054722 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 879,505

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-054721 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 911,992

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-054722 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 874,205

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 892,145

F4 · price: As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

SEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 893,385

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-054543 · doc4.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 854,358

F4 · price: As of November 3, 2023, certain separately managed accounts terminated their relationship with, and are no longer advised by, GVIC. The positions held in such accounts are therefore no longer included herein.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-054543 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 855,598

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-054542 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 884,439

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-054543 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 846,652

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-026386 · rdgdoc.xml · nonDerivative · entry 1

Ouellet Richard Scott · CIK 0001990219 · Sr VP Manufacturing and Supply

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,393

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal annual installments beginning September 18, 2024, subject to continued service through the applicable vesting date.

SEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 3

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,213

F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 872,308

F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-047129 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 862,001

F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-047130 · doc4.xml · nonDerivative · entry 3

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,000

F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-047130 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 834,521

F4 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-047130 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 830,218

F1 · price: The reported price represents a weighted average sale price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-045670 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 871,431

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001209191-23-045671 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 839,648

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001437749-23-023870 · rdgdoc.xml · nonDerivative · entry 1

Ford Andrew · CIK 0001988030 · VP Sales and Marketing

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,089

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date.

SEC source: 0001437749-23-023872 · rdgdoc.xml · nonDerivative · entry 1

Sarlls Robert J · CIK 0001465553 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,130

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date.

SEC source: 0001437749-23-023867 · rdgdoc.xml · nonDerivative · entry 1

ARROYO A ALLEN · CIK 0001258292 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,145

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of RMCF common stock. The restricted stock units vest in 3 equal installments beginning August 11, 2024, subject to continued service through each applicable vesting date.

SEC source: 0001209191-23-045670 · doc4.xml · nonDerivative · entry 1

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 870,556

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · balance_after: In addition to Global Value Investment Corp, a Delaware corporation ("GVIC"), this Form 4 is being filed jointly by GVP 2021-A, L.P., a Delaware limited partnership, GVP 2021-A, L.L.C., a Delaware limited liability company, Jeffrey R. Geygan, a citizen of the United States of America, James P. Geygan, a citizen of the United States of America, Stacy A. Wilke, a citizen of the United States of America, and Kathleen M. Geygan, a citizen of the United States of America, each of whom has the same business address as GVIC. GVIC beneficially owns the shares of common stock, par value $0.01 per share ("Common Stock"), of Rocky Mountain Chocolate Factory, Inc. reported on this Form 4.

F3 · balance_after: In accordance with Instruction 4(b)(iv), the entire amount of Common Stock held by GVIC is reported herein. Common Stock reported as indirectly owned by GVIC includes shares owned by GVP 2021-A, L.P., GVP 2021-A, L.L.C., Jeffrey R. Geygan, James P. Geygan, Stacy A. Wilke, and Kathleen M. Geygan.

SEC source: 0001437749-23-023634 · rdgdoc.xml · nonDerivative · entry 1

Seabert Brett P · CIK 0001709049 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,914

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001437749-23-023632 · rdgdoc.xml · nonDerivative · entry 1

JOHNSON STARLETTE B · CIK 0001186340 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,338

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-045671 · doc4.xml · nonDerivative · entry 1

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 838,773

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

SEC source: 0001209191-23-045211 · doc4.xml · nonDerivative · entry 2

GLOBAL VALUE INVESTMENT CORP. · CIK 0001569866 · 10% owner

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director · Director and Officer of GVIC

GEYGAN JAMES · CIK 0001734726 · Director and Officer of GVIC

GVP 2021-A, L.P. · CIK 0001955705 · GVIC-Controlled Entity

GVP 2021-A, LLC · CIK 0001955706 · GVIC-Controlled Entity

Wilke Stacy · CIK 0001865363 · Officer of GVIC

Geygan Kathleen · CIK 0001865425 · Director of GVIC

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnotes

Disclosed balance after: 865,441

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

SEC source: 0001209191-23-045210 · doc4.xml · nonDerivative · entry 2

GEYGAN JEFFREY RICHART · CIK 0001733547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Global Value Investment Corporation

Disclosed balance after: 833,658

F1 · price: The reported price represents a weighted average purchase price. The Reporting Person undertakes to provide to the staff, the issuer, or a security holder full information regarding the number of shares purchased at each separate price.

F2 · ownership.nature: These securities are held in one or more accounts managed indirectly by Global Value Investment Corporation or its subsidiary or its affiliated entities (collectively, "GVIC"). GVIC is controlled by the reporting person. These securities may be deemed to be beneficially owned by the reporting person because he controls GVIC, and GVIC may be deemed to have beneficial ownership of these securities because it serves as the investment manager to separate managed accounts and/or investment partnerships.

F3 · ownership.nature: The reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest, if any, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.