Last 12 months
Inside the activity.
0 purchase rows · 32 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 11 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 6 |
| Jun 2026 | 0 | 4 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,084 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,400 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,863 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 3,069 | $13.65 | $41,899.52 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,503 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.65 to $13.66. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 11, 2017 Filed Oct 12, 2017 21:25 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-056768 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2017 Filed Oct 4, 2017 20:13 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 6,437 | $13.65 | $87,883.07 |
DisclosureSEC source: 0001209191-17-055772 · doc4.xml · nonDerivative · entry 2 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,442 F3 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2017. F4 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.62 to $13.69. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:25 UTC |
SHRIGLEY DAVID ADirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055838 · doc4.xml · nonDerivative · entry 1 SHRIGLEY DAVID A · CIK 0001189259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,045 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:18 UTC |
KISSNER CHARLESDirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055806 · doc4.xml · nonDerivative · entry 1 KISSNER CHARLES · CIK 0001188095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:19 UTC |
STANG ERIC BDirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055814 · doc4.xml · nonDerivative · entry 1 STANG ERIC B · CIK 0001234045 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:16 UTC |
Higashi EmikoDirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055795 · doc4.xml · nonDerivative · entry 1 Higashi Emiko · CIK 0001318086 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:16 UTC |
HERSCHER PENNYDirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055789 · doc4.xml · nonDerivative · entry 2 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,666 F4 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F5 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:16 UTC |
HERSCHER PENNYDirector
|
SaleCommon Stock | 6,437 | $13.44 | $86,537.10 |
DisclosureSEC source: 0001209191-17-055789 · doc4.xml · nonDerivative · entry 1 HERSCHER PENNY · CIK 0001232019 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 26,145 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 30, 2015. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.33 to $13.50. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Shares held directly by the 2001 Herscher Family Trust for which the Reporting Person serves as a trustee. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:14 UTC |
BENTLEY J THOMASDirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055780 · doc4.xml · nonDerivative · entry 1 BENTLEY J THOMAS · CIK 0001231652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,792 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading thereafter. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:13 UTC |
FISHER ELLIS THOMASDirector
|
GrantCommon Stock | 11,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-055772 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,879 F1 · shares: Shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of RMBS common stock. F2 · shares: All of the restricted stock units will vest on October 2, 2018 or the first business trading day thereafter. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 22:23 UTC |
FISHER ELLIS THOMASDirector
|
SaleCommon Stock | 1,702 | $12.94 | $22,023.88 |
DisclosureSEC source: 0001209191-17-054054 · doc4.xml · nonDerivative · entry 1 FISHER ELLIS THOMAS · CIK 0001631809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,087 F1 · kind: The sale reported on this Form 4 is pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2017. F2 · price: All shares were sold at an exact sale price of $12.94. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 804 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,374 Underlying: Common Stock · 804 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 972 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,055 Underlying: Common Stock · 972 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,100 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 465 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,328 Underlying: Common Stock · 465 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 4,065 | $12.96 | $52,700.29 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,632 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.95 to $13.00. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 804 | $8.76 | $7,043.04 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 972 | $5.46 | $5,307.12 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 22:52 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 465 | $8.55 | $3,975.75 |
DisclosureSEC source: 0001209191-17-052709 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 803 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 9 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,178 Underlying: Common Stock · 803 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 971 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 8 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,027 Underlying: Common Stock · 971 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 700 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 7 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,800 Underlying: Common Stock · 700 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 464 | $0.00 Strike: $8.55 | $0.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · derivative · entry 6 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,793 Underlying: Common Stock · 464 shares Expires 2019-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2009 and the remaining shares vested monthly thereafter until fully vested on February 2, 2014. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
SaleCommon Stock | 3,640 | $12.59 | $45,828.33 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 5 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,756 F1 · kind: The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 9, 2017. F2 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.5450 to $12.61. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 803 | $8.76 | $7,034.28 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 4 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 971 | $5.46 | $5,301.66 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 3 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 700 | $7.31 | $5,117.00 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 2 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:01 UTC |
STARK LAURASVP, GM ESD
|
Exercise / conversionCommon Stock | 464 | $8.55 | $3,967.20 |
DisclosureSEC source: 0001209191-17-048806 · doc4.xml · nonDerivative · entry 1 STARK LAURA · CIK 0001276837 · SVP, GM ESD 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
SaleCommon Stock | 3,254 | $12.80 | $41,661.61 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 10 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,770 F2 · price: All shares were sold at an exact sale price of $12.8032. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option · Derivative | 6,428 | $0.00 Strike: $12.31 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 18 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,572 Underlying: Common Stock · 18,000 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2016 and the remaining shares vest monthly thereafter until fully vested on February 1, 2020. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option · Derivative | 5,134 | $0.00 Strike: $11.26 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 17 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 10,534 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 2, 2015 and the remaining shares vest monthly thereafter until fully vested on February 2, 2019. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 10,287 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 16 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,786 Underlying: Common Stock · 16,073 shares Expires 2024-02-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 110 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 15 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110 shares Expires 2021-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 243 | $0.00 Strike: $5.63 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 14 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 243 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,459 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 13 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,459 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,432 | $0.00 Strike: $5.46 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 12 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,432 shares Expires 2023-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 495 | $0.00 Strike: $7.31 | $0.00 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · derivative · entry 11 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 495 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
SaleCommon Stock | 39,195 | $12.70 | $497,874.49 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 9 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,024 F1 · price: The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $12.65 to $12.75. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 6,428 | $12.31 | $79,128.68 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 8 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 5,134 | $11.26 | $57,808.84 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 7 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,791 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 10,287 | $8.76 | $90,114.12 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 6 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2017 Filed Aug 7, 2017 22:15 UTC |
Kim JaeSVP & GC
|
Exercise / conversionCommon Stock | 110 | $5.63 | $619.30 |
DisclosureSEC source: 0001209191-17-047955 · doc4.xml · nonDerivative · entry 5 Kim Jae · CIK 0001570465 · SVP & GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.